Purchases and Sales Made in Q1 2023 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 25, 2023
Q1 2023
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
40New |
$1.71K - $1.96K
|
40
$2.39K
|
|
|
Apr 28, 2023
Q1 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
37+ 1.5% |
$1.58K - $1.81K
|
2.5K
$150K
|
|
|
May 02, 2023
Q1 2023
|
Aft, Forsyth & Company, Inc.
|
BUY
|
- |
8+ 0.17% |
$341 - $391
|
4.7K
$281K
|
|
|
May 11, 2023
Q1 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
6+ 0.03% |
$256 - $294
|
18.5K
$1.1M
|
|
|
Apr 28, 2023
Q1 2023
|
Wealth Trust Asset Management, LLC
Destin, FL |
BUY
|
- |
3+ 0.05% |
$128 - $147
|
5.82K
$348K
|
|
|
Apr 24, 2023
Q1 2023
|
Capital Square, LLC
|
BUY
|
- |
1+ 0.02% |
$42.7 - $48.9
|
5.58K
$333K
|
|
|
May 04, 2023
Q1 2023
|
Larson Financial Group LLC
|
BUY
|
- |
1+ 0.07% |
$42.7 - $48.9
|
1.48K
$88.3K
|
|
|
May 12, 2023
Q1 2023
|
Clear Street Markets LLC
|
BUY
|
- |
1New |
$42.7 - $48.9
|
1
$59.7
|
|
|
Aug 28, 2024
Q1 2023
|
Centennial Bank/Ar/
Conway, AR |
SELL
|
- |
-1- 0.03% |
$42.7 - $48.9
|
3.19K
$190K
|
|
|
Apr 19, 2023
Q1 2023
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-2- 0.01% |
$85.3 - $97.8
|
28.1K
$1.68M
|
|
|
May 05, 2023
Q1 2023
|
Sandy Spring Bank
|
SELL
|
- |
-9- 0.04% |
$384 - $440
|
20.3K
$1.21M
|
|
|
May 22, 2023
Q1 2023
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-12- 1.24% |
$512 - $587
|
953
$56.9K
|
|
|
May 15, 2023
Q1 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-22- 0.31% |
$939 - $1.08K
|
7.16K
$427K
|
|
|
Apr 18, 2023
Q1 2023
|
Independent Wealth Network Inc.
|
SELL
|
- |
-22- 0.46% |
$939 - $1.08K
|
4.72K
$282K
|
|
|
Apr 28, 2023
Q1 2023
|
Crown Wealth Group, LLC
|
SELL
|
- |
-34- 0.45% |
$1.45K - $1.66K
|
7.5K
$448K
|
|
|
May 02, 2023
Q1 2023
|
Pitti Group Wealth Management, LLC
|
SELL
|
- |
-51- 0.18% |
$2.18K - $2.49K
|
28.3K
$1.69M
|
|
|
May 03, 2023
Q1 2023
|
Woodward Diversified Capital, LLC
|
SELL
|
- |
-58- 0.25% |
$2.47K - $2.84K
|
22.8K
$1.36M
|
|
|
May 15, 2023
Q1 2023
|
Wespac Advisors So Cal, LLC
|
SELL
|
- |
-75- 0.17% |
$3.2K - $3.67K
|
45.2K
$2.7M
|
|
|
May 05, 2023
Q1 2023
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-78- 0.61% |
$3.33K - $3.82K
|
12.7K
$759K
|
|
|
Apr 12, 2023
Q1 2023
|
Worth Asset Management, LLC
|
SELL
|
- |
-135- 13.24% |
$5.76K - $6.6K
|
885
$52.9K
|
|
|
Apr 07, 2023
Q1 2023
|
Inspirion Wealth Advisors, LLC
|
SELL
|
- |
-140- 3.04% |
$5.97K - $6.85K
|
4.46K
$266K
|
|
|
Apr 25, 2023
Q1 2023
|
Zimmermann Investment Management & Planning LLC
|
SELL
|
- |
-146- 2.56% |
$6.23K - $7.14K
|
5.56K
$332K
|
|
|
Apr 20, 2023
Q1 2023
|
Main Street Financial Solutions, LLC
|
SELL
|
- |
-147- 0.28% |
$6.27K - $7.19K
|
51.8K
$3.1M
|
|
|
May 03, 2023
Q1 2023
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-156- 0.88% |
$6.65K - $7.63K
|
17.5K
$1.05M
|
|
|
Apr 18, 2023
Q1 2023
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-195- 34.51% |
$8.32K - $9.54K
|
370
$22.1K
|
|
|
May 10, 2023
Q1 2023
|
Mai Capital Management
|
SELL
|
- |
-200- 1.38% |
$8.53K - $9.78K
|
14.3K
$852K
|
|
|
Apr 11, 2023
Q1 2023
|
Sfg Wealth Management, Llc.
|
SELL
|
- |
-215- 2.45% |
$9.17K - $10.5K
|
8.56K
$511K
|
|
|
May 11, 2023
Q1 2023
|
Forte Capital LLC
|
SELL
|
- |
-221- 2.96% |
$9.43K - $10.8K
|
7.24K
$432K
|
|
|
Apr 19, 2023
Q1 2023
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-225- 9.29% |
$9.6K - $11K
|
2.2K
$131K
|
|
|
May 31, 2023
Q1 2023
|
Kennedy Investment Group
West Depford, NJ |
SELL
|
- |
-235- 4.6% |
$10K - $11.5K
|
4.88K
$291K
|
|
|
May 01, 2023
Q1 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-275- 3.44% |
$11.7K - $13.5K
|
7.72K
$461K
|
|
|
Apr 19, 2023
Q1 2023
|
Herold Advisors, Inc.
|
SELL
|
- |
-281- 0.91% |
$12K - $13.7K
|
30.7K
$1.83M
|
|
|
May 12, 2023
Q1 2023
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-291- 1.08% |
$12.4K - $14.2K
|
26.7K
$1.59M
|
|
|
Apr 28, 2023
Q1 2023
|
Fee Only Financial Planning, L.C.
Okatie, SC |
SELL
|
- |
-300- 4.87% |
$12.8K - $14.7K
|
5.87K
$350K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-300- 3.8% |
$12.8K - $14.7K
|
7.6K
$454K
|
|
|
Apr 18, 2023
Q1 2023
|
Genesee Capital Advisors, LLC
|
SELL
|
- |
-303- 0.29% |
$12.9K - $14.8K
|
104K
$6.2M
|
|
|
Apr 20, 2023
Q1 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-312- 1.48% |
$13.3K - $15.3K
|
20.8K
$1.24M
|
|
|
May 09, 2023
Q1 2023
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-328- 0.2% |
$14K - $16K
|
167K
$9.97M
|
|
|
Apr 10, 2023
Q1 2023
|
Wealth Care Investment Partners, LLC
|
SELL
|
- |
-355- 0.62% |
$15.1K - $17.4K
|
57K
$3.4M
|
|
|
May 12, 2023
Q1 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-388- 0.06% |
$16.6K - $19K
|
614K
$36.7M
|
|
|
May 03, 2023
Q1 2023
|
Concentrum Wealth Management
|
SELL
|
- |
-393- 0.78% |
$16.8K - $19.2K
|
50K
$2.99M
|
|
|
May 04, 2023
Q1 2023
|
Wealth Effects LLC
|
SELL
|
- |
-397- 1.17% |
$16.9K - $19.4K
|
33.4K
$1.99M
|
|
|
Apr 12, 2023
Q1 2023
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-401- 0.89% |
$17.1K - $19.6K
|
44.7K
$2.67M
|
|
|
Apr 04, 2023
Q1 2023
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-418- 1.41% |
$17.8K - $20.4K
|
29.3K
$1.75M
|
|
|
May 05, 2023
Q1 2023
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-420- 3.15% |
$17.9K - $20.5K
|
12.9K
$771K
|
|
|
Apr 12, 2023
Q1 2023
|
National Bank Of Canada
|
SELL
|
- |
-423- 72.56% |
$18K - $20.7K
|
160
$9.56K
|
|
|
May 17, 2023
Q1 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-499- 9.5% |
$21.3K - $24.4K
|
4.75K
$284K
|
|
|
Apr 21, 2023
Q1 2023
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-503- 6.88% |
$21.5K - $24.6K
|
6.8K
$406K
|
|
|
May 10, 2023
Q1 2023
|
Purus Wealth Management, LLC
|
SELL
|
- |
-504- 0.83% |
$21.5K - $24.7K
|
60K
$3.59M
|
|
|
May 03, 2023
Q1 2023
|
Mtm Investment Management, LLC
Spartanburg, SC |
SELL
|
- |
-505- 1.18% |
$21.5K - $24.7K
|
42.3K
$2.53M
|