Purchases and Sales Made in Q3 2021 in River North Flexible Municipal Income Fund, Inc. (RFM)
This table provides information about the institutional ownership of River North Flexible Municipal Income Fund, Inc. (RFM) during Q3 2021. The information is specifically focused on institutions that hold shares of RiverNorth Flexible Municipal Income Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
28.9KNew |
$671K - $711K
|
28.9K
$429K
|
|
|
Nov 01, 2021
Q3 2021
|
Xml Financial, LLC
|
BUY
|
- |
9.78KNew |
$227K - $241K
|
9.78K
$145K
|
|
|
Nov 09, 2021
Q3 2021
|
Robinson Capital Management, LLC
|
BUY
|
- |
6.41KNew |
$149K - $158K
|
6.41K
$95.3K
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
4.44K+ 17.26% |
$103K - $109K
|
30.2K
$448K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.69K+ 65.52% |
$85.7K - $90.8K
|
9.31K
$138K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.61K+ 1.76% |
$60.7K - $64.3K
|
151K
$2.24M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.72K+ 2.25% |
$40K - $42.3K
|
78.1K
$1.16M
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
1.2KNew |
$27.9K - $29.6K
|
1.2K
$17.8K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
510+ 0.49% |
$11.9K - $12.6K
|
105K
$1.56M
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-63Closed |
$1.46K - $1.55K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-573- 0.96% |
$13.3K - $14.1K
|
59K
$878K
|
|
|
Oct 12, 2021
Q3 2021
|
Cva Family Office, LLC
|
SELL
|
- |
-740Closed |
$17.2K - $18.2K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-1.35K- 0.59% |
$31.4K - $33.3K
|
229K
$3.4M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-2.5KClosed |
$58.1K - $61.6K
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-3.5KClosed |
$81.4K - $86.2K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-18.6KClosed |
$432K - $457K
|
0
$0
|