Latest Institutional Transactions on Alps ETF Tr Riverfront Dynamic (RFCI)
This table provides information on the latest institutional transactions involving Alps ETF Tr Riverfront Dynamic (RFCI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
166+ 0.57% |
$3.67K - $3.83K
|
29.1K
$651K
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
12KNew |
$266K - $278K
|
12K
$269K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-2.42K- 96.83% |
$53.3K - $55.8K
|
79
$1.77K
|
|
|
Nov 14, 2024
Q3 2024
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-54.1K- 65.51% |
$1.2M - $1.25M
|
28.5K
$638K
|
|
|
Nov 13, 2024
Q3 2024
|
Truist Financial Corp
|
SELL
|
- |
-12.4K- 8.9% |
$275K - $287K
|
127K
$2.85M
|
|
|
Nov 13, 2024
Q3 2024
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-1.67K- 78.08% |
$36.8K - $38.5K
|
468
$10.5K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
195New |
$4.31K - $4.5K
|
195
$4.36K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-306- 5.85% |
$6.76K - $7.07K
|
4.92K
$110K
|
|
|
Nov 08, 2024
Q3 2024
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-5.95K- 1.44% |
$131K - $137K
|
407K
$9.1M
|
|
|
Nov 07, 2024
Q3 2024
|
Prospera Financial Services Inc
|
SELL
|
- |
-3.67K- 1.87% |
$81.1K - $84.8K
|
192K
$4.31M
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-11.5K- 7.1% |
$254K - $265K
|
150K
$3.36M
|
|
|
Oct 22, 2024
Q3 2024
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-73K- 79.1% |
$1.61M - $1.69M
|
19.3K
$431K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 04, 2024
Q3 2024
|
Gamma Investing LLC
Foster City, CA |
BUY
|
- |
258New |
$5.7K - $5.96K
|
258
$5.77K
|
|
| Q2 2024 | |||||||
|
Aug 12, 2024
Q2 2024
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-2.21K- 71.6% |
$48.1K - $49.4K
|
875
$19.6K
|
|
| Q1 2024 | |||||||
|
Nov 05, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
12K+ 339.08% |
$266K - $271K
|
15.5K
$347K
|
|
| Q4 2023 | |||||||
|
Feb 21, 2024
Q4 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
461+ 13.58% |
$9.68K - $10.5K
|
3.86K
$86.3K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-120- 8.06% |
$2.52K - $2.72K
|
1.37K
$30.6K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-1.69K- 1.91% |
$36.1K - $37.8K
|
86.8K
$1.94M
|
|
|
Nov 13, 2023
Q3 2023
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-22.6K- 39.64% |
$483K - $504K
|
34.4K
$769K
|
|
| Q2 2023 | |||||||
|
Jul 11, 2023
Q2 2023
|
Selective Wealth Management, Inc.
|
BUY
|
- |
22.9KNew |
$504K - $518K
|
22.9K
$512K
|
|
| Q1 2023 | |||||||
|
Jun 07, 2023
Q1 2023
|
Maripau Wealth Management LLC
Fort Wayne, IN |
SELL
|
- |
-270- 2.35% |
$5.92K - $6.15K
|
11.2K
$251K
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Cornerstone Planning Group LLC
Fairfield, NJ |
BUY
|
- |
972New |
$20.8K - $21.9K
|
972
$21.8K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
387New |
$8.3K - $8.7K
|
387
$8.66K
|
|
|
Jan 24, 2023
Q4 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-34.7K- 63.04% |
$744K - $780K
|
20.3K
$455K
|
|
| Q3 2022 | |||||||
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-22.5K- 53.15% |
$488K - $521K
|
19.9K
$445K
|
|
|
Oct 11, 2022
Q3 2022
|
Davenport & CO LLC
|
SELL
|
- |
-4.89K- 21.21% |
$106K - $113K
|
18.2K
$406K
|
|
| Q2 2022 | |||||||
|
Aug 11, 2022
Q2 2022
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-301Closed |
$6.72K - $7.07K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Zullo Investment Group, Inc.
Scranton, PA |
SELL
|
- |
-863- 99.88% |
$20.1K - $21.4K
|
1
$22.4
|
|
|
Apr 29, 2022
Q1 2022
|
Moisand Fitzgerald Tamayo, LLC
|
SELL
|
- |
-15.1KClosed |
$353K - $374K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-14.5KClosed |
$360K - $370K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-185Closed |
$4.6K - $4.73K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-66.1KClosed |
$1.68M - $1.71M
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 13, 2021
Q2 2021
|
Old Mission Capital LLC
|
SELL
|
- |
-9.82KClosed |
$248K - $251K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-847Closed |
$21.4K - $21.6K
|
0
$0
|
|
| Q1 2021 | |||||||
|
Apr 27, 2021
Q1 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-23.3KClosed |
$587K - $610K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-10.6KClosed |
$275K - $277K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Apr 28, 2020
Q1 2020
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-150Closed |
$3.55K - $3.93K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-8.71KClosed |
$218K - $221K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-10.2KClosed |
$255K - $258K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 12, 2019
Q3 2019
|
Quadrant Private Wealth Management, LLC
Bethlehem, PA |
SELL
|
- |
-8.21KClosed |
$204K - $209K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 07, 2019
Q2 2019
|
Fifth Third Bancorp
|
SELL
|
- |
-1KClosed |
$24.3K - $25.1K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
18.8KNew |
$447K - $453K
|
18.8K
$421K
|
|
| Q1 2018 | |||||||
|
May 14, 2018
Q1 2018
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
29KNew |
$692K - $716K
|
29K
$649K
|
|