Purchases and Sales Made in Q4 2023 in Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX)
This table provides information about the institutional ownership of Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX) during Q4 2023. The information is specifically focused on institutions that hold shares of Nuveen NASDAQ 100 Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2024
Q4 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
536K+ 239.88% |
$10.9M - $12.6M
|
760K
$20.1M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
297K+ 2461.32% |
$6.03M - $6.98M
|
309K
$8.16M
|
|
|
Feb 13, 2024
Q4 2023
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
233KNew |
$4.74M - $5.49M
|
233K
$6.16M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
150K+ 231.29% |
$3.04M - $3.52M
|
214K
$5.66M
|
|
|
Feb 14, 2024
Q4 2023
|
Ionic Capital Management LLC
New York, NY |
BUY
|
- |
144KNew |
$2.94M - $3.4M
|
144K
$3.82M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
143K+ 8.28% |
$2.91M - $3.37M
|
1.87M
$49.4M
|
|
|
Feb 13, 2024
Q4 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
94.7K+ 387.54% |
$1.92M - $2.23M
|
119K
$3.15M
|
|
|
Feb 06, 2024
Q4 2023
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
87.2K+ 228.92% |
$1.77M - $2.05M
|
125K
$3.31M
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
86.7K+ 254.53% |
$1.76M - $2.04M
|
121K
$3.19M
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
74.1K+ 16.19% |
$1.51M - $1.74M
|
532K
$14.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
40.5K+ 9.41% |
$822K - $952K
|
470K
$12.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
38.3KNew |
$779K - $902K
|
38.3K
$1.01M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
30.5K+ 4.04% |
$619K - $717K
|
784K
$20.7M
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
28.5K+ 8.96% |
$579K - $670K
|
346K
$9.14M
|
|
|
Feb 12, 2024
Q4 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
26.6K+ 51.15% |
$542K - $627K
|
78.7K
$2.08M
|
|
|
Jan 29, 2024
Q4 2023
|
Sapient Capital LLC
Indianapolis, IN |
BUY
|
- |
23.4KNew |
$476K - $551K
|
23.4K
$618K
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
23.2K+ 419.71% |
$472K - $547K
|
28.8K
$760K
|
|
|
Feb 14, 2024
Q4 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
18.5KNew |
$376K - $435K
|
18.5K
$489K
|
|
|
Jan 16, 2024
Q4 2023
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
BUY
|
- |
15KNew |
$306K - $354K
|
15K
$397K
|
|
|
Feb 12, 2024
Q4 2023
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
12.9KNew |
$263K - $305K
|
12.9K
$342K
|
|
|
Feb 14, 2024
Q4 2023
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
12.4KNew |
$252K - $292K
|
12.4K
$328K
|
|
|
Jul 22, 2024
Q4 2023
|
World Equity Group, Inc.
Schaumburg, IL |
BUY
|
- |
11.7KNew |
$238K - $275K
|
11.7K
$309K
|
|
|
Apr 22, 2024
Q4 2023
|
Mgb Wealth Management, LLC
Addison, TX |
BUY
|
- |
11KNew |
$224K - $259K
|
11K
$291K
|
|
|
Jan 10, 2024
Q4 2023
|
Cypress Wealth Services, LLC
|
BUY
|
- |
10.5KNew |
$213K - $246K
|
10.5K
$276K
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
10.2KNew |
$208K - $240K
|
10.2K
$270K
|
|
|
Jan 08, 2024
Q4 2023
|
Capital Cs Group, LLC
|
BUY
|
- |
9.26KNew |
$188K - $218K
|
9.26K
$244K
|
|
|
Jan 24, 2024
Q4 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
8.9KNew |
$181K - $209K
|
8.9K
$235K
|
|
|
Feb 14, 2024
Q4 2023
|
Jacobi Capital Management LLC
|
BUY
|
- |
8.73KNew |
$177K - $205K
|
8.73K
$230K
|
|
|
Feb 09, 2024
Q4 2023
|
Aspen Investment Management Inc
Grand Rapids, MI |
BUY
|
- |
8.65KNew |
$176K - $204K
|
8.65K
$228K
|
|
|
Feb 01, 2024
Q4 2023
|
Schnieders Capital Management LLC
|
BUY
|
- |
8.53K+ 13.24% |
$173K - $201K
|
72.9K
$1.93M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
8.2K+ 7.24% |
$167K - $193K
|
121K
$3.21M
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
BUY
|
- |
6.68K+ 1260.38% |
$136K - $157K
|
7.21K
$190K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
6.43K+ 143.17% |
$131K - $151K
|
10.9K
$289K
|
|
|
Jan 23, 2024
Q4 2023
|
Davenport & CO LLC
|
BUY
|
- |
5.5K+ 45.83% |
$112K - $129K
|
17.5K
$462K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
4.88K+ 17.24% |
$99.2K - $115K
|
33.2K
$876K
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
4.23K+ 153.64% |
$85.9K - $99.4K
|
6.98K
$184K
|
|
|
Feb 14, 2024
Q4 2023
|
Caitlin John, LLC
Brighton, MI |
BUY
|
- |
3.72KNew |
$75.5K - $87.4K
|
3.72K
$98.1K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3.63K+ 4.07% |
$73.9K - $85.5K
|
92.8K
$2.45M
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
BUY
|
- |
3.14K+ 9.91% |
$63.9K - $73.9K
|
34.9K
$921K
|
|
|
Jan 31, 2024
Q4 2023
|
Lindbrook Capital, LLC
|
BUY
|
- |
3K+ 11.14% |
$61K - $70.6K
|
29.9K
$791K
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
2.87K+ 23.91% |
$58.3K - $67.5K
|
14.9K
$393K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.47K+ 8.33% |
$50.3K - $58.2K
|
32.2K
$850K
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
2.3K+ 17.22% |
$46.7K - $54.1K
|
15.6K
$413K
|
|
|
Feb 13, 2024
Q4 2023
|
Capstone Financial Advisors, Inc.
Downers Grove, IL |
BUY
|
- |
2.24K+ 17.05% |
$45.6K - $52.7K
|
15.4K
$406K
|
|
|
Mar 13, 2024
Q4 2023
|
Moneco Advisors, LLC
Fairfield, CT |
BUY
|
- |
1.76K+ 2.28% |
$35.7K - $41.3K
|
78.7K
$2.08M
|
|
|
Feb 05, 2024
Q4 2023
|
Moneco Advisors, LLC
Fairfield, CT |
BUY
|
- |
1.76K+ 2.28% |
$35.7K - $41.3K
|
78.7K
$2.08M
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
1.66KNew |
$33.6K - $38.9K
|
1.66K
$43.7K
|
|
|
Feb 14, 2024
Q4 2023
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
702New |
$14.3K - $16.5K
|
702
$18.5K
|
|
|
Feb 15, 2024
Q4 2023
|
Main Street Group, LTD
Glen Allen, VA |
BUY
|
- |
683New |
$13.9K - $16.1K
|
683
$18K
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
578+ 2.32% |
$11.8K - $13.6K
|
25.5K
$674K
|