Purchases and Sales Made in Q3 2023 in First Trust ETF Iii Riverfront (RFDI)
This table provides information about the institutional ownership of First Trust ETF Iii Riverfront (RFDI) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST ETF III RIVERFRONT.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
53.6K+ 76.66% |
$2.97M - $3.17M
|
124K
$7.8M
|
|
|
Nov 09, 2023
Q3 2023
|
Kesler, Norman & Wride, LLC
|
BUY
|
- |
30.1KNew |
$1.67M - $1.78M
|
30.1K
$1.9M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
5.88K+ 1.37% |
$326K - $347K
|
435K
$27.5M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
5.47KNew |
$303K - $323K
|
5.47K
$346K
|
|
|
Nov 14, 2023
Q3 2023
|
Per Stirling Capital Management, Llc.
Austin, TX |
BUY
|
- |
3.22K+ 3.54% |
$178K - $190K
|
94.2K
$5.95M
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
1.9K+ 43.26% |
$105K - $112K
|
6.3K
$397K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.24K+ 9.34% |
$68.8K - $73.3K
|
14.5K
$917K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.23K+ 7.3% |
$68.3K - $72.8K
|
18.1K
$1.14M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
1.09KNew |
$60.6K - $64.6K
|
1.09K
$69.1K
|
|
|
Oct 10, 2023
Q3 2023
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
668New |
$37K - $39.4K
|
668
$42.2K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
578+ 15.63% |
$32K - $34.1K
|
4.28K
$270K
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
315+ 8.73% |
$17.5K - $18.6K
|
3.93K
$248K
|
|
|
Oct 17, 2023
Q3 2023
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
311+ 1.09% |
$17.2K - $18.4K
|
28.9K
$1.83M
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
310New |
$17.2K - $18.3K
|
310
$19.6K
|
|
|
Oct 23, 2023
Q3 2023
|
Moneywise, Inc.
|
BUY
|
- |
60+ 0.22% |
$3.32K - $3.54K
|
27.4K
$1.73M
|
|
|
Nov 06, 2023
Q3 2023
|
E Rn Financial, LLC
|
BUY
|
- |
55+ 0.49% |
$3.05K - $3.25K
|
11.3K
$713K
|
|
|
Oct 19, 2023
Q3 2023
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
8+ 0.13% |
$443 - $472
|
6.28K
$397K
|
|
|
Oct 17, 2023
Q3 2023
|
Davenport & CO LLC
|
SELL
|
- |
-2- 0.02% |
$111 - $118
|
11.4K
$718K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-100- 7.32% |
$5.54K - $5.91K
|
1.27K
$79.9K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-372- 7.94% |
$20.6K - $22K
|
4.31K
$272K
|
|
|
Dec 06, 2023
Q3 2023
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-807- 19.71% |
$44.7K - $47.7K
|
3.29K
$208K
|
|
|
Oct 20, 2023
Q3 2023
|
Brookstone Capital Management
|
SELL
|
- |
-901- 8.38% |
$49.9K - $53.2K
|
9.85K
$622K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-940- 8.01% |
$52.1K - $55.5K
|
10.8K
$681K
|
|
|
Oct 26, 2023
Q3 2023
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-1.06K- 6.82% |
$58.5K - $62.4K
|
14.4K
$911K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.33K- 13.88% |
$73.8K - $78.7K
|
8.26K
$522K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.41K- 99.86% |
$78.1K - $83.2K
|
2
$126
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.63K- 18.54% |
$90.2K - $96.2K
|
7.16K
$452K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.83K- 6.17% |
$101K - $108K
|
27.8K
$1.75M
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-2.6K- 2.06% |
$144K - $154K
|
124K
$7.81M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-2.81K- 2.06% |
$156K - $166K
|
133K
$8.42M
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-3.19K- 11.99% |
$177K - $189K
|
23.4K
$1.48M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.51K- 3.15% |
$194K - $207K
|
108K
$6.81M
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-3.53K- 35.92% |
$196K - $208K
|
6.3K
$397K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-5.84K- 13.23% |
$323K - $345K
|
38.3K
$2.42M
|
|
|
Nov 07, 2023
Q3 2023
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-6.36K- 1.76% |
$352K - $375K
|
356K
$22.5M
|
|
|
Aug 28, 2024
Q3 2023
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-6.36K- 1.76% |
$352K - $375K
|
356K
$22.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-9.31K- 48.1% |
$516K - $550K
|
10K
$634K
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-77.9K- 87.67% |
$4.31M - $4.6M
|
11K
$691K
|
|
|
Nov 14, 2023
Q3 2023
|
Old Mission Capital LLC
|
SELL
|
- |
-96.3K- 96.17% |
$5.33M - $5.68M
|
3.83K
$242K
|