Purchases and Sales Made in Q3 2021 in B. Riley Financial, Inc. (RILY)
This table provides information about the institutional ownership of B. Riley Financial, Inc. (RILY) during Q3 2021. The information is specifically focused on institutions that hold shares of B. Riley Financial, Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jun 21, 2023
Q3 2021
|
Metropolitan Life Insurance CO
New York, NY |
BUY
|
- |
4.64K+ 429.54% |
$262K - $360K
|
5.72K
$26.1K
|
|
Nov 15, 2021
Q3 2021
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
- |
4.48KNew |
$253K - $347K
|
4.48K
$20.4K
|
|
Nov 15, 2021
Q3 2021
|
Ubs Asset Management Americas Inc
Chicago, IL |
BUY
|
- |
4.04K+ 26.67% |
$228K - $313K
|
19.2K
$87.6K
|
|
Nov 12, 2021
Q3 2021
|
Ensign Peak Advisors, Inc
Salt Lake City, UT |
BUY
|
- |
3.7K+ 36.27% |
$209K - $287K
|
13.9K
$63.4K
|
|
Nov 15, 2021
Q3 2021
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
3.42KNew |
$193K - $265K
|
3.42K
$15.6K
|
|
Nov 12, 2021
Q3 2021
|
Dark Forest Capital Management LP
Weston, CT |
BUY
|
- |
3.39KNew |
$191K - $263K
|
3.39K
$15.4K
|
|
Nov 12, 2021
Q3 2021
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
2.67K+ 33.53% |
$151K - $207K
|
10.6K
$48.4K
|
|
Nov 12, 2021
Q3 2021
|
Rock Creek Group, LP
|
BUY
|
- |
2.5K+ 10.0% |
$141K - $194K
|
27.5K
$125K
|
|
Jun 02, 2022
Q3 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
2K+ 39.22% |
$113K - $155K
|
7.1K
$32.4K
|
|
Nov 15, 2021
Q3 2021
|
Cruiser Capital Advisors, LLC
Stamford, CT |
BUY
|
- |
2K+ 4.04% |
$113K - $155K
|
51.5K
$235K
|
|
Nov 15, 2021
Q3 2021
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
1.68K+ 19.15% |
$94.6K - $130K
|
10.4K
$47.5K
|
|
Oct 22, 2021
Q3 2021
|
Strs Ohio
|
BUY
|
- |
1.4K+ 9.66% |
$79.1K - $109K
|
15.9K
$72.5K
|
|
Nov 15, 2021
Q3 2021
|
Apogem Capital LLC
New York, NY |
BUY
|
- |
1.39K+ 25.59% |
$78.4K - $108K
|
6.81K
$31.1K
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.32K+ 26.75% |
$74.5K - $102K
|
6.25K
$28.5K
|
|
Nov 15, 2021
Q3 2021
|
Point72 Hong Kong LTD
Hong Kong, K3 |
BUY
|
- |
1.32KNew |
$74.3K - $102K
|
1.32K
$6K
|
|
Nov 10, 2021
Q3 2021
|
Verity Asset Management, Inc.
Durham, NC |
BUY
|
- |
1.13K+ 18.85% |
$63.7K - $87.4K
|
7.11K
$32.4K
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
998+ 8.43% |
$56.4K - $77.4K
|
12.8K
$58.5K
|
|
Nov 12, 2021
Q3 2021
|
State Of Tennessee, Treasury Department
Nashville, TN |
BUY
|
- |
860+ 11.35% |
$48.6K - $66.7K
|
8.44K
$38.5K
|
|
Nov 12, 2021
Q3 2021
|
Connor, Clark & Lunn Investment Management Ltd.
|
BUY
|
- |
731+ 8.94% |
$41.3K - $56.7K
|
8.91K
$40.6K
|
|
Oct 28, 2021
Q3 2021
|
Simplex Trading, LLC
|
BUY
|
- |
600+ 1.74% |
$33.9K - $46.5K
|
35K
$160K
|
|
Oct 28, 2021
Q3 2021
|
Winton Group LTD
London, X0 |
BUY
|
- |
551+ 12.01% |
$31.1K - $42.7K
|
5.14K
$23.4K
|
|
Nov 08, 2021
Q3 2021
|
Swiss National Bank
Zurich, V8 |
BUY
|
- |
500+ 1.54% |
$28.2K - $38.8K
|
33K
$150K
|
|
Nov 08, 2021
Q3 2021
|
State Board Of Administration Of Florida Retirement System
|
BUY
|
- |
420+ 11.44% |
$23.7K - $32.6K
|
4.09K
$18.7K
|
|
Oct 19, 2021
Q3 2021
|
Assenagon Asset Management S.A.
|
BUY
|
- |
415+ 2.09% |
$23.4K - $32.2K
|
20.3K
$92.5K
|
|
Nov 15, 2021
Q3 2021
|
Voya Investment Management LLC
Atlanta, GA |
BUY
|
- |
319+ 3.17% |
$18K - $24.7K
|
10.4K
$47.3K
|
|
Nov 12, 2021
Q3 2021
|
Smithfield Trust CO
Pittsburgh, PA |
BUY
|
- |
115New |
$6.5K - $8.91K
|
115
$524
|
|
Oct 26, 2021
Q3 2021
|
Dorsey Wright & Associates
|
BUY
|
- |
76+ 8.64% |
$4.29K - $5.89K
|
956
$4.36K
|
|
Nov 12, 2021
Q3 2021
|
Arizona State Retirement System
|
BUY
|
- |
61+ 1.52% |
$3.45K - $4.73K
|
4.07K
$18.6K
|
|
Nov 12, 2021
Q3 2021
|
Blair William & CO
Chicago, IL |
BUY
|
- |
60+ 0.29% |
$3.39K - $4.65K
|
20.6K
$93.8K
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
50New |
$2.82K - $3.88K
|
50
$228
|
|
Oct 29, 2021
Q3 2021
|
Harvest Investment Services, LLC
|
BUY
|
- |
48+ 0.97% |
$2.71K - $3.72K
|
5.01K
$22.9K
|
|
Oct 20, 2021
Q3 2021
|
Ridgewood Investments LLC
|
BUY
|
- |
34+ 0.35% |
$1.92K - $2.64K
|
9.7K
$44.3K
|
|
Nov 12, 2021
Q3 2021
|
Hollow Brook Wealth Management LLC
|
BUY
|
- |
32+ 0.18% |
$1.81K - $2.48K
|
17.7K
$80.9K
|
|
Oct 29, 2021
Q3 2021
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
11+ 28.95% |
$621 - $853
|
49
$223
|
|
Oct 12, 2021
Q3 2021
|
Denali Advisors LLC
|
BUY
|
- |
7New |
$395 - $543
|
7
$31.9
|
|
Oct 29, 2021
Q3 2021
|
Versant Capital Management, Inc
|
BUY
|
- |
4New |
$226 - $310
|
4
$18.2
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
3New |
$169 - $233
|
3
$13.7
|
|
Nov 08, 2021
Q3 2021
|
Meeder Asset Management Inc
|
BUY
|
- |
2+ 0.02% |
$113 - $155
|
8.43K
$38.4K
|
|
Oct 20, 2021
Q3 2021
|
Toth Financial Advisory Corp
|
BUY
|
- |
1+ 2.56% |
$56.5 - $77.5
|
40
$182
|
|
Oct 29, 2021
Q3 2021
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-5Closed |
$282 - $388
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-19Closed |
$1.07K - $1.47K
|
0
$0
|
|
Nov 17, 2021
Q3 2021
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-36Closed |
$2.03K - $2.79K
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-67- 0.39% |
$3.78K - $5.19K
|
17K
$77.7K
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-76- 10.23% |
$4.29K - $5.89K
|
667
$3.04K
|
|
Nov 15, 2021
Q3 2021
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-84- 7.24% |
$4.75K - $6.51K
|
1.08K
$4.91K
|
|
Nov 15, 2021
Q3 2021
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-102- 83.61% |
$5.76K - $7.91K
|
20
$91.2
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-110- 34.48% |
$6.21K - $8.53K
|
209
$953
|
|
Nov 15, 2021
Q3 2021
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-137- 0.37% |
$7.74K - $10.6K
|
36.5K
$167K
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-140- 9.11% |
$7.91K - $10.9K
|
1.4K
$6.37K
|
|
Oct 12, 2021
Q3 2021
|
Louisiana State Employees Retirement System
|
SELL
|
- |
-300- 3.75% |
$16.9K - $23.3K
|
7.7K
$35.1K
|