Purchases and Sales Made in Q4 2021 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 31, 2022
Q4 2021
|
Dfpg Investments, LLC
|
BUY
|
- |
218+ 3.02% |
$10.4K - $11.3K
|
7.43K
$444K
|
|
|
Feb 03, 2022
Q4 2021
|
Savior LLC
|
BUY
|
- |
202New |
$9.63K - $10.5K
|
202
$12.1K
|
|
|
Feb 03, 2022
Q4 2021
|
Larson Financial Group LLC
|
BUY
|
- |
201New |
$9.58K - $10.5K
|
201
$12K
|
|
|
Feb 24, 2023
Q4 2021
|
Kaydan Wealth Management, Inc.
Fenton, MI |
BUY
|
- |
158+ 0.81% |
$7.53K - $8.23K
|
19.7K
$1.18M
|
|
|
May 16, 2022
Q4 2021
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
BUY
|
- |
139New |
$6.62K - $7.24K
|
139
$8.3K
|
|
|
Feb 14, 2022
Q4 2021
|
Td Capital Management LLC
Memphis, TN |
BUY
|
- |
137New |
$6.53K - $7.13K
|
137
$8.18K
|
|
|
Feb 03, 2022
Q4 2021
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
BUY
|
- |
135New |
$6.43K - $7.03K
|
135
$8.06K
|
|
|
Jan 21, 2022
Q4 2021
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
103New |
$4.91K - $5.36K
|
103
$6.15K
|
|
|
Jan 13, 2022
Q4 2021
|
Pacifica Partners Inc.
|
BUY
|
- |
59+ 34.3% |
$2.81K - $3.07K
|
231
$13.8K
|
|
|
Feb 08, 2022
Q4 2021
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
56+ 2.88% |
$2.67K - $2.92K
|
2K
$119K
|
|
|
Apr 27, 2022
Q4 2021
|
High Net Worth Advisory Group LLC
Naples, FL |
BUY
|
- |
46New |
$2.19K - $2.39K
|
46
$2.75K
|
|
|
Feb 07, 2022
Q4 2021
|
Aft, Forsyth & Company, Inc.
|
BUY
|
- |
2+ 0.04% |
$95.3 - $104
|
4.8K
$287K
|
|
|
Jul 24, 2024
Q4 2021
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
2+ 0.01% |
$95.3 - $104
|
28.7K
$1.71M
|
|
|
Feb 24, 2022
Q4 2021
|
Rise Advisors, LLC
|
BUY
|
- |
1New |
$47.7 - $52.1
|
1
$59.7
|
|
|
Jan 26, 2022
Q4 2021
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
SELL
|
- |
-11- 7.43% |
$524 - $573
|
137
$8.18K
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-18- 0.47% |
$858 - $937
|
3.79K
$226K
|
|
|
Feb 11, 2022
Q4 2021
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-115Closed |
$5.48K - $5.99K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Triton Wealth Management, Pllc
|
SELL
|
- |
-194- 3.71% |
$9.25K - $10.1K
|
5.04K
$301K
|
|
|
Feb 03, 2022
Q4 2021
|
Smith Shellnut Wilson LLC
|
SELL
|
- |
-207Closed |
$9.87K - $10.8K
|
0
$0
|
|
|
Jan 26, 2022
Q4 2021
|
Signature Securities Group Corporation
|
SELL
|
- |
-268- 0.73% |
$12.8K - $14K
|
36.6K
$2.18M
|
|
|
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-426Closed |
$20.3K - $22.2K
|
0
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Bcgm Wealth Management, LLC
|
SELL
|
- |
-964- 6.56% |
$45.9K - $50.2K
|
13.7K
$820K
|
|
|
Feb 14, 2022
Q4 2021
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-1.01K- 1.52% |
$48K - $52.4K
|
65.1K
$3.89M
|
|
|
Jan 28, 2022
Q4 2021
|
Wespac Advisors, LLC
|
SELL
|
- |
-1.12K- 4.02% |
$53.3K - $58.2K
|
26.7K
$1.59M
|
|
|
Feb 17, 2022
Q4 2021
|
Denver Wealth Management, Inc.
Greenwood Village, CO |
SELL
|
- |
-1.19K- 0.64% |
$56.8K - $62.1K
|
185K
$11M
|
|
|
Feb 16, 2022
Q4 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-1.3K- 12.83% |
$62.1K - $67.8K
|
8.85K
$529K
|
|
|
Feb 02, 2022
Q4 2021
|
Axiom Investment Management LLC
New York, NY |
SELL
|
- |
-1.5K- 14.55% |
$71.5K - $78.1K
|
8.81K
$526K
|
|
|
Feb 14, 2022
Q4 2021
|
Barometer Capital Management Inc.
Toronto, A6 |
SELL
|
- |
-1.76K- 4.33% |
$83.9K - $91.6K
|
38.8K
$2.32M
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-1.84K- 26.4% |
$87.5K - $95.6K
|
5.12K
$306K
|
|
|
Feb 11, 2022
Q4 2021
|
Psi Advisors, LLC
|
SELL
|
- |
-2.33K- 2.55% |
$111K - $121K
|
89K
$5.32M
|
|
|
May 11, 2023
Q4 2021
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-2.57K- 84.04% |
$122K - $134K
|
488
$29.1K
|
|
|
Jan 19, 2022
Q4 2021
|
Purus Wealth Management, LLC
|
SELL
|
- |
-2.64K- 4.17% |
$126K - $138K
|
60.7K
$3.63M
|
|
|
Feb 11, 2022
Q4 2021
|
Dcm Advisors, LLC
New York, NY |
SELL
|
- |
-3KClosed |
$143K - $156K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Financial Advisors Network, Inc.
|
SELL
|
- |
-4.6KClosed |
$219K - $239K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
SELL
|
- |
-4.8KClosed |
$229K - $250K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
San Luis Wealth Advisors LLC
San Luis Obispo, CA |
SELL
|
- |
-5.22K- 14.86% |
$249K - $272K
|
29.9K
$1.78M
|
|
|
Jan 14, 2022
Q4 2021
|
Strategy Asset Managers LLC
|
SELL
|
- |
-5.23KClosed |
$249K - $272K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
O Donnell Financial Services, LLC
|
SELL
|
- |
-5.46K- 0.82% |
$260K - $284K
|
656K
$39.2M
|
|
|
Feb 11, 2022
Q4 2021
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-6.03KClosed |
$287K - $314K
|
0
$0
|
|
|
Jan 25, 2022
Q4 2021
|
Prw Wealth Management LLC
|
SELL
|
- |
-7.3K- 7.84% |
$348K - $380K
|
85.8K
$5.12M
|
|
|
Feb 11, 2022
Q4 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-8K- 21.33% |
$381K - $416K
|
29.5K
$1.76M
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-8.59K- 1.31% |
$409K - $447K
|
645K
$38.5M
|
|
|
Feb 14, 2022
Q4 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-9.12K- 37.98% |
$435K - $475K
|
14.9K
$889K
|
|
|
Feb 11, 2022
Q4 2021
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-11.4K- 56.04% |
$544K - $595K
|
8.96K
$535K
|
|
|
Feb 10, 2022
Q4 2021
|
Csenge Advisory Group
|
SELL
|
- |
-14.7K- 4.59% |
$699K - $764K
|
305K
$18.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Founders Financial Securities LLC
|
SELL
|
- |
-15.7K- 44.55% |
$748K - $818K
|
19.5K
$1.17M
|
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-16.7KClosed |
$796K - $870K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-19.2KClosed |
$917K - $1M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-20.6KClosed |
$980K - $1.07M
|
0
$0
|
|
|
Mar 14, 2023
Q4 2021
|
Private Portfolio Partners LLC
|
SELL
|
- |
-20.7K- 75.68% |
$986K - $1.08M
|
6.65K
$397K
|