Latest Institutional Transactions on First Trust ETF Iii Riverfront (RFDI)
This table provides information on the latest institutional transactions involving First Trust ETF Iii Riverfront (RFDI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Sep 04, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.53K- 42.17% |
$208K - $259K
|
4.85K
$375K
|
|
|
Aug 29, 2025
Q2 2025
|
Evolution Wealth Management Inc.
Fort Myers, FL |
BUY
|
- |
464New |
$27.4K - $34K
|
464
$35.9K
|
|
|
Aug 18, 2025
Q2 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
150New |
$8.84K - $11K
|
150
$11.6K
|
|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-13.8K- 3.77% |
$816K - $1.02M
|
353K
$27.3M
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-470- 3.86% |
$27.7K - $34.5K
|
11.7K
$904K
|
|
|
Aug 14, 2025
Q2 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
4+ 0.13% |
$236 - $293
|
3.15K
$244K
|
|
|
Aug 14, 2025
Q2 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
35.5KNew |
$2.1M - $2.61M
|
35.5K
$2.75M
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-33.8K- 48.98% |
$1.99M - $2.48M
|
35.2K
$2.72M
|
|
|
Aug 14, 2025
Q2 2025
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-3.86K- 33.48% |
$228K - $283K
|
7.67K
$593K
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
SELL
|
- |
-38- 0.15% |
$2.24K - $2.79K
|
25.5K
$1.97M
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
307New |
$18.1K - $22.5K
|
307
$23.7K
|
|
|
Aug 14, 2025
Q2 2025
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
72New |
$4.24K - $5.28K
|
72
$5.57K
|
|
|
Aug 13, 2025
Q2 2025
|
Per Stirling Capital Management, Llc.
Austin, TX |
BUY
|
- |
7.63K+ 3.86% |
$450K - $560K
|
205K
$15.9M
|
|
|
Aug 13, 2025
Q2 2025
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
17.8KNew |
$1.05M - $1.31M
|
17.8K
$1.38M
|
|
|
Aug 13, 2025
Q2 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-267- 1.8% |
$15.7K - $19.6K
|
14.6K
$1.13M
|
|
|
Aug 12, 2025
Q2 2025
|
River Front Investment Group, LLC
Richmond, VA |
BUY
|
- |
12.1K+ 10.68% |
$711K - $884K
|
125K
$9.66M
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.3K+ 13.99% |
$135K - $169K
|
18.7K
$1.45M
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
14.6K+ 18.48% |
$862K - $1.07M
|
93.8K
$7.25M
|
|
|
Aug 07, 2025
Q2 2025
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-63- 1.04% |
$3.71K - $4.62K
|
6K
$464K
|
|
|
Aug 06, 2025
Q2 2025
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-82- 1.34% |
$4.83K - $6.02K
|
6.05K
$468K
|
|
|
Aug 06, 2025
Q2 2025
|
Prospera Financial Services Inc
|
BUY
|
- |
28.2K+ 27.7% |
$1.66M - $2.07M
|
130K
$10M
|
|
|
Aug 04, 2025
Q2 2025
|
Assetmark, Inc
|
BUY
|
- |
135+ 385.71% |
$7.96K - $9.9K
|
170
$13.1K
|
|
|
Jul 31, 2025
Q2 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
15.1K+ 11.34% |
$888K - $1.11M
|
148K
$11.4M
|
|
|
Jul 28, 2025
Q2 2025
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-138- 12.73% |
$8.14K - $10.1K
|
946
$73.2K
|
|
|
Jul 22, 2025
Q2 2025
|
Davenport & CO LLC
|
BUY
|
- |
526+ 5.44% |
$31K - $38.6K
|
10.2K
$788K
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
400New |
$23.6K - $29.3K
|
400
$30.9K
|
|
|
Jul 18, 2025
Q2 2025
|
Truist Financial Corp
|
BUY
|
- |
12K+ 14.62% |
$705K - $877K
|
93.7K
$7.25M
|
|
|
Jul 17, 2025
Q2 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
288+ 7.56% |
$17K - $21.1K
|
4.1K
$317K
|
|
|
Jul 15, 2025
Q2 2025
|
Moneywise, Inc.
|
BUY
|
- |
8+ 0.22% |
$472 - $587
|
3.64K
$281K
|
|
|
Jul 14, 2025
Q2 2025
|
Gamma Investing LLC
Foster City, CA |
SELL
|
- |
-278- 5.55% |
$16.4K - $20.4K
|
4.73K
$366K
|
|
|
Jul 08, 2025
Q2 2025
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.7K- 31.14% |
$100K - $125K
|
3.76K
$291K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
11.5KNew |
$705K - $789K
|
11.5K
$892K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-6.15K- 35.34% |
$376K - $421K
|
11.2K
$870K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.61K+ 415.72% |
$98.6K - $110K
|
2K
$155K
|
|
|
May 13, 2025
Q1 2025
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
522New |
$31.9K - $35.7K
|
522
$40.4K
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-367- 84.76% |
$22.4K - $25.1K
|
66
$5.1K
|
|
|
May 08, 2025
Q1 2025
|
Armis Advisers, LLC
Atlanta, GA |
SELL
|
- |
-893- 22.44% |
$54.6K - $61.1K
|
3.09K
$239K
|
|
|
May 06, 2025
Q1 2025
|
Ae Wealth Management LLC
|
BUY
|
- |
1+ 1.25% |
$61.2 - $68.4
|
81
$6.26K
|
|
|
Apr 24, 2025
Q1 2025
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-170- 50.0% |
$10.4K - $11.6K
|
170
$13.1K
|
|
|
Apr 21, 2025
Q1 2025
|
E Rn Financial, LLC
|
BUY
|
- |
3.56K+ 24.54% |
$218K - $244K
|
18.1K
$1.4M
|
|
|
Apr 15, 2025
Q1 2025
|
Strategic Equity Management
|
BUY
|
- |
3.1KNew |
$189K - $212K
|
3.1K
$240K
|
|
| Q4 2024 | |||||||
|
Jun 16, 2025
Q4 2024
|
Claris Financial LLC
Glen Allen, VA |
BUY
|
- |
17.6KNew |
$1.06M - $1.18M
|
17.6K
$1.36M
|
|
|
Feb 24, 2025
Q4 2024
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
4New |
$242 - $269
|
4
$309
|
|
|
Feb 14, 2025
Q4 2024
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-2.09K- 14.95% |
$127K - $141K
|
11.9K
$922K
|
|
|
Feb 14, 2025
Q4 2024
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-64.1K- 81.52% |
$3.88M - $4.31M
|
14.5K
$1.12M
|
|
|
Feb 14, 2025
Q4 2024
|
Mai Capital Management
|
BUY
|
- |
791New |
$47.9K - $53.2K
|
791
$61.2K
|
|
| Q3 2024 | |||||||
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-145- 34.77% |
$9.04K - $9.9K
|
272
$21K
|
|
|
Nov 13, 2024
Q3 2024
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
3.15KNew |
$197K - $215K
|
3.15K
$244K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-83- 2.2% |
$5.18K - $5.67K
|
3.7K
$286K
|
|