Purchases and Sales Made in Q3 2025 in First Trust ETF Iii Riverfront (RFDI)
This table provides information about the institutional ownership of First Trust ETF Iii Riverfront (RFDI) during Q3 2025. The information is specifically focused on institutions that hold shares of FIRST TRUST ETF III RIVERFRONT.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
21.9K+ 23.31% |
$1.57M - $1.7M
|
116K
$9.06M
|
|
|
Nov 06, 2025
Q3 2025
|
Prospera Financial Services Inc
|
BUY
|
- |
7.25K+ 5.58% |
$521K - $564K
|
137K
$10.7M
|
|
|
Nov 12, 2025
Q3 2025
|
Brinker Capital Investments, LLC
|
BUY
|
- |
3.8K+ 49.5% |
$273K - $295K
|
11.5K
$899K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
3.13K+ 12.29% |
$225K - $243K
|
28.6K
$2.24M
|
|
|
Oct 16, 2025
Q3 2025
|
Fulton Breakefield Broenniman LLC
|
BUY
|
- |
2.66KNew |
$191K - $207K
|
2.66K
$208K
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.98K+ 48.29% |
$142K - $154K
|
6.08K
$476K
|
|
|
Oct 22, 2025
Q3 2025
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
1.44K+ 8.1% |
$104K - $112K
|
19.3K
$1.51M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.14K+ 6.09% |
$81.9K - $88.7K
|
19.9K
$1.56M
|
|
|
Nov 14, 2025
Q3 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
957+ 2.72% |
$68.7K - $74.4K
|
36.1K
$2.83M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
461+ 14.62% |
$33.1K - $35.9K
|
3.62K
$283K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
310New |
$22.3K - $24.1K
|
310
$24.3K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
76New |
$5.46K - $5.91K
|
76
$5.95K
|
|
|
Nov 06, 2025
Q3 2025
|
Assetmark, Inc
|
BUY
|
- |
30+ 17.65% |
$2.15K - $2.33K
|
200
$15.7K
|
|
|
Oct 28, 2025
Q3 2025
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
29+ 0.48% |
$2.08K - $2.26K
|
6.08K
$477K
|
|
|
Nov 06, 2025
Q3 2025
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-4- 0.07% |
$287 - $311
|
6K
$470K
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-175- 1.2% |
$12.6K - $13.6K
|
14.4K
$1.13M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-233- 1.99% |
$16.7K - $18.1K
|
11.5K
$898K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-387- 7.99% |
$27.8K - $30.1K
|
4.46K
$349K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-501- 0.34% |
$36K - $39K
|
147K
$11.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.15K- 0.33% |
$82.7K - $89.6K
|
352K
$27.6M
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
SELL
|
- |
-1.29K- 1.37% |
$92.3K - $99.9K
|
92.4K
$7.24M
|
|
|
Nov 13, 2025
Q3 2025
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-1.38K- 1.1% |
$99.1K - $107K
|
124K
$9.68M
|
|
|
Nov 14, 2025
Q3 2025
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.44K- 38.18% |
$103K - $112K
|
2.32K
$182K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2K- 99.95% |
$144K - $156K
|
1
$78.4
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-4.08K- 11.46% |
$293K - $317K
|
31.5K
$2.47M
|
|
|
Nov 12, 2025
Q3 2025
|
Per Stirling Capital Management, Llc.
Austin, TX |
SELL
|
- |
-4.24K- 2.07% |
$304K - $330K
|
201K
$15.7M
|
|