Latest Insider Transactions at Pzena Investment Management, Inc. (PZN)
This section provides a real-time view of insider transactions for Pzena Investment Management, Inc. (PZN). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of Pzena Investment Management, Inc. to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of Pzena Investment Management, Inc.'s insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Oct 31
2022
|
Chenyu Caroline Cai Executive Vice President |
SELL
Disposition due to a tender of shares in a change of control transaction
|
Indirect |
940,133
-100.0%
|
-
|
|
Oct 31
2022
|
Chenyu Caroline Cai Executive Vice President |
SELL
Disposition due to a tender of shares in a change of control transaction
|
Direct |
178,598
-100.0%
|
$1,607,382
$9.6 P/Share
|
|
Oct 31
2022
|
Evan K. Fire Chief Operating Officer |
SELL
Disposition due to a tender of shares in a change of control transaction
|
Indirect |
16,634
-100.0%
|
-
|
|
Oct 31
2022
|
Evan K. Fire Chief Operating Officer |
SELL
Disposition due to a tender of shares in a change of control transaction
|
Direct |
3,370
-100.0%
|
$30,330
$9.6 P/Share
|
|
Oct 31
2022
|
Jessica R Doran Chief Financial Officer |
SELL
Disposition due to a tender of shares in a change of control transaction
|
Indirect |
9,995
-100.0%
|
-
|
|
Oct 31
2022
|
Joel Greenblatt |
SELL
Disposition due to a tender of shares in a change of control transaction
|
Indirect |
82,200
-100.0%
|
-
|
|
Oct 31
2022
|
Joel Greenblatt |
SELL
Disposition due to a tender of shares in a change of control transaction
|
Direct |
165,508
-100.0%
|
-
|
|
Oct 31
2022
|
Joel Greenblatt |
SELL
Disposition due to a tender of shares in a change of control transaction
|
Direct |
22,460
-100.0%
|
$202,140
$9.6 P/Share
|
|
Oct 31
2022
|
John Paul Goetz President and Co-CIO |
SELL
Disposition due to a tender of shares in a change of control transaction
|
Direct |
5,209,084
-100.0%
|
-
|
|
Oct 31
2022
|
Richard P. Meyerowich |
SELL
Disposition due to a tender of shares in a change of control transaction
|
Direct |
22,460
-100.0%
|
$202,140
$9.6 P/Share
|
|
Oct 31
2022
|
Richard Stanton Pzena Chairman, CEO and Co-CIO |
SELL
Disposition due to a tender of shares in a change of control transaction
|
Indirect |
24,783,304
-100.0%
|
-
|
|
Oct 31
2022
|
Richard Stanton Pzena Chairman, CEO and Co-CIO |
SELL
Disposition due to a tender of shares in a change of control transaction
|
Indirect |
4,100
-100.0%
|
$36,900
$9.6 P/Share
|
|
Oct 31
2022
|
Richard Stanton Pzena Chairman, CEO and Co-CIO |
SELL
Disposition due to a tender of shares in a change of control transaction
|
Direct |
106
-100.0%
|
$954
$9.6 P/Share
|
|
Oct 31
2022
|
Shavar Dakel Jeffries |
SELL
Disposition due to a tender of shares in a change of control transaction
|
Direct |
10,089
-100.0%
|
$90,801
$9.6 P/Share
|
|
Oct 31
2022
|
Steven M Galbraith |
SELL
Disposition due to a tender of shares in a change of control transaction
|
Direct |
22,460
-100.0%
|
$202,140
$9.6 P/Share
|
|
Oct 31
2022
|
William Louis Lipsey Pres., Marketing/Client Serv. |
SELL
Disposition due to a tender of shares in a change of control transaction
|
Indirect |
5,847,934
-100.0%
|
-
|
|
Oct 31
2022
|
William Louis Lipsey Pres., Marketing/Client Serv. |
SELL
Disposition due to a tender of shares in a change of control transaction
|
Indirect |
4,700
-100.0%
|
$42,300
$9.6 P/Share
|
|
Oct 31
2022
|
Charles D Johnston Director |
SELL
Disposition due to a tender of shares in a change of control transaction
|
Direct |
69,530
-100.0%
|
$625,770
$9.6 P/Share
|
|
Apr 29
2022
|
Evan K. Fire Chief Operating Officer |
BUY
Grant, award, or other acquisition
|
Indirect |
1,222
+6.84%
|
$4,888
$4.09 P/Share
|
|
Mar 29
2022
|
Richard Stanton Pzena Chairman, CEO and Co-CIO |
BUY
Open market or private purchase
|
Indirect |
779,586
+9.78%
|
$3,897,930
$5.45 P/Share
|
|
Mar 29
2022
|
Richard Stanton Pzena Chairman, CEO and Co-CIO |
SELL
Open market or private sale
|
Indirect |
779,586
-4.25%
|
$3,897,930
$5.45 P/Share
|
|
Jan 11
2022
|
Chenyu Caroline Cai Executive Vice President |
SELL
Open market or private sale
|
Direct |
328
-0.18%
|
$2,952
$9.75 P/Share
|
|
Jan 10
2022
|
Chenyu Caroline Cai Executive Vice President |
SELL
Open market or private sale
|
Direct |
5,715
-3.1%
|
$51,435
$9.85 P/Share
|
|
Jan 04
2022
|
Chenyu Caroline Cai Executive Vice President |
SELL
Open market or private sale
|
Direct |
500
-0.27%
|
$4,500
$9.76 P/Share
|
|
Jan 01
2022
|
Shavar Dakel Jeffries |
BUY
Grant, award, or other acquisition
|
Direct |
5,015
+33.2%
|
-
|
|
Jan 01
2022
|
Charles D Johnston Director |
BUY
Exercise of conversion of derivative security
|
Direct |
28,460
+29.04%
|
-
|
|
Jan 01
2022
|
Chenyu Caroline Cai Executive Vice President |
BUY
Grant, award, or other acquisition
|
Indirect |
48,701
+4.93%
|
-
|
|
Jan 01
2022
|
Evan K. Fire Chief Operating Officer |
BUY
Grant, award, or other acquisition
|
Indirect |
1,623
+9.53%
|
-
|
|
Jan 01
2022
|
John Paul Goetz President and Co-CIO |
BUY
Grant, award, or other acquisition
|
Indirect |
200,000
+3.7%
|
-
|
|
Jan 01
2022
|
William Louis Lipsey Pres., Marketing/Client Serv. |
BUY
Grant, award, or other acquisition
|
Indirect |
200,000
+4.19%
|
-
|
|
Jan 01
2022
|
Richard Stanton Pzena Chairman, CEO and Co-CIO |
BUY
Grant, award, or other acquisition
|
Indirect |
418,906
+2.23%
|
-
|
|
Dec 31
2021
|
Evan K. Fire Chief Operating Officer |
BUY
Exercise of conversion of derivative security
|
Indirect |
1,790
+11.49%
|
-
|
|
Dec 31
2021
|
John Paul Goetz President and Co-CIO |
BUY
Exercise of conversion of derivative security
|
Indirect |
49,573
+0.98%
|
-
|
|
Dec 31
2021
|
William Louis Lipsey Pres., Marketing/Client Serv. |
BUY
Exercise of conversion of derivative security
|
Indirect |
15,075
+0.34%
|
-
|
|
Dec 30
2021
|
Chenyu Caroline Cai Executive Vice President |
SELL
Open market or private sale
|
Direct |
2,900
-1.54%
|
$26,100
$9.79 P/Share
|
|
Dec 29
2021
|
Chenyu Caroline Cai Executive Vice President |
SELL
Open market or private sale
|
Direct |
1,200
-0.63%
|
$10,800
$9.75 P/Share
|
|
Dec 28
2021
|
Chenyu Caroline Cai Executive Vice President |
BUY
Open market or private sale
|
Direct |
1,555
+0.82%
|
$13,995
$9.78 P/Share
|
|
Dec 27
2021
|
Chenyu Caroline Cai Executive Vice President |
SELL
Open market or private sale
|
Direct |
2,802
-1.45%
|
$25,218
$9.77 P/Share
|
|
Dec 23
2021
|
Chenyu Caroline Cai Executive Vice President |
SELL
Open market or private sale
|
Direct |
6,296
-3.15%
|
$56,664
$9.57 P/Share
|
|
Dec 22
2021
|
Chenyu Caroline Cai Executive Vice President |
SELL
Open market or private sale
|
Direct |
2,391
-1.18%
|
$21,519
$9.59 P/Share
|
|
Dec 21
2021
|
Chenyu Caroline Cai Executive Vice President |
SELL
Open market or private sale
|
Direct |
26,313
-3.96%
|
$236,817
$9.42 P/Share
|
|
Dec 20
2021
|
Chenyu Caroline Cai Executive Vice President |
BUY
Exercise of conversion of derivative security
|
Indirect |
51,948
+5.51%
|
-
|
|
Dec 19
2021
|
Chenyu Caroline Cai Executive Vice President |
BUY
Exercise of conversion of derivative security
|
Indirect |
5,882
+0.7%
|
-
|
|
Nov 12
2021
|
Chenyu Caroline Cai Executive Vice President |
SELL
Payment of exercise price or tax liability
|
Indirect |
3,929
-0.47%
|
$43,219
$11.34 P/Share
|
|
Nov 12
2021
|
Chenyu Caroline Cai Executive Vice President |
BUY
Exercise of conversion of derivative security
|
Indirect |
5,615
+0.67%
|
-
|
|
Sep 17
2021
|
Richard Stanton Pzena Chairman, CEO and Co-CIO |
SELL
Bona fide gift
|
Indirect |
155,000
-0.86%
|
-
|
|
Jun 03
2021
|
John Paul Goetz President and Co-CIO |
SELL
Bona fide gift
|
Indirect |
200,000
-3.88%
|
-
|
|
Jun 03
2021
|
William Louis Lipsey Pres., Marketing/Client Serv. |
SELL
Bona fide gift
|
Indirect |
150,000
-3.32%
|
-
|
|
Jun 03
2021
|
Richard Stanton Pzena Chairman, CEO and Co-CIO |
SELL
Bona fide gift
|
Indirect |
400,000
-2.17%
|
-
|
|
Jun 03
2021
|
Chenyu Caroline Cai Executive Vice President |
SELL
Bona fide gift
|
Indirect |
10,000
-1.19%
|
-
|