Purchases and Sales Made in Q4 2021 in Alps ETF Tr Riverfront Dynamic (RFCI)
This table provides information about the institutional ownership of Alps ETF Tr Riverfront Dynamic (RFCI) during Q4 2021. The information is specifically focused on institutions that hold shares of ALPS ETF TR RIVERFRONT DYNAMIC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 14, 2022
Q4 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
45.7KNew |
$1.14M - $1.17M
|
45.7K
$1.03M
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
19.9K+ 1989500.0% |
$495K - $508K
|
19.9K
$449K
|
|
Feb 16, 2022
Q4 2021
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
18.2KNew |
$453K - $466K
|
18.2K
$411K
|
|
Feb 03, 2022
Q4 2021
|
Moisand Fitzgerald Tamayo, LLC
|
BUY
|
- |
15.1KNew |
$376K - $386K
|
15.1K
$341K
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
7.28K+ 13.34% |
$181K - $186K
|
61.9K
$1.4M
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.43K+ 5.17% |
$35.6K - $36.6K
|
29.2K
$658K
|
|
Feb 16, 2022
Q4 2021
|
Zullo Investment Group, Inc.
Scranton, PA |
BUY
|
- |
864New |
$21.5K - $22.1K
|
864
$19.5K
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-140Closed |
$3.48K - $3.58K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-185Closed |
$4.6K - $4.73K
|
0
$0
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-278- 2.92% |
$6.91K - $7.1K
|
9.23K
$208K
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-300- 2.74% |
$7.46K - $7.67K
|
10.7K
$241K
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-568- 3.43% |
$14.1K - $14.5K
|
16K
$360K
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-600- 0.78% |
$14.9K - $15.3K
|
76.5K
$1.73M
|
|
Feb 09, 2022
Q4 2021
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-738- 0.33% |
$18.3K - $18.9K
|
226K
$5.1M
|
|
Feb 10, 2022
Q4 2021
|
Davenport & CO LLC
|
SELL
|
- |
-2.06K- 6.1% |
$51.1K - $52.5K
|
31.6K
$714K
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-2.78K- 3.73% |
$69.1K - $71K
|
71.8K
$1.62M
|
|
Feb 10, 2022
Q4 2021
|
Prospera Financial Services Inc
|
SELL
|
- |
-3.36K- 1.13% |
$83.6K - $85.9K
|
293K
$6.62M
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-14.5KClosed |
$360K - $370K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
SELL
|
- |
-100K- 15.6% |
$2.49M - $2.56M
|
543K
$12.2M
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-102K- 12.2% |
$2.55M - $2.62M
|
737K
$16.6M
|
|
Feb 10, 2022
Q4 2021
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-396K- 16.42% |
$9.85M - $10.1M
|
2.02M
$45.5M
|