Purchases and Sales Made in Q3 2021 in Alps ETF Tr Riverfront Dynamic (RFCI)
This table provides information about the institutional ownership of Alps ETF Tr Riverfront Dynamic (RFCI) during Q3 2021. The information is specifically focused on institutions that hold shares of ALPS ETF TR RIVERFRONT DYNAMIC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 02, 2021
Q3 2021
|
River Front Investment Group, LLC
Richmond, VA |
BUY
|
- |
319K+ 15.25% |
$8.11M - $8.24M
|
2.41M
$54.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
89.7KNew |
$2.28M - $2.32M
|
89.7K
$2.02M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
77K+ 10.1% |
$1.96M - $1.99M
|
840K
$18.9M
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
54.5K+ 9.26% |
$1.38M - $1.41M
|
643K
$14.5M
|
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
42.7K+ 16.8% |
$1.08M - $1.1M
|
297K
$6.69M
|
|
|
Oct 14, 2021
Q3 2021
|
Davenport & CO LLC
|
BUY
|
- |
33.7KNew |
$856K - $870K
|
33.7K
$760K
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
30.6K+ 69.5% |
$777K - $790K
|
74.6K
$1.68M
|
|
|
Nov 09, 2021
Q3 2021
|
Truadvice, LLC
Sarasota, FL |
BUY
|
- |
17.1K+ 8.13% |
$434K - $441K
|
227K
$5.12M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
11KNew |
$279K - $283K
|
11K
$247K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
9.79K+ 21.87% |
$249K - $253K
|
54.6K
$1.23M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
2.18K+ 2.91% |
$55.4K - $56.3K
|
77.1K
$1.74M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
849+ 14.4% |
$21.6K - $21.9K
|
6.75K
$152K
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
185New |
$4.7K - $4.78K
|
185
$4.17K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-276- 0.99% |
$7.01K - $7.13K
|
27.7K
$626K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-373- 2.51% |
$9.48K - $9.63K
|
14.5K
$327K
|
|
|
Oct 07, 2021
Q3 2021
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-878- 0.39% |
$22.3K - $22.7K
|
225K
$5.08M
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-1.57K- 8.67% |
$39.9K - $40.5K
|
16.5K
$373K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-1.94K- 93.28% |
$49.4K - $50.2K
|
140
$3.16K
|
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-2.48K- 20.66% |
$62.9K - $64K
|
9.51K
$215K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-66.1KClosed |
$1.68M - $1.71M
|
0
$0
|