Latest Institutional Transactions on Research Frontiers Inc (REFR)
This table provides information on the latest institutional transactions involving Research Frontiers Inc (REFR) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2020
Q3 2020
|
Sg Americas Securities, LLC
|
SELL
|
- |
-14.3KClosed |
$30.6K - $58.4K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-17.9KClosed |
$38.2K - $72.8K
|
0
$0
|
|
|
Oct 09, 2020
Q3 2020
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-9.48KClosed |
$20.3K - $38.7K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-4.36KClosed |
$7.81K - $23.7K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
- |
-2.7KClosed |
$6.32K - $11.2K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 11, 2020
Q4 2019
|
Family Management Corp
New York, NY |
SELL
|
- |
-37.4KClosed |
$107K - $141K
|
0
$0
|
|
|
Feb 07, 2020
Q4 2019
|
Human Investing LLC
|
SELL
|
- |
-2KClosed |
$5.7K - $7.56K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
CALL |
49.6KNew |
$138K - $250K
|
49.6K
$88.8K
|
|
|
Oct 29, 2019
Q3 2019
|
Mai Capital Management
|
SELL
|
- |
-11.3KClosed |
$31.5K - $57K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 08, 2019
Q2 2019
|
Catalyst Capital Advisors LLC
Huntington, NY |
SELL
|
- |
-76KClosed |
$155K - $267K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 13, 2018
Q3 2018
|
Connors Investor Services Inc
Wyomissing, PA |
SELL
|
- |
-97.9KClosed |
$77.3K - $162K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-900Closed |
$711 - $1.49K
|
0
$0
|
|
| Q1 2018 | |||||||
|
Aug 10, 2018
Q1 2018
|
Global Retirement Partners, LLC
|
SELL
|
- |
-130Closed |
$112 - $147
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-29.1KClosed |
$25K - $32.9K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Anson Funds Management LP
Dallas, TX |
SELL
|
- |
-273KClosed |
$235K - $309K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Jan 31, 2018
Q4 2017
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-93Closed |
$84.6 - $126
|
0
$0
|
|
|
Jan 19, 2018
Q4 2017
|
Ingalls & Snyder LLC
New York, NY |
SELL
|
- |
-24KClosed |
$21.8K - $32.6K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 13, 2017
Q3 2017
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-400Closed |
$408 - $512
|
0
$0
|
|