Purchases and Sales Made in Q1 2023 in Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX)
This table provides information about the institutional ownership of Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX) during Q1 2023. The information is specifically focused on institutions that hold shares of Nuveen NASDAQ 100 Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
198K+ 11.32% |
$4.09M - $4.74M
|
1.95M
$51.4M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
75K+ 7.19% |
$1.55M - $1.8M
|
1.12M
$29.6M
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
43.1K+ 16.41% |
$893K - $1.03M
|
306K
$8.08M
|
|
|
Aug 26, 2024
Q1 2023
|
World Equity Group, Inc.
Schaumburg, IL |
BUY
|
- |
41.3KNew |
$854K - $990K
|
41.3K
$1.09M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
20K+ 57.61% |
$414K - $480K
|
54.7K
$1.45M
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
16.5K+ 76.26% |
$342K - $396K
|
38.1K
$1.01M
|
|
|
Apr 07, 2023
Q1 2023
|
Capital Cs Group, LLC
|
BUY
|
- |
13.3KNew |
$276K - $320K
|
13.3K
$352K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
12.9K+ 1.58% |
$266K - $308K
|
825K
$21.8M
|
|
|
May 15, 2023
Q1 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
12.5KNew |
$259K - $300K
|
12.5K
$330K
|
|
|
Aug 30, 2023
Q1 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
12.4KNew |
$257K - $298K
|
12.4K
$328K
|
|
|
May 04, 2023
Q1 2023
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
9.96KNew |
$206K - $239K
|
9.96K
$263K
|
|
|
Apr 24, 2023
Q1 2023
|
Tria Gen Wealth Management LLC
|
BUY
|
- |
9.68KNew |
$200K - $232K
|
9.68K
$256K
|
|
|
May 09, 2023
Q1 2023
|
Formidable Asset Management, LLC
Cincinnati, OH |
BUY
|
- |
9.58KNew |
$198K - $230K
|
9.58K
$253K
|
|
|
Jun 07, 2023
Q1 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
9.23KNew |
$191K - $221K
|
9.23K
$244K
|
|
|
May 16, 2023
Q1 2023
|
Aspen Investment Management Inc
Grand Rapids, MI |
BUY
|
- |
9.15KNew |
$189K - $219K
|
9.15K
$242K
|
|
|
May 05, 2023
Q1 2023
|
Jacobi Capital Management LLC
|
BUY
|
- |
8.87KNew |
$184K - $213K
|
8.87K
$234K
|
|
|
Apr 25, 2023
Q1 2023
|
Cornerstone Wealth Group, LLC
|
BUY
|
- |
8.45KNew |
$175K - $203K
|
8.45K
$223K
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
7.74K+ 9.22% |
$160K - $185K
|
91.7K
$2.42M
|
|
|
May 04, 2023
Q1 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
5.91K+ 5.42% |
$122K - $142K
|
115K
$3.04M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
4.41K+ 0.53% |
$91.3K - $106K
|
841K
$22.2M
|
|
|
Apr 12, 2023
Q1 2023
|
Fny Investment Advisers, LLC
|
BUY
|
- |
3.8KNew |
$78.7K - $91.1K
|
3.8K
$100K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
3.41K+ 1.43% |
$70.6K - $81.8K
|
242K
$6.4M
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
3.01KNew |
$62.2K - $72.1K
|
3.01K
$79.4K
|
|
|
Apr 26, 2023
Q1 2023
|
Lindbrook Capital, LLC
|
BUY
|
- |
2.75K+ 12.26% |
$56.9K - $65.9K
|
25.2K
$665K
|
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
2.3KNew |
$47.6K - $55.2K
|
2.3K
$60.7K
|
|
|
May 12, 2023
Q1 2023
|
Schnieders Capital Management LLC
|
BUY
|
- |
2.08K+ 2.84% |
$43K - $49.8K
|
75.1K
$1.98M
|
|
|
May 15, 2023
Q1 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
2.02K+ 20.16% |
$41.7K - $48.3K
|
12K
$317K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.99K+ 1.43% |
$41.1K - $47.6K
|
141K
$3.72M
|
|
|
May 10, 2023
Q1 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
1.44KNew |
$29.7K - $34.4K
|
1.44K
$37.9K
|
|
|
May 10, 2023
Q1 2023
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
1.43K+ 2.17% |
$29.6K - $34.3K
|
67.3K
$1.78M
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.4K+ 50.95% |
$28.9K - $33.5K
|
4.14K
$109K
|
|
|
May 05, 2023
Q1 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
1.23K+ 111.89% |
$25.5K - $29.6K
|
2.34K
$61.7K
|
|
|
May 11, 2023
Q1 2023
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
1.2K+ 12.18% |
$24.8K - $28.8K
|
11K
$292K
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.11K+ 0.46% |
$22.9K - $26.5K
|
243K
$6.43M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.07K+ 2.68% |
$22.1K - $25.6K
|
40.8K
$1.08M
|
|
|
Apr 13, 2023
Q1 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
777New |
$16.1K - $18.6K
|
777
$20.5K
|
|
|
May 12, 2023
Q1 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
680New |
$14.1K - $16.3K
|
680
$18K
|
|
|
May 05, 2023
Q1 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
615+ 2.27% |
$12.7K - $14.7K
|
27.7K
$731K
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
569+ 0.68% |
$11.8K - $13.6K
|
83.7K
$2.21M
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
530+ 1.41% |
$11K - $12.7K
|
38K
$1M
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
468+ 0.49% |
$9.69K - $11.2K
|
95.1K
$2.51M
|
|
|
May 12, 2023
Q1 2023
|
Ranch Capital Advisors Inc.
Sarasota, FL |
BUY
|
- |
447+ 1.16% |
$9.25K - $10.7K
|
39K
$1.03M
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
185+ 22.32% |
$3.83K - $4.44K
|
1.01K
$26.8K
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
130+ 1.33% |
$2.69K - $3.12K
|
9.94K
$262K
|
|
|
May 16, 2023
Q1 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
54+ 2.5% |
$1.12K - $1.29K
|
2.21K
$58.5K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
28New |
$580 - $671
|
28
$739
|
|
|
May 03, 2023
Q1 2023
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
26+ 2.39% |
$538 - $623
|
1.12K
$29.4K
|
|
|
May 15, 2023
Q1 2023
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
22+ 2.51% |
$455 - $528
|
898
$23.7K
|
|
|
Apr 21, 2023
Q1 2023
|
Time Scale Financial, Inc.
|
BUY
|
- |
19+ 4.75% |
$393 - $456
|
419
$11.1K
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
5+ 2.24% |
$104 - $120
|
228
$6.02K
|