Latest Institutional Transactions on Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX)
This table provides information on the latest institutional transactions involving Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 05, 2020
Q3 2020
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-175Closed |
$4.1K - $4.71K
|
0
$0
|
|
|
Oct 23, 2020
Q3 2020
|
Patriot Investment Management Inc.
|
SELL
|
- |
-284Closed |
$6.66K - $7.65K
|
0
$0
|
|
|
Oct 07, 2020
Q3 2020
|
Pennsylvania Capital Management Inc
|
SELL
|
- |
-36.5KClosed |
$855K - $982K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 13, 2020
Q2 2020
|
Hm Payson & CO
Portland, ME |
SELL
|
- |
-1.5KClosed |
$27.2K - $36.6K
|
0
$0
|
|
|
Aug 07, 2020
Q2 2020
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
1+ 0.02% |
$18.1 - $24.4
|
5.4K
$142K
|
|
|
Aug 06, 2020
Q2 2020
|
Royal Fund Management, LLC
|
SELL
|
- |
-130Closed |
$2.36K - $3.17K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Capital Square, LLC
|
SELL
|
- |
-2.88KClosed |
$52.3K - $70.4K
|
0
$0
|
|
|
Jul 16, 2020
Q2 2020
|
Parallel Advisors, LLC
|
SELL
|
- |
-1.97KClosed |
$35.7K - $48K
|
0
$0
|
|
|
Jul 16, 2020
Q2 2020
|
Ota Financial Group L.P.
|
SELL
|
- |
-37.9KClosed |
$688K - $926K
|
0
$0
|
|
|
Jul 10, 2020
Q2 2020
|
Gradient Investments LLC
|
SELL
|
- |
-100Closed |
$1.81K - $2.44K
|
0
$0
|
|
|
Jul 10, 2020
Q2 2020
|
Vigilant Capital Management, LLC
|
SELL
|
- |
-2.11KClosed |
$38.3K - $51.6K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Jan 08, 2024
Q1 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-20KClosed |
$317K - $505K
|
0
$0
|
|
|
Mar 24, 2023
Q1 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-2.73K- 17.15% |
$43.3K - $69K
|
13.2K
$347K
|
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-13.4KClosed |
$212K - $337K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Advisor Net Financial, Inc
|
SELL
|
- |
-1.25KClosed |
$19.8K - $31.5K
|
0
$0
|
|
|
May 04, 2020
Q1 2020
|
United Capital Management Of Ks, Inc.
|
SELL
|
- |
-81KClosed |
$1.28M - $2.04M
|
0
$0
|
|
|
Apr 30, 2020
Q1 2020
|
Community Bank, N.A.
|
SELL
|
- |
-100Closed |
$1.59K - $2.52K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-3.45KClosed |
$54.7K - $87.1K
|
0
$0
|
|
|
Apr 20, 2020
Q1 2020
|
Financial Sense Advisors, Inc.
|
SELL
|
- |
-31.6KClosed |
$501K - $798K
|
0
$0
|
|
|
Apr 01, 2020
Q1 2020
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-380Closed |
$6.02K - $9.59K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
21.2KNew |
$464K - $512K
|
21.2K
$558K
|
|
|
Feb 14, 2020
Q4 2019
|
Private Capital Group, LLC
|
SELL
|
- |
-520Closed |
$11.4K - $12.5K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-150Closed |
$3.28K - $3.62K
|
0
$0
|
|
|
Feb 07, 2020
Q4 2019
|
Lincoln National Corp
|
SELL
|
- |
-10.6KClosed |
$231K - $254K
|
0
$0
|
|
|
Feb 05, 2020
Q4 2019
|
Blume Capital Management, Inc.
Berkeley, CA |
SELL
|
- |
-210Closed |
$4.59K - $5.07K
|
0
$0
|
|
|
Feb 04, 2020
Q4 2019
|
Vicus Capital
State College, PA |
SELL
|
- |
-27.9KClosed |
$609K - $673K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-4.27KClosed |
$93.3K - $103K
|
0
$0
|
|
|
Jan 17, 2020
Q4 2019
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-500- 41.6% |
$10.9K - $12.1K
|
702
$18.5K
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Avestar Capital, LLC
|
SELL
|
- |
-272Closed |
$5.88K - $6.24K
|
0
$0
|
|
|
Oct 17, 2019
Q3 2019
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-500Closed |
$10.8K - $11.5K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 12, 2019
Q2 2019
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
SELL
|
- |
-500Closed |
$10.4K - $11.7K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-485Closed |
$10.1K - $11.3K
|
0
$0
|
|
| Q1 2019 | |||||||
|
Aug 16, 2019
Q1 2019
|
Prestige Wealth Management Group LLC
|
SELL
|
- |
-500Closed |
$9.97K - $11.3K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Institutional & Family Asset Management, LLC
|
SELL
|
- |
-300Closed |
$5.98K - $6.78K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-126KClosed |
$2.33M - $3.08M
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Front Row Advisors LLC
Tiburon, CA |
SELL
|
- |
-55Closed |
$1.02K - $1.35K
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Kiley Juergens Wealth Management, LLC
|
SELL
|
- |
-702Closed |
$13K - $17.2K
|
0
$0
|
|
|
Jan 11, 2019
Q4 2018
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-1KClosed |
$18.5K - $24.5K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Jan 16, 2019
Q3 2018
|
Pathway Financial Advisors LLC
|
SELL
|
- |
-2.5KClosed |
$59.4K - $65.9K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
219KNew |
$5.2M - $5.76M
|
219K
$5.75M
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-1.5KClosed |
$35.6K - $39.5K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-1.26KClosed |
$29.9K - $33.2K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-15.2KClosed |
$367K - $425K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-2.5KClosed |
$60.3K - $70K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Evercore Wealth Management, LLC
New York, NY |
SELL
|
- |
-2.5KClosed |
$55.1K - $66.9K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Kovack Advisors, Inc.
|
SELL
|
- |
-8.32KClosed |
$183K - $223K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Nine Masts Capital LTD
|
BUY
|
PUT |
15.8KNew |
$348K - $423K
|
15.8K
$415K
|
|
|
Apr 18, 2018
Q1 2018
|
Regions Financial Corp
|
SELL
|
- |
-855Closed |
$18.8K - $22.9K
|
0
$0
|
|
|
Apr 12, 2018
Q1 2018
|
Integrated Investment Consultants, LLC
|
BUY
|
- |
5.41KNew |
$119K - $145K
|
5.41K
$142K
|
|
| Q4 2017 | |||||||
|
Jan 24, 2018
Q4 2017
|
Baldwin Brothers LLC
|
SELL
|
- |
-750Closed |
$16.7K - $18.4K
|
0
$0
|
|