Purchases and Sales Made in Q3 2021 in Brookfield Real Assets Income Fund Inc. (RA)
This table provides information about the institutional ownership of Brookfield Real Assets Income Fund Inc. (RA) during Q3 2021. The information is specifically focused on institutions that hold shares of Brookfield Real Assets Income Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.57MNew |
$32.9M - $35.5M
|
1.57M
$20.9M
|
|
|
Oct 20, 2021
Q3 2021
|
E&G Advisors, LP
|
BUY
|
- |
54.3KNew |
$1.14M - $1.23M
|
54.3K
$723K
|
|
|
Oct 14, 2021
Q3 2021
|
Davenport & CO LLC
|
BUY
|
- |
35.8KNew |
$748K - $809K
|
35.8K
$477K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
35.4K+ 13.73% |
$739K - $799K
|
293K
$3.9M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
32.8K+ 22.14% |
$687K - $742K
|
181K
$2.41M
|
|
|
Nov 01, 2021
Q3 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
21.9KNew |
$457K - $494K
|
21.9K
$291K
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
15.2K+ 4.64% |
$319K - $344K
|
344K
$4.58M
|
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
BUY
|
- |
15.1K+ 6.43% |
$315K - $340K
|
249K
$3.32M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
14.6K+ 10.1% |
$305K - $330K
|
159K
$2.12M
|
|
|
Nov 15, 2021
Q3 2021
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
BUY
|
- |
13.2K+ 21.96% |
$276K - $298K
|
73.3K
$976K
|
|
|
Oct 12, 2021
Q3 2021
|
Ota Financial Group L.P.
|
BUY
|
- |
10.3KNew |
$215K - $232K
|
10.3K
$137K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
10.2K+ 1.62% |
$214K - $232K
|
643K
$8.56M
|
|
|
Nov 15, 2021
Q3 2021
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
10KNew |
$209K - $226K
|
10K
$133K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
9.29K+ 7.39% |
$194K - $210K
|
135K
$1.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
9.07K+ 4.96% |
$190K - $205K
|
192K
$2.56M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
7.6K+ 65.14% |
$159K - $172K
|
19.3K
$257K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
5.4K+ 11.47% |
$113K - $122K
|
52.5K
$699K
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
4.41K+ 18.96% |
$92.2K - $99.7K
|
27.7K
$368K
|
|
|
Nov 12, 2021
Q3 2021
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
2.64K+ 4.47% |
$55.3K - $59.8K
|
61.8K
$823K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
1.81KNew |
$37.8K - $40.8K
|
1.81K
$24.1K
|
|
|
Oct 21, 2021
Q3 2021
|
Schwarz Dygos Wheeler Investment Advisors LLC
Minneapolis, MN |
BUY
|
- |
1.73K+ 3.49% |
$36.2K - $39.1K
|
51.3K
$683K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.73K+ 1.49% |
$36.1K - $39K
|
117K
$1.56M
|
|
|
Nov 15, 2021
Q3 2021
|
Ashford Capital Management Inc
Wilmington, DE |
BUY
|
- |
1.5K+ 3.88% |
$31.4K - $33.9K
|
40.1K
$534K
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1.28K+ 7.24% |
$26.8K - $29K
|
19K
$253K
|
|
|
Nov 15, 2021
Q3 2021
|
Howe & Rusling Inc
Rochester, NY |
BUY
|
- |
1.06KNew |
$22.1K - $23.9K
|
1.06K
$14.1K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.05K+ 0.77% |
$22K - $23.8K
|
137K
$1.83M
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
1.05K+ 3.24% |
$22K - $23.8K
|
33.5K
$446K
|
|
|
Oct 25, 2021
Q3 2021
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
574+ 1.35% |
$12K - $13K
|
43K
$573K
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
508+ 0.78% |
$10.6K - $11.5K
|
65.3K
$870K
|
|
|
Nov 03, 2021
Q3 2021
|
Herold Advisors, Inc.
|
BUY
|
- |
500New |
$10.5K - $11.3K
|
500
$6.66K
|
|
|
Aug 30, 2024
Q3 2021
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
250+ 6.4% |
$5.23K - $5.65K
|
4.16K
$55.3K
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
136+ 0.8% |
$2.84K - $3.07K
|
17.1K
$228K
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
129+ 0.83% |
$2.7K - $2.92K
|
15.7K
$209K
|
|
|
Nov 05, 2021
Q3 2021
|
Lindbrook Capital, LLC
|
BUY
|
- |
66+ 2.73% |
$1.38K - $1.49K
|
2.49K
$33.1K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
23+ 0.31% |
$481 - $520
|
7.51K
$100K
|
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-66Closed |
$1.38K - $1.49K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-152- 7.41% |
$3.18K - $3.44K
|
1.9K
$25.3K
|
|
|
Nov 15, 2021
Q3 2021
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-163- 0.86% |
$3.41K - $3.68K
|
18.9K
$251K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-300- 14.42% |
$6.27K - $6.78K
|
1.78K
$23.7K
|
|
|
Nov 03, 2021
Q3 2021
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-385- 56.37% |
$8.05K - $8.7K
|
298
$3.97K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-515- 0.6% |
$10.8K - $11.6K
|
84.6K
$1.13M
|
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-633- 3.93% |
$13.2K - $14.3K
|
15.5K
$206K
|
|
|
Nov 12, 2021
Q3 2021
|
Smith Shellnut Wilson LLC
|
SELL
|
- |
-1.21KClosed |
$25.3K - $27.4K
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-1.83KClosed |
$38.3K - $41.4K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.84K- 0.82% |
$38.4K - $41.5K
|
223K
$2.98M
|
|
|
Nov 16, 2021
Q3 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-1.93K- 6.11% |
$40.3K - $43.5K
|
29.6K
$394K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-3.6KClosed |
$75.3K - $81.4K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-6.82K- 10.82% |
$143K - $154K
|
56.2K
$749K
|
|
|
Nov 15, 2021
Q3 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-8.2K- 8.44% |
$171K - $185K
|
88.9K
$1.18M
|
|
|
Nov 05, 2021
Q3 2021
|
Penn Mutual Asset Management, LLC
Horsham, PA |
SELL
|
- |
-8.85K- 67.81% |
$185K - $200K
|
4.2K
$56K
|