Purchases and Sales Made in Q3 2023 in River North Flexible Municipal Income Fund, Inc. (RFM)
This table provides information about the institutional ownership of River North Flexible Municipal Income Fund, Inc. (RFM) during Q3 2023. The information is specifically focused on institutions that hold shares of RiverNorth Flexible Municipal Income Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
26.8K+ 21.46% |
$380K - $437K
|
151K
$2.25M
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
12.6KNew |
$178K - $205K
|
12.6K
$187K
|
|
|
Oct 16, 2023
Q3 2023
|
Riverbridge Partners LLC
|
BUY
|
- |
5.57K+ 19.81% |
$79.1K - $91K
|
33.7K
$501K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.62K+ 3.97% |
$37.2K - $42.9K
|
68.7K
$1.02M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
2K+ 1.61% |
$28.4K - $32.6K
|
126K
$1.87M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
984+ 4.31% |
$14K - $16.1K
|
23.8K
$354K
|
|
|
Oct 12, 2023
Q3 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
600New |
$8.51K - $9.8K
|
600
$8.92K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
425+ 8.67% |
$6.03K - $6.94K
|
5.33K
$79.2K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 15, 2024
Q3 2023
|
Riverbridge Partners LLC
|
SELL
|
- |
-420- 1.23% |
$5.96K - $6.86K
|
33.7K
$501K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-2.21K- 3.42% |
$31.3K - $36K
|
62.4K
$927K
|
|
|
Nov 07, 2023
Q3 2023
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-9K- 18.0% |
$128K - $147K
|
41K
$610K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-14.6K- 14.21% |
$208K - $239K
|
88.4K
$1.31M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-17.5K- 19.74% |
$248K - $286K
|
71.1K
$1.06M
|