Alan N Forman B. Riley Financial, Inc. (RILY) insider trading activity

Alan N Forman is EVP, General Counsel, Sec of B. Riley Financial, Inc.. Currently has a direct ownership of 142,941 shares of RILY, which is worth approximately $451,693. The most recent transaction as insider was on Mar 14, 2025, when has been sold 10,376 shares (Common Stock) at a price of $4.16 per share, resulting in proceeds of $43,164. This information was disclosed in a Form 4 filing with the Securities and Exchange Commission (SEC).

Shares Held (Direct Ownership) 143K

6.77% 3M change

7.36% 12M change

Total Value Held $451,693

Alan N Forman Transaction History

Date	Transaction	Value	Shares Traded	Shares Held
Mar 14 2025	SELL Sale (or disposition) back to the issuer	$43,164 $4.16 p/Share	10,376 Reduced 6.77%	142,941 Common Stock
May 31 2024	SELL Payment of exercise price or tax liability	$24,512 $24.81 p/Share	988 Reduced 0.64%	153,317 Common Stock
Mar 04 2024	BUY Grant, award, or other acquisition	-	23,739 Added 13.33%	154,305 Common Stock
Jun 02 2023	SELL Payment of exercise price or tax liability	$51,147 $36.43 p/Share	1,404 Reduced 1.06%	130,566 Common Stock
May 24 2023	SELL Payment of exercise price or tax liability	$86,660 $36.83 p/Share	2,353 Reduced 1.75%	131,970 Common Stock
Feb 24 2023	BUY Grant, award, or other acquisition	-	7,384 Added 5.21%	134,323 Common Stock
Feb 08 2023	BUY Exercise of conversion of derivative security	-	30,000 Added 19.12%	126,939 Common Stock
Jun 02 2022	SELL Payment of exercise price or tax liability	$38,011 $54.07 p/Share	703 Reduced 0.72%	96,939 Common Stock
May 24 2022	SELL Payment of exercise price or tax liability	$224,804 $49.56 p/Share	4,536 Reduced 4.44%	97,642 Common Stock
May 24 2022	BUY Grant, award, or other acquisition	-	4,119 Added 3.87%	102,178 Common Stock
May 28 2021	BUY Grant, award, or other acquisition	-	4,119 Added 4.03%	98,059 Common Stock
May 24 2021	SELL Payment of exercise price or tax liability	$446,221 $73.78 p/Share	6,048 Reduced 6.05%	93,940 Common Stock
Dec 15 2020	SELL Payment of exercise price or tax liability	$837,444 $36.78 p/Share	22,769 Reduced 18.55%	99,988 Common Stock
Dec 03 2020	BUY Exercise of conversion of derivative security	-	50,000 Added 28.94%	122,757 Common Stock
May 22 2020	SELL Payment of exercise price or tax liability	$104,881 $18.54 p/Share	5,657 Reduced 7.21%	72,757 Common Stock
May 21 2020	BUY Grant, award, or other acquisition	-	13,827 Added 14.99%	78,414 Common Stock
Mar 11 2020	BUY Open market or private purchase	$80,760 $20.19 p/Share	4,000 Added 5.83%	64,587 Common Stock
May 24 2019	SELL Payment of exercise price or tax liability	$99,426 $20.32 p/Share	4,893 Reduced 7.47%	60,587 Common Stock
May 24 2019	BUY Grant, award, or other acquisition	-	12,827 Added 16.38%	65,480 Common Stock
Jun 13 2018	BUY Grant, award, or other acquisition	-	13,500 Added 20.41%	52,653 Common Stock
May 24 2018	SELL Payment of exercise price or tax liability	$70,139 $20.85 p/Share	3,364 Reduced 7.91%	39,153 Common Stock

ANF

Alan N Forman

EVP, General Counsel, Sec

Woodland Hills, CA

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