Purchases and Sales Made in Q4 2023 in Alps ETF Tr Riverfront Dynamic (RFCI)
This table provides information about the institutional ownership of Alps ETF Tr Riverfront Dynamic (RFCI) during Q4 2023. The information is specifically focused on institutions that hold shares of ALPS ETF TR RIVERFRONT DYNAMIC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
5.42K+ 3.09% |
$114K - $123K
|
181K
$4.08M
|
|
|
Feb 08, 2024
Q4 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
3.31K+ 42.21% |
$69.4K - $74.9K
|
11.1K
$251K
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
1.24K+ 4.55% |
$26.1K - $28.2K
|
28.6K
$645K
|
|
|
Feb 21, 2024
Q4 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
461+ 13.58% |
$9.68K - $10.5K
|
3.86K
$87K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1Closed |
$21 - $22.7
|
0
$0
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-25- 51.02% |
$525 - $567
|
24
$541
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-108- 1.72% |
$2.27K - $2.45K
|
6.18K
$139K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-120- 8.06% |
$2.52K - $2.72K
|
1.37K
$30.9K
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-124- 3.58% |
$2.6K - $2.81K
|
3.34K
$75.3K
|
|
|
Aug 28, 2024
Q4 2023
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-20.2K- 4.63% |
$425K - $459K
|
417K
$9.41M
|
|
|
Feb 05, 2024
Q4 2023
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-20.2K- 4.63% |
$425K - $459K
|
417K
$9.41M
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
SELL
|
- |
-20.5K- 13.65% |
$431K - $466K
|
130K
$2.93M
|
|
|
Jan 09, 2024
Q4 2023
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-21.5K- 16.66% |
$452K - $488K
|
108K
$2.43M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-22K- 12.88% |
$462K - $499K
|
149K
$3.36M
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-30.6K- 30.44% |
$643K - $694K
|
69.9K
$1.58M
|