Purchases and Sales Made in Q4 2022 in Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX)
This table provides information about the institutional ownership of Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX) during Q4 2022. The information is specifically focused on institutions that hold shares of Nuveen NASDAQ 100 Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
61.7K+ 34.14% |
$1.23M - $1.44M
|
242K
$6.4M
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
61.3K+ 281.33% |
$1.23M - $1.44M
|
83.1K
$2.19M
|
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
54.5K+ 26.15% |
$1.09M - $1.28M
|
263K
$6.94M
|
|
|
Feb 14, 2023
Q4 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
43.4KNew |
$868K - $1.02M
|
43.4K
$1.15M
|
|
|
Jan 30, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
41KNew |
$820K - $961K
|
41K
$1.08M
|
|
|
Jan 25, 2023
Q4 2022
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
BUY
|
- |
29.4KNew |
$588K - $688K
|
29.4K
$776K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
26.6K+ 3.38% |
$531K - $622K
|
812K
$21.5M
|
|
|
Feb 14, 2023
Q4 2022
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
23.6KNew |
$472K - $553K
|
23.6K
$624K
|
|
|
Jan 24, 2023
Q4 2022
|
Lindbrook Capital, LLC
|
BUY
|
- |
22.4KNew |
$449K - $525K
|
22.4K
$592K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
21.5K+ 6.07% |
$431K - $505K
|
377K
$9.95M
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
19.9K+ 173.03% |
$398K - $466K
|
31.4K
$830K
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
19.4K+ 1.12% |
$388K - $455K
|
1.75M
$46.2M
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
19.3K+ 26.58% |
$387K - $453K
|
92.1K
$2.43M
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
19.1K+ 5.37% |
$381K - $447K
|
374K
$9.89M
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
14.1K+ 6.41% |
$281K - $330K
|
233K
$6.17M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
13.7K+ 64.78% |
$273K - $320K
|
34.7K
$917K
|
|
|
Feb 15, 2023
Q4 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
13KNew |
$260K - $304K
|
13K
$343K
|
|
|
Feb 14, 2023
Q4 2022
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
12.5K+ 20.38% |
$250K - $293K
|
73.8K
$1.95M
|
|
|
Feb 02, 2023
Q4 2022
|
Dfpg Investments, LLC
|
BUY
|
- |
12.1KNew |
$242K - $284K
|
12.1K
$320K
|
|
|
Feb 14, 2023
Q4 2022
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
11.4KNew |
$229K - $268K
|
11.4K
$302K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
10KNew |
$200K - $235K
|
10K
$264K
|
|
|
Feb 14, 2023
Q4 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
9.98KNew |
$200K - $234K
|
9.98K
$264K
|
|
|
Feb 14, 2023
Q4 2022
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
9.85KNew |
$197K - $231K
|
9.85K
$260K
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
9.81KNew |
$196K - $230K
|
9.81K
$259K
|
|
|
Jan 31, 2023
Q4 2022
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
5.05K+ 15.31% |
$101K - $118K
|
38K
$1M
|
|
|
Feb 13, 2023
Q4 2022
|
Schnieders Capital Management LLC
|
BUY
|
- |
5K+ 7.35% |
$100K - $117K
|
73K
$1.93M
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
3.21K+ 55.43% |
$64.2K - $75.2K
|
9K
$238K
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
BUY
|
- |
2.89K+ 3.97% |
$57.8K - $67.7K
|
75.8K
$2M
|
|
|
Jan 30, 2023
Q4 2022
|
Prairie View Partners, LLC
|
BUY
|
- |
2.4KNew |
$47.9K - $56.1K
|
2.4K
$63.3K
|
|
|
Feb 13, 2023
Q4 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
2.33K+ 7.37% |
$46.5K - $54.5K
|
33.9K
$895K
|
|
|
Feb 03, 2023
Q4 2022
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
2.29K+ 2.14% |
$45.8K - $53.6K
|
109K
$2.88M
|
|
|
Jan 31, 2023
Q4 2022
|
Ifg Advisory, LLC
|
BUY
|
- |
2.04K+ 7.33% |
$40.7K - $47.7K
|
29.8K
$788K
|
|
|
Feb 14, 2023
Q4 2022
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
2.03K+ 18.56% |
$40.6K - $47.5K
|
13K
$342K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.76K+ 7.44% |
$35.2K - $41.2K
|
25.4K
$670K
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.7KNew |
$34K - $39.8K
|
1.7K
$44.9K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.4K+ 1.51% |
$28.1K - $32.9K
|
94.7K
$2.5M
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.29K+ 3.01% |
$25.9K - $30.3K
|
44.3K
$1.17M
|
|
|
Jan 18, 2023
Q4 2022
|
Private Trust CO Na
|
BUY
|
- |
1KNew |
$20K - $23.4K
|
1K
$26.4K
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
908New |
$18.2K - $21.3K
|
908
$24K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
842New |
$16.8K - $19.7K
|
842
$22.2K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
829New |
$16.6K - $19.4K
|
829
$21.9K
|
|
|
Jan 24, 2023
Q4 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
794+ 3.02% |
$15.9K - $18.6K
|
27.1K
$715K
|
|
|
Jan 17, 2023
Q4 2022
|
Romano Brothers And Company
Evanston, IL |
BUY
|
- |
750New |
$15K - $17.6K
|
750
$19.8K
|
|
|
Feb 13, 2023
Q4 2022
|
Heritage Wealth Management, LLC
Phoenix, AZ |
BUY
|
- |
577+ 100.0% |
$11.5K - $13.5K
|
1.15K
$30.5K
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
384+ 16.3% |
$7.68K - $8.99K
|
2.74K
$72.4K
|
|
|
Jan 11, 2023
Q4 2022
|
M&R Capital Management Inc
|
BUY
|
- |
330New |
$6.6K - $7.73K
|
330
$8.72K
|
|
|
May 19, 2023
Q4 2022
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
225New |
$4.5K - $5.27K
|
225
$5.94K
|
|
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
225New |
$4.5K - $5.27K
|
225
$5.94K
|
|
|
Jan 26, 2023
Q4 2022
|
Destiny Wealth Partners, LLC
|
BUY
|
- |
150New |
$3K - $3.51K
|
150
$3.96K
|
|
|
Jan 25, 2023
Q4 2022
|
Stephens Inc
|
BUY
|
- |
92+ 0.09% |
$1.84K - $2.15K
|
99K
$2.62M
|