Insider Transactions in Q4 2020 at B. Riley Financial, Inc. (RILY)
Insider Transaction List (Q4 2020)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Dec 15
2020
|
Phillip J. Ahn CFO & Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
46,188
-21.28%
|
$1,662,768
$36.78 P/Share
|
|
Dec 15
2020
|
Kenneth M Young President |
SELL
Payment of exercise price or tax liability
|
Direct |
44,808
-24.04%
|
$1,613,088
$36.78 P/Share
|
|
Dec 15
2020
|
Thomas J /Adv Kelleher Co-CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
99,160
-26.59%
|
$3,569,760
$36.78 P/Share
|
|
Dec 15
2020
|
Howard Weitzman SVP, Chief Accounting Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
11,547
-19.48%
|
$415,692
$36.78 P/Share
|
|
Dec 15
2020
|
Bryant R Riley Chairman and Co-CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
99,160
-2.0%
|
$3,569,760
$36.78 P/Share
|
|
Dec 15
2020
|
Alan N Forman EVP, General Counsel, Sec |
SELL
Payment of exercise price or tax liability
|
Direct |
22,769
-18.55%
|
$819,684
$36.78 P/Share
|
|
Dec 15
2020
|
Andrew Moore CEO B. Riley Securities, Inc. |
SELL
Payment of exercise price or tax liability
|
Direct |
46,188
-18.19%
|
$1,662,768
$36.78 P/Share
|
|
Dec 03
2020
|
Thomas J /Adv Kelleher Co-CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
200,000
+53.62%
|
-
|
|
Dec 03
2020
|
Alan N Forman EVP, General Counsel, Sec |
BUY
Exercise of conversion of derivative security
|
Direct |
50,000
+28.94%
|
-
|
|
Dec 03
2020
|
Kenneth M Young President |
BUY
Exercise of conversion of derivative security
|
Direct |
100,000
+34.91%
|
-
|
|
Dec 03
2020
|
Bryant R Riley Chairman and Co-CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
200,000
+3.88%
|
-
|
|
Dec 03
2020
|
Howard Weitzman SVP, Chief Accounting Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
25,000
+29.67%
|
-
|
|
Dec 03
2020
|
Andrew Moore CEO B. Riley Securities, Inc. |
BUY
Exercise of conversion of derivative security
|
Direct |
100,000
+28.25%
|
-
|
|
Dec 03
2020
|
Phillip J. Ahn CFO & Chief Operating Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
100,000
+31.54%
|
-
|
|
Nov 19
2020
|
Bryant R Riley Chairman and Co-CEO |
BUY
Open market or private purchase
|
Direct |
15,000
+0.31%
|
$480,000
$32.53 P/Share
|
|
Nov 03
2020
|
Randall E Paulson Director |
BUY
Open market or private purchase
|
Direct |
40,000
+33.8%
|
$1,040,000
$26.65 P/Share
|
|
Nov 03
2020
|
Bryant R Riley Chairman and Co-CEO |
BUY
Open market or private purchase
|
Direct |
60,000
+1.25%
|
$1,560,000
$26.66 P/Share
|