Latest Institutional Transactions on Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX)
This table provides information on the latest institutional transactions involving Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 12, 2024
Q2 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
118New |
$2.65K - $2.96K
|
118
$3.04K
|
|
|
Aug 09, 2024
Q2 2024
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-350- 70.0% |
$7.85K - $8.78K
|
150
$3.86K
|
|
|
Aug 06, 2024
Q2 2024
|
Us Bancorp \De\
|
BUY
|
- |
400+ 5.12% |
$8.97K - $10K
|
8.22K
$211K
|
|
|
Jul 31, 2024
Q2 2024
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-80- 21.05% |
$1.79K - $2.01K
|
300
$7.72K
|
|
|
Jul 30, 2024
Q2 2024
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
SELL
|
- |
-151- 1.0% |
$3.39K - $3.79K
|
14.9K
$384K
|
|
|
Jul 29, 2024
Q2 2024
|
Fairman Group, LLC
Chesterbrook, PA |
BUY
|
- |
2KNew |
$44.9K - $50.2K
|
2K
$51.5K
|
|
|
Jul 26, 2024
Q2 2024
|
Aspen Investment Management Inc
Grand Rapids, MI |
BUY
|
- |
8.15KNew |
$183K - $204K
|
8.15K
$210K
|
|
|
Jul 15, 2024
Q2 2024
|
Sapient Capital LLC
Indianapolis, IN |
SELL
|
- |
-829- 3.56% |
$18.6K - $20.8K
|
22.4K
$577K
|
|
|
Jul 09, 2024
Q2 2024
|
Lynx Investment Advisory
Washington, Dc, DC |
BUY
|
- |
1.33KNew |
$29.9K - $33.5K
|
1.33K
$34.3K
|
|
|
Jul 09, 2024
Q2 2024
|
Cwm, LLC
|
SELL
|
- |
-245- 29.88% |
$5.5K - $6.14K
|
575
$14.8K
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Formidable Asset Management, LLC
Cincinnati, OH |
BUY
|
- |
7.2KNew |
$162K - $174K
|
7.2K
$185K
|
|
|
May 14, 2024
Q1 2024
|
Main Street Group, LTD
Glen Allen, VA |
BUY
|
- |
3.64K+ 532.21% |
$81.6K - $88K
|
4.32K
$111K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
13.7KNew |
$307K - $331K
|
13.7K
$352K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-2.76K- 8.32% |
$62K - $66.8K
|
30.4K
$783K
|
|
|
May 14, 2024
Q1 2024
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
1KNew |
$22.5K - $24.2K
|
1K
$25.7K
|
|
|
May 10, 2024
Q1 2024
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
385K+ 50.61% |
$8.64M - $9.31M
|
1.14M
$29.5M
|
|
|
May 09, 2024
Q1 2024
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
13.6KNew |
$306K - $330K
|
13.6K
$350K
|
|
|
Apr 25, 2024
Q1 2024
|
Allworth Financial LP
|
BUY
|
- |
540+ 10.18% |
$12.1K - $13.1K
|
5.84K
$150K
|
|
|
Apr 17, 2024
Q1 2024
|
Cornerstone Wealth Group, LLC
|
BUY
|
- |
8.45KNew |
$190K - $205K
|
8.45K
$217K
|
|
|
Apr 11, 2024
Q1 2024
|
Capital Cs Group, LLC
|
SELL
|
- |
-398- 4.3% |
$8.94K - $9.64K
|
8.86K
$228K
|
|
| Q4 2023 | |||||||
|
Apr 22, 2024
Q4 2023
|
Mgb Wealth Management, LLC
Addison, TX |
BUY
|
- |
11KNew |
$224K - $259K
|
11K
$283K
|
|
|
Feb 14, 2024
Q4 2023
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-1.8K- 49.53% |
$36.6K - $42.4K
|
1.83K
$47.2K
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
2.87K+ 23.91% |
$58.3K - $67.5K
|
14.9K
$383K
|
|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-5.69K- 14.47% |
$116K - $134K
|
33.6K
$865K
|
|
|
Feb 14, 2024
Q4 2023
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
702New |
$14.3K - $16.5K
|
702
$18.1K
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
23.2K+ 419.71% |
$472K - $547K
|
28.8K
$740K
|
|
|
Feb 12, 2024
Q4 2023
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
12.9KNew |
$263K - $305K
|
12.9K
$333K
|
|
|
Feb 12, 2024
Q4 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
26.6K+ 51.15% |
$542K - $627K
|
78.7K
$2.03M
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
1.66KNew |
$33.6K - $38.9K
|
1.66K
$42.6K
|
|
|
Jan 23, 2024
Q4 2023
|
Davenport & CO LLC
|
BUY
|
- |
5.5K+ 45.83% |
$112K - $129K
|
17.5K
$450K
|
|
|
Jan 17, 2024
Q4 2023
|
Bridge Advisory, LLC
|
SELL
|
- |
-146K- 92.28% |
$2.97M - $3.44M
|
12.2K
$314K
|
|
|
Jan 10, 2024
Q4 2023
|
Cypress Wealth Services, LLC
|
BUY
|
- |
10.5KNew |
$213K - $246K
|
10.5K
$269K
|
|
|
Jan 10, 2024
Q4 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-805- 6.04% |
$16.4K - $18.9K
|
12.5K
$322K
|
|
|
Jan 09, 2024
Q4 2023
|
Dfpg Investments, LLC
|
SELL
|
- |
-500- 3.77% |
$10.2K - $11.8K
|
12.8K
$329K
|
|
| Q3 2023 | |||||||
|
Dec 11, 2023
Q3 2023
|
Headinvest, LLC
Portland, ME |
BUY
|
- |
650New |
$14.1K - $16.4K
|
650
$16.7K
|
|
|
Nov 15, 2023
Q3 2023
|
Ramirez Asset Management, Inc.
New York, NY |
BUY
|
- |
500New |
$10.9K - $12.6K
|
500
$12.9K
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
100New |
$2.17K - $2.52K
|
100
$2.57K
|
|
|
Nov 15, 2023
Q3 2023
|
Gts Securities LLC
New York, NY |
BUY
|
- |
9.6K+ 17.26% |
$209K - $242K
|
65.2K
$1.68M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
17.5KNew |
$380K - $441K
|
17.5K
$450K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
4.82K+ 10.38% |
$105K - $121K
|
51.2K
$1.32M
|
|
|
Nov 13, 2023
Q3 2023
|
Salomon & Ludwin, LLC
|
BUY
|
- |
491New |
$10.7K - $12.4K
|
491
$12.6K
|
|
|
Nov 13, 2023
Q3 2023
|
Commonwealth Financial Services, LLC
Parkersburg, WV |
BUY
|
- |
10.1KNew |
$220K - $255K
|
10.1K
$260K
|
|
|
Nov 07, 2023
Q3 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-290- 0.65% |
$6.3K - $7.31K
|
44.2K
$1.14M
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-1.07K- 3.77% |
$23.3K - $27.1K
|
27.4K
$706K
|
|
|
Oct 23, 2023
Q3 2023
|
Tria Gen Wealth Management LLC
|
BUY
|
- |
1.28K+ 13.19% |
$27.7K - $32.1K
|
11K
$282K
|
|
|
Oct 18, 2023
Q3 2023
|
Private Trust CO Na
|
BUY
|
- |
500+ 50.0% |
$10.9K - $12.6K
|
1.5K
$38.6K
|
|
|
Oct 13, 2023
Q3 2023
|
Arkadios Wealth Advisors
|
SELL
|
- |
-60- 0.65% |
$1.3K - $1.51K
|
9.13K
$235K
|
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-45- 1.93% |
$977 - $1.13K
|
2.29K
$58.9K
|
|
| Q2 2023 | |||||||
|
Aug 26, 2024
Q2 2023
|
World Equity Group, Inc.
Schaumburg, IL |
SELL
|
- |
-41.3KClosed |
$947K - $1.07M
|
0
$0
|
|
|
Jan 12, 2024
Q2 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
1.21K+ 12.07% |
$27.7K - $31.2K
|
11.2K
$288K
|
|