Purchases and Sales Made in Q3 2021 in Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX)
This table provides information about the institutional ownership of Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX) during Q3 2021. The information is specifically focused on institutions that hold shares of Nuveen NASDAQ 100 Dynamic Overwrite Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.49MNew |
$42.4M - $45.7M
|
1.49M
$39.5M
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
68.5KNew |
$1.94M - $2.1M
|
68.5K
$1.81M
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
51.8K+ 6.56% |
$1.47M - $1.58M
|
841K
$22.2M
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
48.2K+ 9.82% |
$1.37M - $1.48M
|
539K
$14.2M
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
16.8K+ 50.93% |
$477K - $515K
|
49.8K
$1.32M
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
16K+ 47.96% |
$455K - $490K
|
49.4K
$1.31M
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
15.9K+ 7.19% |
$452K - $488K
|
238K
$6.28M
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
13.8K+ 40.12% |
$391K - $421K
|
48.1K
$1.27M
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
13.6K+ 3.78% |
$386K - $416K
|
374K
$9.87M
|
|
Dec 06, 2021
Q3 2021
|
Aspen Investment Management Inc
Grand Rapids, MI |
BUY
|
- |
13K+ 99.35% |
$370K - $399K
|
26.2K
$691K
|
|
Oct 29, 2021
Q3 2021
|
Bridge Advisory, LLC
|
BUY
|
- |
12.4K+ 14.8% |
$353K - $380K
|
96.4K
$2.55M
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
8.33K+ 4.23% |
$236K - $255K
|
205K
$5.43M
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
7.87K+ 11.62% |
$223K - $241K
|
75.6K
$2M
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
7.72K+ 2.16% |
$219K - $236K
|
364K
$9.62M
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
7.28KNew |
$207K - $223K
|
7.28K
$192K
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
6.86K+ 7.72% |
$195K - $210K
|
95.8K
$2.53M
|
|
Nov 09, 2021
Q3 2021
|
Morgan Jess S & CO Inc
|
BUY
|
- |
6K+ 13.14% |
$170K - $184K
|
51.7K
$1.36M
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
5.7K+ 0.5% |
$162K - $174K
|
1.16M
$30.5M
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
4.99K+ 7.97% |
$142K - $153K
|
67.6K
$1.79M
|
|
Nov 15, 2021
Q3 2021
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
4.59K+ 36.6% |
$130K - $140K
|
17.1K
$452K
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
4.09K+ 15.23% |
$116K - $125K
|
31K
$818K
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
4K+ 17.88% |
$113K - $122K
|
26.4K
$696K
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3.8K+ 4.51% |
$108K - $116K
|
88.1K
$2.33M
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
3.35K+ 30.61% |
$95.1K - $103K
|
14.3K
$378K
|
|
Nov 01, 2021
Q3 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
3.28K+ 3.93% |
$93K - $100K
|
86.7K
$2.29M
|
|
Nov 03, 2021
Q3 2021
|
Moneco Advisors, LLC
Fairfield, CT |
BUY
|
- |
2.99K+ 3.08% |
$84.7K - $91.3K
|
99.8K
$2.64M
|
|
Nov 12, 2021
Q3 2021
|
Ibex Wealth Advisors
Lebanon, NJ |
BUY
|
- |
2.94KNew |
$83.4K - $90K
|
2.94K
$77.6K
|
|
Nov 15, 2021
Q3 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
BUY
|
- |
2.92K+ 6.28% |
$82.9K - $89.4K
|
49.5K
$1.31M
|
|
Nov 12, 2021
Q3 2021
|
Hexagon Capital Partners LLC
|
BUY
|
- |
2.77KNew |
$78.5K - $84.6K
|
2.77K
$73.1K
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
2.32KNew |
$65.7K - $70.8K
|
2.32K
$61.1K
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.99K+ 6.63% |
$56.4K - $60.8K
|
31.9K
$844K
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
1.92K+ 5.47% |
$54.4K - $58.7K
|
37K
$976K
|
|
Nov 01, 2021
Q3 2021
|
Schnieders Capital Management LLC
|
BUY
|
- |
1.7K+ 4.04% |
$48.2K - $52K
|
43.7K
$1.16M
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.69K+ 3.93% |
$47.8K - $51.6K
|
44.5K
$1.18M
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
1K+ 7.87% |
$28.4K - $30.6K
|
13.7K
$362K
|
|
Oct 27, 2021
Q3 2021
|
Wealth Trust Asset Management, LLC
Destin, FL |
BUY
|
- |
552+ 5.77% |
$15.7K - $16.9K
|
10.1K
$267K
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
454New |
$12.9K - $13.9K
|
454
$12K
|
|
Oct 18, 2021
Q3 2021
|
Raymond James Trust N.A.
|
BUY
|
- |
450+ 3.37% |
$12.8K - $13.8K
|
13.8K
$364K
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
420+ 15.35% |
$11.9K - $12.9K
|
3.16K
$83.3K
|
|
Nov 08, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
BUY
|
- |
389+ 3536.36% |
$11K - $11.9K
|
400
$10.6K
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
312+ 0.84% |
$8.85K - $9.55K
|
37.6K
$993K
|
|
Nov 15, 2021
Q3 2021
|
Jacobi Capital Management LLC
|
BUY
|
- |
263+ 2.96% |
$7.46K - $8.05K
|
9.15K
$242K
|
|
Nov 04, 2021
Q3 2021
|
Diversified, LLC
|
BUY
|
- |
132+ 0.48% |
$3.74K - $4.04K
|
27.8K
$733K
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
105+ 0.33% |
$2.98K - $3.21K
|
31.9K
$842K
|
|
Nov 15, 2021
Q3 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
100+ 0.27% |
$2.84K - $3.06K
|
37.4K
$988K
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
84+ 0.67% |
$2.38K - $2.57K
|
12.6K
$334K
|
|
Oct 13, 2021
Q3 2021
|
Cypress Wealth Services, LLC
|
BUY
|
- |
58+ 0.73% |
$1.65K - $1.77K
|
7.99K
$211K
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
50+ 0.35% |
$1.42K - $1.53K
|
14.4K
$380K
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
37+ 0.6% |
$1.05K - $1.13K
|
6.18K
$163K
|
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
29+ 1.5% |
$823 - $887
|
1.97K
$51.9K
|