Latest Institutional Transactions on First Trust ETF Iii Riverfront (RFDI)
This table provides information on the latest institutional transactions involving First Trust ETF Iii Riverfront (RFDI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-554- 3.25% |
$34.5K - $37.8K
|
16.5K
$1.06M
|
|
|
Nov 08, 2024
Q3 2024
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-5.11K- 1.63% |
$319K - $349K
|
308K
$19.7M
|
|
|
Nov 07, 2024
Q3 2024
|
Prospera Financial Services Inc
|
SELL
|
- |
-499- 0.4% |
$31.1K - $34.1K
|
126K
$8.04M
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
714+ 0.55% |
$44.5K - $48.8K
|
132K
$8.43M
|
|
|
Nov 05, 2024
Q3 2024
|
Strategic Equity Management
|
BUY
|
- |
7.98K+ 152.4% |
$497K - $545K
|
13.2K
$846K
|
|
|
Nov 04, 2024
Q3 2024
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-9- 0.82% |
$561 - $615
|
1.08K
$69.4K
|
|
|
Oct 31, 2024
Q3 2024
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-641- 10.24% |
$40K - $43.8K
|
5.62K
$360K
|
|
|
Oct 29, 2024
Q3 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-852- 12.75% |
$53.1K - $58.2K
|
5.83K
$373K
|
|
|
Oct 21, 2024
Q3 2024
|
Moneywise, Inc.
|
SELL
|
- |
-915- 4.71% |
$57.1K - $62.5K
|
18.5K
$1.19M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-83- 2.2% |
$5.18K - $5.67K
|
3.7K
$237K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-373- 3.91% |
$23.3K - $25.5K
|
9.16K
$587K
|
|
|
Oct 15, 2024
Q3 2024
|
E Rn Financial, LLC
|
BUY
|
- |
364+ 2.67% |
$22.7K - $24.9K
|
14K
$895K
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
SELL
|
- |
-125- 99.21% |
$7.8K - $8.54K
|
1
$64.1
|
|
|
Oct 04, 2024
Q3 2024
|
Gamma Investing LLC
Foster City, CA |
BUY
|
- |
2.03K+ 79.95% |
$127K - $139K
|
4.58K
$293K
|
|
| Q2 2024 | |||||||
|
Oct 17, 2024
Q2 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-3.36K- 0.73% |
$207K - $223K
|
458K
$29.3M
|
|
|
Aug 22, 2024
Q2 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
13.6K+ 274.0% |
$839K - $905K
|
18.6K
$1.19M
|
|
|
Aug 20, 2024
Q2 2024
|
Truist Financial Corp
|
SELL
|
- |
-2.42K- 2.2% |
$149K - $161K
|
108K
$6.9M
|
|
|
Aug 15, 2024
Q2 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-5.47K- 33.73% |
$336K - $363K
|
10.7K
$688K
|
|
|
Aug 14, 2024
Q2 2024
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
7.94KNew |
$488K - $527K
|
7.94K
$509K
|
|
|
Aug 14, 2024
Q2 2024
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-8.43K- 19.08% |
$518K - $559K
|
35.8K
$2.29M
|
|
|
Aug 13, 2024
Q2 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
9+ 0.06% |
$553 - $597
|
14.4K
$922K
|
|
|
Aug 13, 2024
Q2 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
3.22KNew |
$198K - $214K
|
3.22K
$206K
|
|
|
Aug 13, 2024
Q2 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-126Closed |
$7.75K - $8.36K
|
0
$0
|
|
|
Aug 13, 2024
Q2 2024
|
Ubs Group Ag
|
SELL
|
- |
-1.67K- 5.43% |
$103K - $111K
|
29.1K
$1.86M
|
|
|
Aug 13, 2024
Q2 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-885- 5.64% |
$54.4K - $58.7K
|
14.8K
$949K
|
|
|
Aug 13, 2024
Q2 2024
|
Per Stirling Capital Management, Llc.
Austin, TX |
BUY
|
- |
2.74K+ 2.79% |
$168K - $182K
|
101K
$6.47M
|
|
|
Aug 12, 2024
Q2 2024
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-5.42K- 28.05% |
$333K - $359K
|
13.9K
$890K
|
|
|
Aug 12, 2024
Q2 2024
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-28- 5.32% |
$1.72K - $1.86K
|
498
$31.9K
|
|
|
Aug 08, 2024
Q2 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
20New |
$1.23K - $1.33K
|
20
$1.28K
|
|
|
Aug 07, 2024
Q2 2024
|
Wetzel Investment Advisors, Inc.
Indianapolis, IN |
BUY
|
- |
94+ 35.61% |
$5.78K - $6.24K
|
358
$22.9K
|
|
|
Aug 06, 2024
Q2 2024
|
Davenport & CO LLC
|
BUY
|
- |
178+ 1.68% |
$10.9K - $11.8K
|
10.8K
$691K
|
|
|
Aug 05, 2024
Q2 2024
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-2.68K- 26.85% |
$165K - $178K
|
7.29K
$467K
|
|
|
Aug 01, 2024
Q2 2024
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-891- 3.27% |
$54.8K - $59.1K
|
26.4K
$1.69M
|
|
|
Jul 30, 2024
Q2 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
99New |
$6.09K - $6.57K
|
99
$6.34K
|
|
| Q1 2024 | |||||||
|
Nov 05, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
11.3K+ 12.5% |
$677K - $724K
|
101K
$6.49M
|
|
|
May 14, 2024
Q1 2024
|
Old Mission Capital LLC
|
BUY
|
- |
4.06K+ 6.64% |
$244K - $261K
|
65.3K
$4.18M
|
|
|
May 13, 2024
Q1 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
3New |
$180 - $193
|
3
$192
|
|
|
Apr 16, 2024
Q1 2024
|
Indiana Trust & Investment Management CO
|
BUY
|
- |
235New |
$14.1K - $15.1K
|
235
$15.1K
|
|
|
Apr 05, 2024
Q1 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-15- 0.27% |
$901 - $965
|
5.46K
$350K
|
|
| Q4 2023 | |||||||
|
Feb 21, 2024
Q4 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
777+ 23.64% |
$41.3K - $47.7K
|
4.06K
$260K
|
|
|
Feb 15, 2024
Q4 2023
|
O'Dell Group, LLC
Cincinnati, OH |
BUY
|
- |
15New |
$796 - $920
|
15
$961
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-150- 3.48% |
$7.96K - $9.2K
|
4.16K
$267K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-238- 36.34% |
$12.6K - $14.6K
|
417
$26.7K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
41New |
$2.18K - $2.51K
|
41
$2.63K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-36- 2.84% |
$1.91K - $2.21K
|
1.23K
$78.8K
|
|
| Q3 2023 | |||||||
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
1.9K+ 43.26% |
$105K - $112K
|
6.3K
$403K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
1.09KNew |
$60.6K - $64.6K
|
1.09K
$70.1K
|
|
|
Nov 13, 2023
Q3 2023
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-9.31K- 48.1% |
$516K - $550K
|
10K
$644K
|
|
|
Nov 09, 2023
Q3 2023
|
Kesler, Norman & Wride, LLC
|
BUY
|
- |
30.1KNew |
$1.67M - $1.78M
|
30.1K
$1.93M
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
315+ 8.73% |
$17.5K - $18.6K
|
3.93K
$251K
|
|