Purchases and Sales Made in Q3 2023 in B. Riley Financial, Inc. (RILY)
This table provides information about the institutional ownership of B. Riley Financial, Inc. (RILY) during Q3 2023. The information is specifically focused on institutions that hold shares of B. Riley Financial, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
479K+ 455.02% |
$19.2M - $28.3M
|
584K
$2.91M
|
|
|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
273KNew |
$10.9M - $16.1M
|
273K
$1.36M
|
|
|
Nov 14, 2023
Q3 2023
|
Hood River Capital Management LLC
Palm Beach Gardens, FL |
BUY
|
- |
203K+ 75.47% |
$8.1M - $12M
|
471K
$2.35M
|
|
|
Oct 26, 2023
Q3 2023
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
104K+ 15.53% |
$4.17M - $6.17M
|
776K
$3.86M
|
|
|
Nov 14, 2023
Q3 2023
|
Nuveen Asset Management, LLC
Chicago, IL |
BUY
|
- |
95.9K+ 39.51% |
$3.84M - $5.67M
|
339K
$1.69M
|
|
|
Nov 06, 2023
Q3 2023
|
Victory Capital Management Inc
|
BUY
|
- |
91.6KNew |
$3.66M - $5.42M
|
91.6K
$456K
|
|
|
Nov 14, 2023
Q3 2023
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
86.3K+ 30.01% |
$3.45M - $5.1M
|
374K
$1.86M
|
|
|
Nov 14, 2023
Q3 2023
|
State Street Corp
Boston, MA |
BUY
|
- |
74K+ 10.54% |
$2.96M - $4.38M
|
777K
$3.87M
|
|
|
Nov 14, 2023
Q3 2023
|
Kennedy Capital Management, Inc.
St Louis, MO |
BUY
|
- |
72.2K+ 152.47% |
$2.89M - $4.27M
|
120K
$596K
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
66.1K+ 11517.77% |
$2.64M - $3.91M
|
66.7K
$332K
|
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
66KNew |
$2.64M - $3.9M
|
66K
$329K
|
|
|
Nov 13, 2023
Q3 2023
|
Maven Securities LTD
St Helier, Y9 |
BUY
|
- |
45KNew |
$1.8M - $2.66M
|
45K
$224K
|
|
|
Nov 14, 2023
Q3 2023
|
Vanguard Group Inc
Valley Forge, PA |
BUY
|
- |
43.2K+ 3.76% |
$1.73M - $2.56M
|
1.19M
$5.94M
|
|
|
Nov 14, 2023
Q3 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
36.2KNew |
$1.45M - $2.14M
|
36.2K
$180K
|
|
|
Nov 08, 2023
Q3 2023
|
Charles Schwab Investment Management Inc
San Francisco, CA |
BUY
|
- |
27.6K+ 11.08% |
$1.1M - $1.63M
|
276K
$1.38M
|
|
|
Nov 14, 2023
Q3 2023
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
27.3KNew |
$1.09M - $1.62M
|
27.3K
$136K
|
|
|
Oct 26, 2023
Q3 2023
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
24.4K+ 12.71% |
$976K - $1.44M
|
217K
$1.08M
|
|
|
Nov 13, 2023
Q3 2023
|
Federated Hermes, Inc.
Pittsburgh, PA |
BUY
|
- |
19.1KNew |
$762K - $1.13M
|
19.1K
$94.9K
|
|
|
Nov 14, 2023
Q3 2023
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
BUY
|
- |
18.5KNew |
$740K - $1.09M
|
18.5K
$92.2K
|
|
|
Nov 13, 2023
Q3 2023
|
Geode Capital Management, LLC
Boston, MA |
BUY
|
- |
17.9K+ 4.88% |
$718K - $1.06M
|
386K
$1.92M
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
15.5K+ 63.31% |
$621K - $918K
|
40K
$199K
|
|
|
Nov 13, 2023
Q3 2023
|
Dark Forest Capital Management LP
Weston, CT |
BUY
|
- |
14.5K+ 104.77% |
$580K - $858K
|
28.4K
$141K
|
|
|
Nov 15, 2023
Q3 2023
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
13K+ 113.29% |
$521K - $770K
|
24.5K
$122K
|
|
|
Nov 14, 2023
Q3 2023
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
- |
13KNew |
$519K - $767K
|
13K
$64.6K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
12.4K+ 50.38% |
$498K - $736K
|
37.2K
$185K
|
|
|
Nov 09, 2023
Q3 2023
|
Old West Investment Management, LLC
Los Angeles, CA |
BUY
|
- |
11KNew |
$441K - $653K
|
11K
$55K
|
|
|
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
10.7KNew |
$430K - $635K
|
10.7K
$53.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Antipodean Advisors LLC
New York, NY |
BUY
|
- |
10.6KNew |
$425K - $628K
|
10.6K
$52.9K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
10.3K+ 8.96% |
$410K - $606K
|
125K
$621K
|
|
|
Nov 02, 2023
Q3 2023
|
Keebeck Alpha, LP
Stamford, CT |
BUY
|
- |
9.67KNew |
$387K - $572K
|
9.67K
$48.2K
|
|
|
Nov 15, 2023
Q3 2023
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
9.26KNew |
$370K - $548K
|
9.26K
$46.1K
|
|
|
Nov 09, 2023
Q3 2023
|
Dimensional Fund Advisors LP
Austin, TX |
BUY
|
- |
8.67K+ 3.38% |
$347K - $513K
|
265K
$1.32M
|
|
|
Nov 13, 2023
Q3 2023
|
American Century Companies Inc
Kansas City, MO |
BUY
|
- |
7.97KNew |
$319K - $472K
|
7.97K
$39.7K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
7.85KNew |
$314K - $464K
|
7.85K
$39.1K
|
|
|
Nov 13, 2023
Q3 2023
|
Ubs Asset Management Americas Inc
Chicago, IL |
BUY
|
- |
7.06K+ 88.78% |
$282K - $417K
|
15K
$74.7K
|
|
|
Nov 13, 2023
Q3 2023
|
Allianz Asset Management Gmb H
Munich, 2M |
BUY
|
- |
6.2KNew |
$248K - $367K
|
6.2K
$30.9K
|
|
|
Nov 14, 2023
Q3 2023
|
Sei Investments CO
Oaks, PA |
BUY
|
- |
6.05KNew |
$242K - $358K
|
6.05K
$30.1K
|
|
|
Nov 13, 2023
Q3 2023
|
Fora Capital, LLC
Miami, FL |
BUY
|
- |
6.04KNew |
$241K - $357K
|
6.04K
$30.1K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
5.97K+ 19.01% |
$239K - $353K
|
37.4K
$186K
|
|
|
Nov 09, 2023
Q3 2023
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
5.55KNew |
$222K - $328K
|
5.55K
$27.6K
|
|
|
Oct 25, 2023
Q3 2023
|
New York State Teachers Retirement System
|
BUY
|
- |
5.5K+ 115.11% |
$220K - $325K
|
10.3K
$51.2K
|
|
|
Nov 08, 2023
Q3 2023
|
First Eagle Investment Management, LLC
|
BUY
|
- |
5.22K+ 8.72% |
$209K - $309K
|
65.1K
$324K
|
|
|
Nov 14, 2023
Q3 2023
|
Precept Management LLC
Dallas, TX |
BUY
|
- |
5KNew |
$200K - $296K
|
5K
$24.9K
|
|
|
Nov 01, 2023
Q3 2023
|
Simplex Trading, LLC
|
BUY
|
- |
4.96KNew |
$198K - $293K
|
4.96K
$24.7K
|
|
|
Nov 09, 2023
Q3 2023
|
Royce & Associates LP
|
BUY
|
- |
4.57K+ 0.8% |
$183K - $270K
|
574K
$2.86M
|
|
|
Nov 13, 2023
Q3 2023
|
Mork Capital Management, LLC
Healdsburg, CA |
BUY
|
- |
4.5K+ 21.95% |
$180K - $266K
|
25K
$125K
|
|
|
Nov 14, 2023
Q3 2023
|
Deep Currents Investment Group LLC
New York, NY |
BUY
|
- |
3.83K+ 39.79% |
$153K - $226K
|
13.4K
$67K
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
3.72KNew |
$149K - $220K
|
3.72K
$18.5K
|
|
|
Nov 02, 2023
Q3 2023
|
Nisa Investment Advisors, LLC
|
BUY
|
- |
2.9K+ 275.4% |
$116K - $171K
|
3.95K
$19.7K
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
2.59K+ 18.09% |
$104K - $153K
|
16.9K
$84.3K
|