Latest Institutional Transactions on First Trust ETF Iii Riverfront (RFDI)
This table provides information on the latest institutional transactions involving First Trust ETF Iii Riverfront (RFDI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 14, 2025
Q2 2025
|
Gamma Investing LLC
Foster City, CA |
SELL
|
- |
-278- 5.55% |
$16.4K - $20.4K
|
4.73K
$344K
|
|
|
Jul 08, 2025
Q2 2025
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.7K- 31.14% |
$100K - $125K
|
3.76K
$274K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
11.5KNew |
$705K - $789K
|
11.5K
$839K
|
|
|
May 15, 2025
Q1 2025
|
Prospera Financial Services Inc
|
SELL
|
- |
-3.35K- 3.19% |
$205K - $230K
|
102K
$7.4M
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-13.1K- 3.44% |
$801K - $896K
|
367K
$26.7M
|
|
|
May 15, 2025
Q1 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-443- 2.9% |
$27.1K - $30.3K
|
14.8K
$1.08M
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.23K- 4.47% |
$197K - $221K
|
69K
$5.02M
|
|
|
May 14, 2025
Q1 2025
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-132K- 53.93% |
$8.08M - $9.04M
|
113K
$8.22M
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.23KClosed |
$75.2K - $84.2K
|
0
$0
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-6.15K- 35.34% |
$376K - $421K
|
11.2K
$819K
|
|
|
May 14, 2025
Q1 2025
|
Per Stirling Capital Management, Llc.
Austin, TX |
BUY
|
- |
73K+ 58.65% |
$4.47M - $5M
|
198K
$14.4M
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-68- 0.27% |
$4.16K - $4.65K
|
25.5K
$1.86M
|
|
|
May 13, 2025
Q1 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
3.15KNew |
$193K - $216K
|
3.15K
$229K
|
|
|
May 13, 2025
Q1 2025
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
522New |
$31.9K - $35.7K
|
522
$38K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
236+ 1.98% |
$14.4K - $16.2K
|
12.2K
$885K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.61K+ 415.72% |
$98.6K - $110K
|
2K
$146K
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-367- 84.76% |
$22.4K - $25.1K
|
66
$4.8K
|
|
|
May 08, 2025
Q1 2025
|
Armis Advisers, LLC
Atlanta, GA |
SELL
|
- |
-893- 22.44% |
$54.6K - $61.1K
|
3.09K
$225K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
326+ 2.02% |
$19.9K - $22.3K
|
16.4K
$1.2M
|
|
|
May 06, 2025
Q1 2025
|
Ae Wealth Management LLC
|
BUY
|
- |
1+ 1.25% |
$61.2 - $68.4
|
81
$5.9K
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
27.8K+ 54.0% |
$1.7M - $1.9M
|
79.1K
$5.76M
|
|
|
May 06, 2025
Q1 2025
|
Assetmark, Inc
|
BUY
|
- |
35New |
$2.14K - $2.4K
|
35
$2.55K
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
18.3K+ 16.0% |
$1.12M - $1.25M
|
133K
$9.67M
|
|
|
Apr 29, 2025
Q1 2025
|
Truist Financial Corp
|
SELL
|
- |
-882- 1.07% |
$53.9K - $60.4K
|
81.8K
$5.95M
|
|
|
Apr 28, 2025
Q1 2025
|
Davenport & CO LLC
|
SELL
|
- |
-23- 0.24% |
$1.41K - $1.57K
|
9.66K
$703K
|
|
|
Apr 24, 2025
Q1 2025
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-170- 50.0% |
$10.4K - $11.6K
|
170
$12.4K
|
|
|
Apr 22, 2025
Q1 2025
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
511+ 9.09% |
$31.2K - $35K
|
6.14K
$447K
|
|
|
Apr 22, 2025
Q1 2025
|
Moneywise, Inc.
|
BUY
|
- |
1+ 0.03% |
$61.2 - $68.4
|
3.63K
$264K
|
|
|
Apr 21, 2025
Q1 2025
|
E Rn Financial, LLC
|
BUY
|
- |
3.56K+ 24.54% |
$218K - $244K
|
18.1K
$1.31M
|
|
|
Apr 18, 2025
Q1 2025
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-607- 9.1% |
$37.1K - $41.5K
|
6.07K
$441K
|
|
|
Apr 17, 2025
Q1 2025
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-337- 8.12% |
$20.6K - $23.1K
|
3.81K
$277K
|
|
|
Apr 15, 2025
Q1 2025
|
Strategic Equity Management
|
BUY
|
- |
3.1KNew |
$189K - $212K
|
3.1K
$225K
|
|
| Q4 2024 | |||||||
|
Jun 16, 2025
Q4 2024
|
Claris Financial LLC
Glen Allen, VA |
BUY
|
- |
17.6KNew |
$1.06M - $1.18M
|
17.6K
$1.28M
|
|
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
518+ 6.59% |
$31.3K - $34.8K
|
8.38K
$610K
|
|
|
Feb 24, 2025
Q4 2024
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
4New |
$242 - $269
|
4
$291
|
|
|
Feb 14, 2025
Q4 2024
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-64.1K- 81.52% |
$3.88M - $4.31M
|
14.5K
$1.06M
|
|
|
Feb 14, 2025
Q4 2024
|
Mai Capital Management
|
BUY
|
- |
791New |
$47.9K - $53.2K
|
791
$57.6K
|
|
|
Feb 14, 2025
Q4 2024
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-2.09K- 14.95% |
$127K - $141K
|
11.9K
$867K
|
|
|
Feb 14, 2025
Q4 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
14.3K+ 143.29% |
$862K - $958K
|
24.2K
$1.76M
|
|
| Q3 2024 | |||||||
|
Nov 14, 2024
Q3 2024
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
72New |
$4.49K - $4.92K
|
72
$5.24K
|
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-145- 34.77% |
$9.04K - $9.9K
|
272
$19.8K
|
|
|
Nov 13, 2024
Q3 2024
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
3.15KNew |
$197K - $215K
|
3.15K
$229K
|
|
|
Nov 04, 2024
Q3 2024
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-9- 0.82% |
$561 - $615
|
1.08K
$78.9K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-83- 2.2% |
$5.18K - $5.67K
|
3.7K
$269K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-373- 3.91% |
$23.3K - $25.5K
|
9.16K
$666K
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
SELL
|
- |
-125- 99.21% |
$7.8K - $8.54K
|
1
$72.8
|
|
| Q2 2024 | |||||||
|
Aug 12, 2024
Q2 2024
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-5.42K- 28.05% |
$333K - $359K
|
13.9K
$1.01M
|
|
|
Aug 08, 2024
Q2 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
20New |
$1.23K - $1.33K
|
20
$1.46K
|
|
|
Aug 07, 2024
Q2 2024
|
Wetzel Investment Advisors, Inc.
Indianapolis, IN |
BUY
|
- |
94+ 35.61% |
$5.78K - $6.24K
|
358
$26.1K
|
|
|
Aug 01, 2024
Q2 2024
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-891- 3.27% |
$54.8K - $59.1K
|
26.4K
$1.92M
|
|