Purchases and Sales Made in Q3 2021 in B. Riley Financial, Inc. (RILY)
This table provides information about the institutional ownership of B. Riley Financial, Inc. (RILY) during Q3 2021. The information is specifically focused on institutions that hold shares of B. Riley Financial, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 01, 2021
Q3 2021
|
Lebenthal Global Advisors, LLC
|
SELL
|
- |
-6.5KClosed |
$367K - $504K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-6.54K- 1.85% |
$370K - $507K
|
348K
$1.58M
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-6.98K- 18.9% |
$394K - $541K
|
29.9K
$137K
|
|
|
Nov 15, 2021
Q3 2021
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-7.84K- 46.68% |
$443K - $608K
|
8.96K
$40.9K
|
|
|
Nov 15, 2021
Q3 2021
|
Precept Management LLC
Dallas, TX |
SELL
|
- |
-8K- 21.05% |
$452K - $620K
|
30K
$137K
|
|
|
Nov 04, 2021
Q3 2021
|
Cypress Capital Management LLC (Wy)
|
SELL
|
- |
-8.03KClosed |
$454K - $622K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
SELL
|
- |
-8.19K- 2.29% |
$463K - $635K
|
350K
$1.6M
|
|
|
Nov 12, 2021
Q3 2021
|
Rhumbline Advisers
Boston, MA |
SELL
|
- |
-8.65K- 14.97% |
$488K - $670K
|
49.1K
$224K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-9.41K- 31.98% |
$531K - $729K
|
20K
$91.2K
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-10.5K- 5.49% |
$594K - $815K
|
181K
$826K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-10.8K- 13.6% |
$610K - $836K
|
68.5K
$313K
|
|
|
Nov 09, 2021
Q3 2021
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-11K- 6.54% |
$621K - $853K
|
157K
$716K
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-15.8K- 4.98% |
$892K - $1.22M
|
301K
$1.37M
|
|
|
Nov 12, 2021
Q3 2021
|
Eam Investors, LLC
Solana Beach, CA |
SELL
|
- |
-17.4KClosed |
$980K - $1.34M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Soviero Asset Management, LP
New York, NY |
SELL
|
- |
-20K- 7.14% |
$1.13M - $1.55M
|
260K
$1.19M
|
|
|
Nov 12, 2021
Q3 2021
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
- |
-20.5KClosed |
$1.16M - $1.59M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Eam Global Investors LLC
Solana Beach, CA |
SELL
|
- |
-24.4KClosed |
$1.38M - $1.89M
|
0
$0
|
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-24.5KClosed |
$1.38M - $1.9M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-25KClosed |
$1.41M - $1.93M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-26.8K- 23.66% |
$1.51M - $2.08M
|
86.4K
$394K
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-28.6K- 51.47% |
$1.61M - $2.22M
|
27K
$123K
|
|
|
Nov 12, 2021
Q3 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-29.8KClosed |
$1.68M - $2.31M
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Ascendant Capital Management, LLC
Los Angeles, CA |
SELL
|
- |
-30KClosed |
$1.69M - $2.33M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Nokomis Capital, L.L.C.
Dallas, TX |
SELL
|
- |
-38.2K- 18.21% |
$2.16M - $2.96M
|
172K
$782K
|
|
|
Nov 15, 2021
Q3 2021
|
Lonestar Capital Management LLC
Menlo Park, CA |
SELL
|
- |
-40.8KClosed |
$2.3M - $3.16M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-49.8K- 80.85% |
$2.82M - $3.86M
|
11.8K
$53.8K
|
|
|
Nov 09, 2021
Q3 2021
|
Heartland Advisors Inc
Milwaukee, WI |
SELL
|
- |
-51.2KClosed |
$2.89M - $3.97M
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-63.3K- 76.74% |
$3.57M - $4.9M
|
19.2K
$87.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Kennedy Capital Management, Inc.
St Louis, MO |
SELL
|
- |
-67.4K- 65.93% |
$3.81M - $5.23M
|
34.8K
$159K
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-80.2K- 94.3% |
$4.53M - $6.22M
|
4.85K
$22.1K
|
|
|
Nov 10, 2021
Q3 2021
|
Royce & Associates LP
|
SELL
|
- |
-87.3K- 17.85% |
$4.93M - $6.77M
|
402K
$1.83M
|
|
|
Nov 15, 2021
Q3 2021
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-99.1KClosed |
$5.6M - $7.68M
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-254K- 8.19% |
$14.4M - $19.7M
|
2.85M
$13M
|
|
|
Nov 15, 2021
Q3 2021
|
Shannon River Fund Management LLC
|
SELL
|
- |
-280KClosed |
$15.8M - $21.7M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Equinox Partners Investment Management LLC
Stamford, CT |
SELL
|
- |
-280KClosed |
$15.8M - $21.7M
|
0
$0
|