Purchases and Sales Made in Q4 2021 in B. Riley Financial, Inc. (RILY)
This table provides information about the institutional ownership of B. Riley Financial, Inc. (RILY) during Q4 2021. The information is specifically focused on institutions that hold shares of B. Riley Financial, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer Asset Management Inc.
New York, NY |
BUY
|
- |
3.19KNew |
$188K - $284K
|
3.19K
$16K
|
|
|
Feb 10, 2022
Q4 2021
|
Teacher Retirement System Of Texas
Austin, TX |
BUY
|
- |
2.92KNew |
$172K - $260K
|
2.92K
$14.6K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
2.83KNew |
$167K - $252K
|
2.83K
$14.2K
|
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
2.82KNew |
$166K - $251K
|
2.82K
$14.1K
|
|
|
Feb 11, 2022
Q4 2021
|
Hsbc Holdings PLC
London, X0 |
BUY
|
- |
2.78KNew |
$164K - $247K
|
2.78K
$13.9K
|
|
|
Jan 24, 2022
Q4 2021
|
Cadent Capital Advisors, LLC
|
BUY
|
- |
2.7KNew |
$159K - $240K
|
2.7K
$13.5K
|
|
|
Feb 14, 2022
Q4 2021
|
Man Group PLC
London, X0 |
BUY
|
- |
2.65KNew |
$156K - $236K
|
2.65K
$13.2K
|
|
|
Feb 11, 2022
Q4 2021
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
2.54K+ 8.58% |
$150K - $226K
|
32.2K
$161K
|
|
|
Feb 09, 2022
Q4 2021
|
Alpha Crest Capital Management LLC
New York, NY |
BUY
|
- |
2.5KNew |
$147K - $223K
|
2.5K
$12.5K
|
|
|
Feb 14, 2022
Q4 2021
|
Taurus Asset Management, LLC
New York, NY |
BUY
|
- |
2.37KNew |
$140K - $211K
|
2.37K
$11.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Assetmark, Inc
|
BUY
|
- |
2.26K+ 7.33% |
$133K - $202K
|
33.1K
$166K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
2.24K+ 18.24% |
$132K - $199K
|
14.5K
$72.6K
|
|
|
Feb 03, 2022
Q4 2021
|
Nisa Investment Advisors, LLC
|
BUY
|
- |
2.1K+ 14.38% |
$124K - $187K
|
16.7K
$83.5K
|
|
|
Feb 14, 2022
Q4 2021
|
Janus Henderson Group PLC
London, X0 |
BUY
|
- |
2.09K+ 43.81% |
$123K - $186K
|
6.84K
$34.2K
|
|
|
Jun 02, 2022
Q4 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
2K+ 44.44% |
$118K - $178K
|
6.5K
$32.5K
|
|
|
Feb 11, 2022
Q4 2021
|
Ci Investments Inc.
Toronto, A6 |
BUY
|
- |
1.96KNew |
$116K - $175K
|
1.96K
$9.81K
|
|
|
Feb 14, 2022
Q4 2021
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
1.94K+ 5.3% |
$114K - $173K
|
38.5K
$192K
|
|
|
Feb 14, 2022
Q4 2021
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
BUY
|
- |
1.85K+ 37.24% |
$109K - $165K
|
6.83K
$34.2K
|
|
|
Feb 08, 2022
Q4 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
1.45K+ 1.67% |
$85.2K - $129K
|
87.9K
$439K
|
|
|
Feb 14, 2022
Q4 2021
|
Vident Investment Advisory, LLC
Alpharetta, GA |
BUY
|
- |
1.3K+ 4.21% |
$76.8K - $116K
|
32.3K
$161K
|
|
|
Feb 14, 2022
Q4 2021
|
Credit Suisse Ag
Zurich, V8 |
BUY
|
- |
1.29K+ 6.86% |
$75.8K - $115K
|
20K
$100K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.1K+ 6.47% |
$65K - $98.1K
|
18.1K
$90.7K
|
|
|
Feb 14, 2022
Q4 2021
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
1.08K+ 0.93% |
$63.4K - $95.8K
|
116K
$582K
|
|
|
Feb 09, 2022
Q4 2021
|
Hanseatic Management Services Inc
|
BUY
|
- |
975New |
$57.5K - $86.8K
|
975
$4.88K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
933+ 139.88% |
$55K - $83.1K
|
1.6K
$8K
|
|
|
Feb 15, 2022
Q4 2021
|
California State Teachers Retirement System
West Sacramento, CA |
BUY
|
- |
728+ 3.14% |
$42.9K - $64.8K
|
23.9K
$119K
|
|
|
Feb 11, 2022
Q4 2021
|
Charles Schwab Investment Management Inc
San Francisco, CA |
BUY
|
- |
602+ 0.5% |
$35.5K - $53.6K
|
122K
$611K
|
|
|
Feb 09, 2022
Q4 2021
|
Umb Bank, N.A.
|
BUY
|
- |
492New |
$29K - $43.8K
|
492
$2.46K
|
|
|
Feb 14, 2022
Q4 2021
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
466+ 8.1% |
$27.5K - $41.5K
|
6.22K
$31.1K
|
|
|
Feb 15, 2022
Q4 2021
|
Cypress Capital Group
|
BUY
|
- |
392+ 10.4% |
$23.1K - $34.9K
|
4.16K
$20.8K
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
360+ 172.25% |
$21.2K - $32.1K
|
569
$2.85K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
339+ 131.91% |
$20K - $30.2K
|
596
$2.98K
|
|
|
Feb 08, 2022
Q4 2021
|
Swiss National Bank
Zurich, V8 |
BUY
|
- |
300+ 0.91% |
$17.7K - $26.7K
|
33.3K
$167K
|
|
|
Feb 14, 2022
Q4 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
227+ 0.15% |
$13.4K - $20.2K
|
148K
$740K
|
|
|
Feb 14, 2022
Q4 2021
|
Eaton Vance Management
Boston, MA |
BUY
|
- |
210+ 1050.0% |
$12.4K - $18.7K
|
230
$1.15K
|
|
|
Feb 11, 2022
Q4 2021
|
Us Bancorp \De\
|
BUY
|
- |
176New |
$10.4K - $15.7K
|
176
$880
|
|
|
Jan 13, 2022
Q4 2021
|
Exchange Traded Concepts, LLC
|
BUY
|
- |
159+ 1.83% |
$9.37K - $14.2K
|
8.87K
$44.4K
|
|
|
Jan 27, 2022
Q4 2021
|
Dorsey Wright & Associates
|
BUY
|
- |
152+ 15.9% |
$8.96K - $13.5K
|
1.11K
$5.54K
|
|
|
Jan 25, 2022
Q4 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
122New |
$7.19K - $10.9K
|
122
$610
|
|
|
Nov 07, 2023
Q4 2021
|
Sutton Wealth Advisors Inc.
Tampa, FL |
BUY
|
- |
116New |
$6.84K - $10.3K
|
116
$580
|
|
|
Feb 14, 2022
Q4 2021
|
Aqr Capital Management LLC
Greenwich, CT |
BUY
|
- |
88+ 0.4% |
$5.19K - $7.84K
|
22K
$110K
|
|
|
Feb 16, 2022
Q4 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
83+ 0.64% |
$4.89K - $7.39K
|
13K
$65.1K
|
|
|
Feb 14, 2022
Q4 2021
|
Hollow Brook Wealth Management LLC
|
BUY
|
- |
75+ 0.42% |
$4.42K - $6.68K
|
17.8K
$89.1K
|
|
|
Jan 27, 2022
Q4 2021
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
63New |
$3.71K - $5.61K
|
63
$315
|
|
|
Jan 18, 2022
Q4 2021
|
Ridgewood Investments LLC
|
BUY
|
- |
58+ 0.6% |
$3.42K - $5.16K
|
9.76K
$48.8K
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
BUY
|
- |
58New |
$3.42K - $5.16K
|
58
$290
|
|
|
May 15, 2024
Q4 2021
|
Global Financial Private Client, LLC
Sarasota, FL |
BUY
|
- |
55New |
$3.24K - $4.9K
|
55
$275
|
|
|
Feb 03, 2022
Q4 2021
|
Mutual Of America Capital Management LLC
New York, NY |
BUY
|
- |
51+ 2.39% |
$3.01K - $4.54K
|
2.19K
$10.9K
|
|
|
Jan 24, 2022
Q4 2021
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
46+ 93.88% |
$2.71K - $4.1K
|
95
$475
|
|
|
Feb 01, 2022
Q4 2021
|
Fifth Third Bancorp
|
BUY
|
- |
44New |
$2.59K - $3.92K
|
44
$220
|