Purchases and Sales Made in Q4 2023 in First Trust ETF Iii Riverfront (RFDI)
This table provides information about the institutional ownership of First Trust ETF Iii Riverfront (RFDI) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST ETF III RIVERFRONT.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
64.5K+ 589.43% |
$3.43M - $3.96M
|
75.5K
$4.77M
|
|
|
Feb 14, 2024
Q4 2023
|
Old Mission Capital LLC
|
BUY
|
- |
57.4K+ 1496.95% |
$3.05M - $3.52M
|
61.2K
$3.86M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
12.5K+ 2.86% |
$661K - $764K
|
447K
$28.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
10.5KNew |
$560K - $647K
|
10.5K
$666K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
9.07K+ 109.83% |
$482K - $557K
|
17.3K
$1.09M
|
|
|
Feb 08, 2024
Q4 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
8.28KNew |
$440K - $508K
|
8.28K
$523K
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
6.03KNew |
$320K - $370K
|
6.03K
$381K
|
|
|
Feb 14, 2024
Q4 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
3.44K+ 2.78% |
$182K - $211K
|
127K
$8.02M
|
|
|
Feb 21, 2024
Q4 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
777+ 23.64% |
$41.3K - $47.7K
|
4.06K
$257K
|
|
|
Jan 19, 2024
Q4 2023
|
E Rn Financial, LLC
|
BUY
|
- |
627+ 5.55% |
$33.3K - $38.5K
|
11.9K
$753K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
455+ 6.36% |
$24.2K - $27.9K
|
7.61K
$481K
|
|
|
Jan 31, 2024
Q4 2023
|
Wetzel Investment Advisors, Inc.
Indianapolis, IN |
BUY
|
- |
358New |
$19K - $22K
|
358
$22.6K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
41New |
$2.18K - $2.51K
|
41
$2.59K
|
|
|
Feb 15, 2024
Q4 2023
|
O'Dell Group, LLC
Cincinnati, OH |
BUY
|
- |
15New |
$796 - $920
|
15
$947
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
1+ 0.02% |
$53.1 - $61.3
|
5.47K
$346K
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
BUY
|
- |
1+ 0.25% |
$53.1 - $61.3
|
399
$25.2K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1- 50.0% |
$53.1 - $61.3
|
1
$63.1
|
|
|
Jan 23, 2024
Q4 2023
|
Davenport & CO LLC
|
SELL
|
- |
-4- 0.04% |
$212 - $245
|
11.4K
$717K
|
|
|
Jan 09, 2024
Q4 2023
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-14- 0.05% |
$743 - $859
|
28.9K
$1.82M
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-36- 2.84% |
$1.91K - $2.21K
|
1.23K
$77.7K
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-40- 3.11% |
$2.12K - $2.45K
|
1.25K
$78.6K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-150- 3.48% |
$7.96K - $9.2K
|
4.16K
$263K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-185- 1.27% |
$9.82K - $11.3K
|
14.3K
$905K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-238- 36.34% |
$12.6K - $14.6K
|
417
$26.3K
|
|
|
Feb 13, 2024
Q4 2023
|
Per Stirling Capital Management, Llc.
Austin, TX |
SELL
|
- |
-245- 0.26% |
$13K - $15K
|
93.9K
$5.93M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-347- 1.92% |
$18.4K - $21.3K
|
17.8K
$1.12M
|
|
|
Jan 23, 2024
Q4 2023
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-741- 11.79% |
$39.3K - $45.5K
|
5.54K
$350K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-850- 7.88% |
$45.1K - $52.1K
|
9.94K
$628K
|
|
|
Jan 29, 2024
Q4 2023
|
Moneywise, Inc.
|
SELL
|
- |
-1.16K- 4.25% |
$61.7K - $71.3K
|
26.2K
$1.65M
|
|
|
Feb 13, 2024
Q4 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-1.9K- 30.2% |
$101K - $117K
|
4.39K
$277K
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-3.04K- 12.95% |
$161K - $186K
|
20.4K
$1.29M
|
|
|
Jan 24, 2024
Q4 2023
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-3.28K- 22.72% |
$174K - $201K
|
11.2K
$704K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-3.95K- 10.32% |
$210K - $242K
|
34.3K
$2.17M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-5.59K- 4.19% |
$297K - $343K
|
128K
$8.07M
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
SELL
|
- |
-5.66K- 4.58% |
$301K - $347K
|
118K
$7.45M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-8.56K- 7.94% |
$454K - $525K
|
99.3K
$6.27M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-10.6K- 2.31% |
$561K - $648K
|
447K
$28.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-11.9K- 42.77% |
$631K - $729K
|
15.9K
$1M
|
|
|
Feb 05, 2024
Q4 2023
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-15.4K- 4.34% |
$819K - $946K
|
340K
$21.5M
|
|
|
Aug 28, 2024
Q4 2023
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-15.4K- 4.34% |
$819K - $946K
|
340K
$21.5M
|