Latest Institutional Transactions on First Trust Rising Dividend Ac (RDVY)
This table provides information on the latest institutional transactions involving First Trust Rising Dividend Ac (RDVY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 02, 2025
Q3 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-51.3K- 35.78% |
$3.2M - $3.46M
|
92.2K
$6.17M
|
|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
BUY
|
- |
159+ 0.27% |
$9.92K - $10.7K
|
59.8K
$4M
|
|
|
Nov 25, 2025
Q3 2025
|
Kerr Financial Planning Corp
Fresno, CA |
BUY
|
- |
2.2KNew |
$137K - $148K
|
2.2K
$147K
|
|
|
Nov 24, 2025
Q3 2025
|
Td Capital Management LLC
Memphis, TN |
BUY
|
- |
1.55K+ 9.27% |
$96.6K - $104K
|
18.2K
$1.22M
|
|
|
Nov 21, 2025
Q3 2025
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
128+ 2.84% |
$7.98K - $8.61K
|
4.63K
$310K
|
|
|
Nov 21, 2025
Q3 2025
|
Capital Square, LLC
|
SELL
|
- |
-310- 6.44% |
$19.3K - $20.9K
|
4.5K
$301K
|
|
|
Nov 21, 2025
Q3 2025
|
Petix & Botte CO
|
BUY
|
- |
16.9K+ 13.8% |
$1.05M - $1.14M
|
139K
$9.33M
|
|
|
Nov 20, 2025
Q3 2025
|
Bryn Mawr Trust CO
Bryn Mawr, PA |
SELL
|
- |
-349- 41.11% |
$21.8K - $23.5K
|
500
$33.5K
|
|
|
Nov 20, 2025
Q3 2025
|
Centaurus Financial, Inc.
|
SELL
|
- |
-2.58K- 26.45% |
$161K - $174K
|
7.18K
$481K
|
|
|
Nov 19, 2025
Q3 2025
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-5.25K- 37.19% |
$327K - $353K
|
8.86K
$593K
|
|
|
Nov 19, 2025
Q3 2025
|
Ambassador Advisors, LLC
Lancaster, PA |
SELL
|
- |
-1.41K- 30.17% |
$88.1K - $95.1K
|
3.27K
$219K
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
21.6K+ 159.93% |
$1.35M - $1.46M
|
35.2K
$2.35M
|
|
|
Nov 18, 2025
Q3 2025
|
Tcfg Wealth Management, LLC
Laguna Niguel, CA |
SELL
|
- |
-942- 2.24% |
$58.8K - $63.4K
|
41K
$2.75M
|
|
|
Nov 18, 2025
Q3 2025
|
San Luis Wealth Advisors LLC
San Luis Obispo, CA |
BUY
|
- |
1.83K+ 11.83% |
$114K - $123K
|
17.3K
$1.16M
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
46+ 0.18% |
$2.87K - $3.1K
|
25.9K
$1.73M
|
|
|
Nov 17, 2025
Q3 2025
|
Kestra Investment Management, LLC
Austin, TX |
BUY
|
- |
628+ 17.86% |
$39.2K - $42.3K
|
4.15K
$277K
|
|
|
Nov 17, 2025
Q3 2025
|
Keystone Financial Group
|
BUY
|
- |
2.53K+ 6.95% |
$158K - $170K
|
38.8K
$2.6M
|
|
|
Nov 17, 2025
Q3 2025
|
Harvest Investment Services, LLC
|
SELL
|
- |
-623- 0.92% |
$38.9K - $41.9K
|
67.3K
$4.5M
|
|
|
Nov 17, 2025
Q3 2025
|
Eaton Financial Holdings Company, LLC
Coral Springs, FL |
SELL
|
- |
-657- 15.93% |
$41K - $44.2K
|
3.47K
$232K
|
|
|
Nov 17, 2025
Q3 2025
|
Pin Oak Investment Advisors Inc
Houston, TX |
BUY
|
- |
567New |
$35.4K - $38.2K
|
567
$37.9K
|
|
|
Nov 17, 2025
Q3 2025
|
Apexium Financial, LP
|
BUY
|
- |
9+ 0.03% |
$561 - $606
|
31.8K
$2.13M
|
|
|
Nov 17, 2025
Q3 2025
|
Stonebridge Financial Planning Group, LLC
|
BUY
|
- |
22.9K+ 81.05% |
$1.43M - $1.54M
|
51.2K
$3.43M
|
|
|
Nov 14, 2025
Q3 2025
|
Navis Wealth Advisors, LLC
Rye Brook, NY |
BUY
|
- |
4+ 0.07% |
$250 - $269
|
5.46K
$365K
|
|
|
Nov 14, 2025
Q3 2025
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
253+ 1.61% |
$15.8K - $17K
|
15.9K
$1.07M
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
86.3K+ 58.79% |
$5.38M - $5.8M
|
233K
$15.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
371K+ 15.23% |
$23.2M - $25M
|
2.81M
$188M
|
|
|
Nov 14, 2025
Q3 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
4.03KNew |
$251K - $271K
|
4.03K
$269K
|
|
|
Nov 14, 2025
Q3 2025
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
BUY
|
- |
69.5K+ 13.0% |
$4.33M - $4.67M
|
604K
$40.4M
|
|
|
Nov 14, 2025
Q3 2025
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
32.4K+ 3170.71% |
$2.02M - $2.18M
|
33.4K
$2.24M
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-73.9K- 7.86% |
$4.61M - $4.98M
|
867K
$58M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
387K+ 11.95% |
$24.2M - $26.1M
|
3.63M
$243M
|
|
|
Nov 14, 2025
Q3 2025
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-191- 4.11% |
$11.9K - $12.9K
|
4.46K
$298K
|
|
|
Nov 14, 2025
Q3 2025
|
Fiduciary Trust CO
Boston, MA |
BUY
|
- |
3.82KNew |
$238K - $257K
|
3.82K
$255K
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
44.3K+ 3.26% |
$2.76M - $2.98M
|
1.4M
$93.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
43.4K+ 11.49% |
$2.71M - $2.92M
|
421K
$28.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
143KNew |
$8.89M - $9.59M
|
143K
$9.54M
|
|
|
Nov 14, 2025
Q3 2025
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
3.28KNew |
$205K - $221K
|
3.28K
$219K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
717K+ 10.13% |
$44.7M - $48.2M
|
7.79M
$521M
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-9.17K- 22.73% |
$572K - $617K
|
31.2K
$2.09M
|
|
|
Nov 14, 2025
Q3 2025
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
1.21M+ 28801.24% |
$75.6M - $81.6M
|
1.22M
$81.4M
|
|
|
Nov 14, 2025
Q3 2025
|
Frederick Financial Consultants, LLC
Frederick, MD |
BUY
|
- |
5.35K+ 5.03% |
$334K - $360K
|
112K
$7.48M
|
|
|
Nov 14, 2025
Q3 2025
|
Northeast Planning Associates, Inc. / Nh /
Bedford, NH |
SELL
|
- |
-8.44K- 22.74% |
$526K - $568K
|
28.7K
$1.92M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
455K+ 6.96% |
$28.4M - $30.6M
|
6.99M
$468M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.36M+ 14.01% |
$147M - $159M
|
19.2M
$1.29B
|
|
|
Nov 14, 2025
Q3 2025
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
7.26K+ 12.03% |
$453K - $489K
|
67.6K
$4.53M
|
|
|
Nov 14, 2025
Q3 2025
|
Prosperity Consulting Group, LLC
|
BUY
|
- |
1.86K+ 12.36% |
$116K - $125K
|
16.9K
$1.13M
|
|
|
Nov 14, 2025
Q3 2025
|
Main Street Financial Solutions, LLC
|
SELL
|
- |
-1.91K- 3.38% |
$119K - $129K
|
54.7K
$3.66M
|
|
|
Nov 14, 2025
Q3 2025
|
Stone X Group Inc.
|
BUY
|
- |
13.9K+ 13.12% |
$864K - $932K
|
119K
$7.99M
|
|
|
Nov 14, 2025
Q3 2025
|
True Private Wealth Advisors
|
BUY
|
- |
6.91KNew |
$431K - $465K
|
6.91K
$462K
|
|
|
Nov 14, 2025
Q3 2025
|
Beck Bode, LLC
|
SELL
|
- |
-3.78K- 18.23% |
$235K - $254K
|
16.9K
$1.13M
|
|