Latest Institutional Transactions on Rio Tinto PLC (RIO)
This table provides information on the latest institutional transactions involving Rio Tinto PLC (RIO) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 14, 2021
Q1 2021
|
Optiver Holding B.V.
Amsterdam, P7 |
BUY
|
PUT |
6.27KNew |
$466K - $575K
|
6.27K
$368K
|
|
May 14, 2021
Q1 2021
|
Castle Hook Partners LP
New York, NY |
SELL
|
- |
-221KClosed |
$16.4M - $20.2M
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Westwood Holdings Group Inc
Dallas, TX |
SELL
|
- |
-2.66KClosed |
$198K - $244K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Axa S.A.
Paris, I0 |
SELL
|
- |
-837Closed |
$62.2K - $76.8K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Highlander Capital Management, LLC
Short Hills, NJ |
BUY
|
- |
150New |
$11.1K - $13.8K
|
150
$8.81K
|
|
May 14, 2021
Q1 2021
|
Vantage Consulting Group Inc
Virginia Beach, VA |
SELL
|
- |
-17Closed |
$1.26K - $1.56K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Altus Wealth Group LLC
Colorado Springs, CO |
SELL
|
- |
-320Closed |
$23.8K - $29.3K
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-10KClosed |
$743K - $917K
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-455Closed |
$33.8K - $41.7K
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-19.8KClosed |
$1.47M - $1.82M
|
0
$0
|
|
May 12, 2021
Q1 2021
|
True Private Wealth Advisors
|
SELL
|
- |
-200Closed |
$14.9K - $18.3K
|
0
$0
|
|
May 12, 2021
Q1 2021
|
Tiemann Investment Advisors, LLC
Menlo Park, CA |
SELL
|
- |
-1.22K- 28.84% |
$90.3K - $112K
|
3K
$176K
|
|
May 11, 2021
Q1 2021
|
Jennison Associates LLC
|
SELL
|
- |
-5.29KClosed |
$393K - $485K
|
0
$0
|
|
May 11, 2021
Q1 2021
|
Banque Pictet & Cie Sa
|
SELL
|
- |
-3.35KClosed |
$249K - $307K
|
0
$0
|
|
May 11, 2021
Q1 2021
|
Waratah Capital Advisors Ltd.
Toronto, A6 |
SELL
|
- |
-29.5KClosed |
$2.19M - $2.71M
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Symmetry Investments LP
|
SELL
|
CALL |
-200KClosed |
$14.9M - $18.3M
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Beck Bode, LLC
|
SELL
|
- |
-2.61KClosed |
$194K - $239K
|
0
$0
|
|
May 07, 2021
Q1 2021
|
Sandbox Financial Partners, LLC
Bethesda, MD |
SELL
|
- |
-10.3KClosed |
$768K - $948K
|
0
$0
|
|
May 05, 2021
Q1 2021
|
Associated Banc Corp
Green Bay, WI |
SELL
|
- |
-64Closed |
$4.76K - $5.87K
|
0
$0
|
|
Apr 30, 2021
Q1 2021
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-2.71KClosed |
$201K - $248K
|
0
$0
|
|
Apr 28, 2021
Q1 2021
|
Regent Peak Wealth Advisors LLC
Atlanta, GA |
SELL
|
- |
-40Closed |
$2.97K - $3.67K
|
0
$0
|
|
Apr 20, 2021
Q1 2021
|
Fortem Financial Group, LLC
|
SELL
|
- |
-350Closed |
$26K - $32.1K
|
0
$0
|
|
Apr 12, 2021
Q1 2021
|
Cordasco Financial Network
|
SELL
|
- |
-78Closed |
$5.8K - $7.15K
|
0
$0
|
|
Q4 2020 | |||||||
Mar 05, 2021
Q4 2020
|
Bnc Wealth Management, LLC
|
SELL
|
- |
-31Closed |
$1.72K - $2.37K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-143Closed |
$7.93K - $11K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Column Capital Advisors, LLC
|
SELL
|
- |
-2- 1.27% |
$111 - $153
|
155
$9.1K
|
|
Feb 12, 2021
Q4 2020
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
SELL
|
- |
-125Closed |
$6.93K - $9.58K
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Teacher Retirement System Of Texas
Austin, TX |
SELL
|
- |
-3.62KClosed |
$201K - $278K
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Annapolis Financial Services, LLC
|
BUY
|
- |
49New |
$2.72K - $3.75K
|
49
$2.88K
|
|
Feb 11, 2021
Q4 2020
|
Menora Mivtachim Holdings Ltd.
|
SELL
|
- |
-1.45MClosed |
$80.5M - $111M
|
0
$0
|
|
Feb 08, 2021
Q4 2020
|
Stevens Capital Management LP
Radnor, PA |
SELL
|
- |
-6.71KClosed |
$372K - $514K
|
0
$0
|
|
Feb 05, 2021
Q4 2020
|
Semmax Financial Advisors Inc.
Winston Salem, NC |
SELL
|
- |
-41Closed |
$2.27K - $3.14K
|
0
$0
|
|
Feb 05, 2021
Q4 2020
|
Brasada Capital Management, LP
Houston, TX |
SELL
|
- |
-4.5KClosed |
$249K - $345K
|
0
$0
|
|
Feb 04, 2021
Q4 2020
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-297Closed |
$16.5K - $22.8K
|
0
$0
|
|
Feb 01, 2021
Q4 2020
|
Assenagon Asset Management S.A.
|
SELL
|
- |
-3.31KClosed |
$184K - $254K
|
0
$0
|
|
Jan 29, 2021
Q4 2020
|
Weaver Consulting Group
|
SELL
|
- |
-65Closed |
$3.6K - $4.98K
|
0
$0
|
|
Jan 28, 2021
Q4 2020
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
CALL |
2KNew |
$111K - $153K
|
2K
$117K
|
|
Jan 21, 2021
Q4 2020
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-73Closed |
$4.05K - $5.59K
|
0
$0
|
|
Jan 13, 2021
Q4 2020
|
One Ascent Financial Services LLC
Birmingham, AL |
BUY
|
- |
422+ 12.4% |
$23.4K - $32.3K
|
3.83K
$225K
|
|
Q3 2020 | |||||||
Nov 16, 2020
Q3 2020
|
Principle Wealth Partners LLC
|
SELL
|
- |
-1.07KClosed |
$59.6K - $69.7K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
PUT |
1.7K+ 31.48% |
$95.2K - $111K
|
7.1K
$417K
|
|
Nov 16, 2020
Q3 2020
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
- |
5.47KNew |
$306K - $358K
|
5.47K
$321K
|
|
Nov 13, 2020
Q3 2020
|
Btg Pactual Global Asset Management LTD
New York, NY |
SELL
|
- |
-3.8KClosed |
$213K - $249K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-49Closed |
$2.74K - $3.21K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Clearbridge Investments, LLC
New York, NY |
SELL
|
- |
-1.89KClosed |
$106K - $124K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Western Asset Management Company, LLC
Pasadena, CA |
SELL
|
- |
-29Closed |
$1.62K - $1.9K
|
0
$0
|
|
Nov 10, 2020
Q3 2020
|
Cfm Wealth Partners LLC
|
SELL
|
- |
-315Closed |
$17.6K - $20.6K
|
0
$0
|
|
Oct 29, 2020
Q3 2020
|
Northeast Financial Consultants Inc
Westport, CT |
BUY
|
- |
4.8KNew |
$269K - $314K
|
4.8K
$282K
|
|
Oct 28, 2020
Q3 2020
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
SELL
|
- |
-16Closed |
$896 - $1.05K
|
0
$0
|
|
Oct 27, 2020
Q3 2020
|
Cornerstone Wealth Group, LLC
|
SELL
|
- |
-9.55KClosed |
$535K - $625K
|
0
$0
|