Purchases and Sales Made in Q1 2021 in Northern Lts Fd Tr Iii Hcm Def (QQH)
This table provides information about the institutional ownership of Northern Lts Fd Tr Iii Hcm Def (QQH) during Q1 2021. The information is specifically focused on institutions that hold shares of NORTHERN LTS FD TR III HCM DEF.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 07, 2021
Q1 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
18.2K+ 15.38% |
$696K - $816K
|
136K
$8.46M
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
17.8K+ 22.51% |
$682K - $798K
|
96.9K
$6.01M
|
|
May 07, 2021
Q1 2021
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
BUY
|
- |
11K+ 21.09% |
$423K - $495K
|
63.4K
$3.93M
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
10.1K+ 20.54% |
$386K - $452K
|
59.1K
$3.67M
|
|
May 04, 2021
Q1 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
5.35K+ 22.99% |
$205K - $240K
|
28.6K
$1.77M
|
|
Apr 28, 2021
Q1 2021
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
4.68K+ 13.96% |
$179K - $210K
|
38.2K
$2.37M
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
BUY
|
- |
4.67K+ 19470.83% |
$179K - $210K
|
4.7K
$291K
|
|
May 14, 2021
Q1 2021
|
Delta Investment Management, LLC
|
BUY
|
- |
1.56K+ 5.48% |
$59.7K - $69.9K
|
30K
$1.86M
|
|
Apr 28, 2021
Q1 2021
|
Howard Capital Management Inc.
|
BUY
|
- |
852+ 0.03% |
$32.6K - $38.2K
|
2.52M
$156M
|
|
Apr 19, 2021
Q1 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
390New |
$14.9K - $17.5K
|
390
$24.2K
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-41- 1.41% |
$1.57K - $1.84K
|
2.87K
$178K
|
|
May 04, 2021
Q1 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-5.28KClosed |
$202K - $237K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-8.39K- 38.9% |
$321K - $376K
|
13.2K
$817K
|
|
May 13, 2021
Q1 2021
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-56.3KClosed |
$2.15M - $2.52M
|
0
$0
|