Latest Institutional Transactions on River North Flexible Municipal Income Fund, Inc. (RFM)
This table provides information on the latest institutional transactions involving River North Flexible Municipal Income Fund, Inc. (RFM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
12.3KNew |
$191K - $200K
|
12.3K
$194K
|
|
|
Nov 14, 2024
Q3 2024
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-5K- 30.19% |
$77.8K - $81.6K
|
11.6K
$183K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-6.01K- 6.71% |
$93.4K - $98K
|
83.5K
$1.32M
|
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
93+ 1.81% |
$1.45K - $1.52K
|
5.24K
$82.8K
|
|
|
Nov 14, 2024
Q3 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-100- 0.61% |
$1.56K - $1.63K
|
16.4K
$259K
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.54K+ 4.81% |
$55K - $57.7K
|
77.2K
$1.22M
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-9.3K- 13.79% |
$145K - $152K
|
58.2K
$919K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
241+ 1.58% |
$3.75K - $3.93K
|
15.5K
$245K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-9.18K- 6.12% |
$143K - $150K
|
141K
$2.22M
|
|
|
Nov 12, 2024
Q3 2024
|
Fairhaven Wealth Management, LLC
|
BUY
|
- |
628+ 3.44% |
$9.77K - $10.2K
|
18.9K
$298K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1K- 2.1% |
$15.6K - $16.3K
|
46.7K
$738K
|
|
|
Nov 08, 2024
Q3 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-5.41K- 8.98% |
$84.1K - $88.3K
|
54.8K
$866K
|
|
|
Nov 04, 2024
Q3 2024
|
Wolverine Asset Management LLC
|
BUY
|
- |
47.3KNew |
$735K - $771K
|
47.3K
$746K
|
|
|
Oct 25, 2024
Q3 2024
|
Steel Peak Wealth Management LLC
|
BUY
|
- |
19.3KNew |
$299K - $314K
|
19.3K
$304K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
112+ 0.45% |
$1.74K - $1.83K
|
25.2K
$399K
|
|
|
Oct 15, 2024
Q3 2024
|
Spire Wealth Management
|
SELL
|
- |
-1- 0.04% |
$15.6 - $16.3
|
2.5K
$39.5K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q2 2024 | |||||||
|
Aug 07, 2024
Q2 2024
|
Modern Wealth Management, LLC
Lenexa, KS |
BUY
|
- |
10KNew |
$158K - $164K
|
10K
$158K
|
|
| Q1 2024 | |||||||
|
May 16, 2024
Q1 2024
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
12.6KNew |
$191K - $206K
|
12.6K
$198K
|
|
|
May 10, 2024
Q1 2024
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
670New |
$10.2K - $11K
|
670
$10.6K
|
|
|
May 02, 2024
Q1 2024
|
Whittier Trust CO
|
BUY
|
- |
5KNew |
$75.9K - $81.8K
|
5K
$79K
|
|
| Q4 2023 | |||||||
|
Feb 15, 2024
Q4 2023
|
Riverbridge Partners LLC
|
BUY
|
- |
420+ 1.25% |
$5.43K - $6.5K
|
34.1K
$539K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
182New |
$2.35K - $2.82K
|
182
$2.87K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
833New |
$10.8K - $12.9K
|
833
$13.2K
|
|
| Q3 2023 | |||||||
|
Nov 07, 2023
Q3 2023
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-9K- 18.0% |
$128K - $147K
|
41K
$647K
|
|
|
Oct 12, 2023
Q3 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
600New |
$8.51K - $9.8K
|
600
$9.47K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.43K- 54.64% |
$21.5K - $23.8K
|
1.18K
$18.7K
|
|
|
Apr 10, 2023
Q1 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
3.25K+ 24.07% |
$49.1K - $54.3K
|
16.8K
$264K
|
|
| Q4 2022 | |||||||
|
Feb 09, 2023
Q4 2022
|
Xml Financial, LLC
|
SELL
|
- |
-2K- 12.17% |
$29.4K - $34K
|
14.4K
$228K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.93K- 31.72% |
$61.2K - $70.6K
|
8.47K
$134K
|
|
|
Nov 08, 2022
Q3 2022
|
Robinson Capital Management, LLC
|
SELL
|
- |
-13.8K- 54.78% |
$214K - $247K
|
11.4K
$180K
|
|
| Q2 2022 | |||||||
|
Sep 06, 2022
Q2 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
10New |
$160 - $187
|
10
$158
|
|
|
Aug 30, 2022
Q2 2022
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-550Closed |
$8.77K - $10.3K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-8.92K- 26.17% |
$142K - $167K
|
25.2K
$398K
|
|
|
Aug 12, 2022
Q2 2022
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-96.6K- 46.14% |
$1.54M - $1.81M
|
113K
$1.78M
|
|
|
Aug 11, 2022
Q2 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-12.4KClosed |
$198K - $232K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
135New |
$2.15K - $2.53K
|
135
$2.13K
|
|
| Q1 2022 | |||||||
|
Mar 21, 2023
Q1 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
20New |
$366 - $449
|
20
$316
|
|
|
May 16, 2022
Q1 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-28.2KClosed |
$516K - $633K
|
0
$0
|
|
|
Apr 22, 2022
Q1 2022
|
Cva Family Office, LLC
|
SELL
|
- |
-740Closed |
$13.5K - $16.6K
|
0
$0
|
|
|
Apr 21, 2022
Q1 2022
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-9.14KClosed |
$167K - $205K
|
0
$0
|
|
|
Apr 19, 2022
Q1 2022
|
Ackerman Capital Advisors, LLC
|
SELL
|
- |
-11.4KClosed |
$209K - $256K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-1.2KClosed |
$26K - $28.4K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-63Closed |
$1.46K - $1.55K
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-3.5KClosed |
$81.4K - $86.2K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 08, 2020
Q1 2020
|
Carnegie Capital Asset Management, LLC
|
BUY
|
- |
15KNew |
$300K - $300K
|
15K
$237K
|
|