Insider Transactions in Q4 2020 at Pzena Investment Management, Inc. (PZN)
Insider Transaction List (Q4 2020)
Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
---|---|---|---|---|---|
Dec 31
2020
|
Evan K. Fire Chief Operating Officer |
BUY
Exercise of conversion of derivative security
|
Indirect |
787
+6.16%
|
-
|
Dec 31
2020
|
John Paul Goetz President and Co-CIO |
BUY
Exercise of conversion of derivative security
|
Indirect |
70,749
+1.39%
|
-
|
Dec 31
2020
|
William Louis Lipsey Pres., Marketing/Client Serv. |
BUY
Exercise of conversion of derivative security
|
Indirect |
34,186
+0.77%
|
-
|
Dec 20
2020
|
Chenyu Caroline Cai Executive Vice President |
BUY
Exercise of conversion of derivative security
|
Indirect |
51,948
+5.97%
|
-
|
Dec 19
2020
|
Chenyu Caroline Cai Executive Vice President |
BUY
Exercise of conversion of derivative security
|
Indirect |
5,882
+0.76%
|
-
|
Dec 18
2020
|
Chenyu Caroline Cai Executive Vice President |
SELL
Open market or private sale
|
Direct |
401
-0.18%
|
$2,807
$7.9 P/Share
|
Dec 17
2020
|
John Paul Goetz President and Co-CIO |
SELL
Bona fide gift
|
Indirect |
200,000
-3.89%
|
-
|
Dec 17
2020
|
William Louis Lipsey Pres., Marketing/Client Serv. |
SELL
Bona fide gift
|
Indirect |
75,000
-1.68%
|
-
|
Dec 16
2020
|
Chenyu Caroline Cai Executive Vice President |
SELL
Payment of exercise price or tax liability
|
Indirect |
5,528
-0.72%
|
$38,696
$7.82 P/Share
|
Dec 16
2020
|
Chenyu Caroline Cai Executive Vice President |
BUY
Exercise of conversion of derivative security
|
Indirect |
5,617
+0.73%
|
-
|