Latest Institutional Transactions on First Trust ETF Iii Riverfront (RFDI)
This table provides information on the latest institutional transactions involving First Trust ETF Iii Riverfront (RFDI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2021
Q1 2020
|
Iag Wealth Partners, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
May 21, 2020
Q1 2020
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-7.77KClosed |
$308K - $470K
|
0
$0
|
|
|
May 19, 2020
Q1 2020
|
Disciplined Investments, LLC
Tulsa, OK |
SELL
|
- |
-156- 96.3% |
$6.19K - $9.45K
|
6
$379
|
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-10.9KClosed |
$434K - $662K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-3.88KClosed |
$154K - $235K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-52.3KClosed |
$2.08M - $3.17M
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
First Interstate Bank
Billings, MT |
SELL
|
- |
-75Closed |
$2.98K - $4.54K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-10.3KClosed |
$410K - $625K
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-7Closed |
$278 - $424
|
0
$0
|
|
|
Apr 20, 2020
Q1 2020
|
True Private Wealth Advisors
|
SELL
|
- |
-781Closed |
$31K - $47.3K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Fifth Third Bancorp
|
SELL
|
- |
-593Closed |
$32.1K - $35.7K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-28Closed |
$1.51K - $1.68K
|
0
$0
|
|
|
Feb 03, 2020
Q4 2019
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-6.16KClosed |
$333K - $370K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Oct 28, 2019
Q3 2019
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-10.3KClosed |
$542K - $592K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-7.91KClosed |
$430K - $462K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-800Closed |
$43.5K - $46.8K
|
0
$0
|
|
|
Jul 24, 2019
Q2 2019
|
Clarus Wealth Advisors
|
SELL
|
- |
-500Closed |
$27.2K - $29.2K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-6.07KClosed |
$308K - $348K
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-147Closed |
$7.45K - $8.42K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Gryphon Financial Partners LLC
|
SELL
|
- |
-12KClosed |
$608K - $687K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-1.87KClosed |
$94.6K - $107K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-3.38KClosed |
$167K - $209K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Wills Financial Group, Inc.
|
SELL
|
- |
-31.1KClosed |
$1.54M - $1.93M
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Us Bancorp \De\
|
SELL
|
- |
-125Closed |
$6.18K - $7.75K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
W.G. Shaheen & Associates Dba Whitney & CO
|
SELL
|
- |
-1.5KClosed |
$74.2K - $93K
|
0
$0
|
|
|
Jan 31, 2019
Q4 2018
|
Wedbush Securities Inc
|
SELL
|
- |
-3.32KClosed |
$164K - $206K
|
0
$0
|
|
|
Jan 24, 2019
Q4 2018
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-385Closed |
$19K - $23.9K
|
0
$0
|
|
|
Jan 14, 2019
Q4 2018
|
Cx Institutional
|
SELL
|
- |
-603Closed |
$29.8K - $37.4K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Jan 08, 2024
Q3 2018
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-39.3KClosed |
$2.34M - $2.48M
|
0
$0
|
|
|
Nov 15, 2018
Q3 2018
|
Great Lakes Advisors, LLC
Chicago, IL |
BUY
|
- |
13.7KNew |
$813K - $862K
|
13.7K
$862K
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
14KNew |
$834K - $885K
|
14K
$884K
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-25Closed |
$1.49K - $1.58K
|
0
$0
|
|
|
Oct 11, 2018
Q3 2018
|
Gradient Investments LLC
|
SELL
|
- |
-150Closed |
$8.93K - $9.47K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-3.91KClosed |
$237K - $257K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-221Closed |
$13.4K - $14.5K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-75Closed |
$4.55K - $4.94K
|
0
$0
|
|
|
Aug 06, 2018
Q2 2018
|
Rpg Investment Advisory, LLC
|
SELL
|
- |
-118Closed |
$7.16K - $7.77K
|
0
$0
|
|
|
Jul 31, 2018
Q2 2018
|
Eldridge Investment Advisors, Inc.
Manchester, NH |
SELL
|
- |
-4.7KClosed |
$285K - $309K
|
0
$0
|
|
| Q1 2018 | |||||||
|
Sep 07, 2021
Q1 2018
|
Geneos Wealth Management Inc.
|
BUY
|
- |
200New |
$12.5K - $13.8K
|
200
$12.6K
|
|
| Q4 2017 | |||||||
|
Feb 09, 2018
Q4 2017
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-41.5KClosed |
$2.6M - $2.67M
|
0
$0
|
|