Latest Institutional Transactions on Rio Tinto PLC (RIO)
This table provides information on the latest institutional transactions involving Rio Tinto PLC (RIO) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 29, 2021
Q4 2020
|
Weaver Consulting Group
|
SELL
|
- |
-65Closed |
$3.6K - $4.98K
|
0
$0
|
|
|
Jan 28, 2021
Q4 2020
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
CALL |
2KNew |
$111K - $153K
|
2K
$118K
|
|
|
Jan 21, 2021
Q4 2020
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-73Closed |
$4.05K - $5.59K
|
0
$0
|
|
|
Jan 13, 2021
Q4 2020
|
One Ascent Financial Services LLC
Birmingham, AL |
BUY
|
- |
422+ 12.4% |
$23.4K - $32.3K
|
3.83K
$225K
|
|
| Q3 2020 | |||||||
|
Nov 16, 2020
Q3 2020
|
Principle Wealth Partners LLC
|
SELL
|
- |
-1.07KClosed |
$59.6K - $69.7K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
PUT |
1.7K+ 31.48% |
$95.2K - $111K
|
7.1K
$418K
|
|
|
Nov 16, 2020
Q3 2020
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
- |
5.47KNew |
$306K - $358K
|
5.47K
$322K
|
|
|
Nov 13, 2020
Q3 2020
|
Btg Pactual Global Asset Management LTD
New York, NY |
SELL
|
- |
-3.8KClosed |
$213K - $249K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-49Closed |
$2.74K - $3.21K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Clearbridge Investments, LLC
New York, NY |
SELL
|
- |
-1.89KClosed |
$106K - $124K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Western Asset Management Company, LLC
Pasadena, CA |
SELL
|
- |
-29Closed |
$1.62K - $1.9K
|
0
$0
|
|
|
Nov 10, 2020
Q3 2020
|
Cfm Wealth Partners LLC
|
SELL
|
- |
-315Closed |
$17.6K - $20.6K
|
0
$0
|
|
|
Nov 10, 2020
Q3 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-55.2KClosed |
$3.09M - $3.61M
|
0
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Northeast Financial Consultants Inc
Westport, CT |
BUY
|
- |
4.8KNew |
$269K - $314K
|
4.8K
$282K
|
|
|
Oct 28, 2020
Q3 2020
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
SELL
|
- |
-16Closed |
$896 - $1.05K
|
0
$0
|
|
|
Oct 27, 2020
Q3 2020
|
Cornerstone Wealth Group, LLC
|
SELL
|
- |
-9.55KClosed |
$535K - $625K
|
0
$0
|
|
|
Oct 27, 2020
Q3 2020
|
Telos Capital Management, Inc.
|
SELL
|
- |
-4.2KClosed |
$235K - $275K
|
0
$0
|
|
|
Oct 26, 2020
Q3 2020
|
First Bank & Trust
|
SELL
|
- |
-208- 75.91% |
$11.6K - $13.6K
|
66
$3.88K
|
|
|
Oct 20, 2020
Q3 2020
|
Blb&B Advisors, LLC
|
SELL
|
- |
-3.97KClosed |
$222K - $260K
|
0
$0
|
|
|
Oct 14, 2020
Q3 2020
|
Westside Investment Management, Inc.
|
BUY
|
- |
24New |
$1.34K - $1.57K
|
24
$1.41K
|
|
|
Oct 08, 2020
Q3 2020
|
Engrave Wealth Partners LLC
|
SELL
|
- |
-400Closed |
$22.4K - $26.2K
|
0
$0
|
|
|
Oct 06, 2020
Q3 2020
|
Sowa Financial Group, Inc.
Lincoln, RI |
SELL
|
- |
-27Closed |
$1.51K - $1.77K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
374+ 44.79% |
$16.5K - $21.9K
|
1.21K
$71.1K
|
|
|
Aug 14, 2020
Q2 2020
|
Cbiz Investment Advisory Services, LLC
|
SELL
|
- |
-105Closed |
$4.64K - $6.15K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Jade Capital Advisors, LLC
Essex Fells, NJ |
SELL
|
- |
-25KClosed |
$1.1M - $1.46M
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Knights Of Columbus Asset Advisors LLC
New Haven, CT |
SELL
|
- |
-2.58KClosed |
$114K - $151K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-105KClosed |
$4.63M - $6.13M
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Jhl Capital Group LLC
Chicago, IL |
SELL
|
- |
-25KClosed |
$1.1M - $1.46M
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Inspire Investing, LLC
Meridian, ID |
SELL
|
- |
-1.43KClosed |
$63.1K - $83.6K
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Prudent Man Advisors, LLC
|
BUY
|
- |
3.72KNew |
$164K - $218K
|
3.72K
$219K
|
|
|
Aug 11, 2020
Q2 2020
|
Gavea Investimentos Ltda
Rj, D5 |
SELL
|
- |
-393KClosed |
$17.4M - $23M
|
0
$0
|
|
|
Aug 07, 2020
Q2 2020
|
Minneapolis Portfolio Management Group, LLC
Minneapolis, MN |
SELL
|
- |
-627KClosed |
$27.7M - $36.7M
|
0
$0
|
|
|
Aug 04, 2020
Q2 2020
|
Quantitative Systematic Strategies LLC
|
SELL
|
- |
-5.27KClosed |
$233K - $309K
|
0
$0
|
|
|
Jul 20, 2020
Q2 2020
|
Lion Street Advisors, LLC
|
SELL
|
- |
-90Closed |
$3.98K - $5.27K
|
0
$0
|
|
|
Jul 16, 2020
Q2 2020
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-27Closed |
$1.19K - $1.58K
|
0
$0
|
|
|
Jul 13, 2020
Q2 2020
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-21- 91.3% |
$928 - $1.23K
|
2
$118
|
|
| Q1 2020 | |||||||
|
May 18, 2020
Q1 2020
|
Griffin Asset Management, Inc.
|
SELL
|
- |
-3.69KClosed |
$134K - $224K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Luminus Management LLC
Houston, TX |
SELL
|
- |
-89KClosed |
$3.24M - $5.4M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
K2 Principal Fund, L.P.
Toronto, A6 |
SELL
|
PUT |
-19.5K- 43.82% |
$710K - $1.18M
|
25K
$1.47M
|
|
|
May 14, 2020
Q1 2020
|
Cowen Investment Management LLC
New York, NY |
SELL
|
- |
-206KClosed |
$7.49M - $12.5M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Sand Hill Global Advisors, LLC
Palo Alto, CA |
SELL
|
- |
-13KClosed |
$472K - $787K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Valley National Advisers Inc
|
SELL
|
- |
-113- 69.33% |
$4.12K - $6.86K
|
50
$2.94K
|
|
|
May 13, 2020
Q1 2020
|
Canada Pension Plan Investment Board
Toronto Ontario, A6 |
SELL
|
- |
-112KClosed |
$4.09M - $6.81M
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Tokio Marine Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-4.1KClosed |
$149K - $249K
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
First Interstate Bank
Billings, MT |
SELL
|
- |
-500Closed |
$18.2K - $30.3K
|
0
$0
|
|
|
May 01, 2020
Q1 2020
|
Great Diamond Partners, LLC
|
SELL
|
- |
-1.01KClosed |
$36.7K - $61.2K
|
0
$0
|
|
|
Apr 30, 2020
Q1 2020
|
Tarbox Family Office, Inc.
|
SELL
|
- |
-1.06KClosed |
$38.5K - $64.2K
|
0
$0
|
|
|
Apr 30, 2020
Q1 2020
|
Westhampton Capital, LLC
|
SELL
|
- |
-8.14KClosed |
$296K - $494K
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Wealthcare Capital Management LLC
Richmond, VA |
SELL
|
- |
-82Closed |
$2.99K - $4.97K
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
American Research & Management Co.
|
BUY
|
- |
100New |
$3.64K - $6.07K
|
100
$5.88K
|
|