Latest Institutional Transactions on Rio Tinto PLC (RIO)
This table provides information on the latest institutional transactions involving Rio Tinto PLC (RIO) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2019
Q4 2018
|
Capstone Investment Advisors, LLC
New York, NY |
SELL
|
PUT |
-151KClosed |
$6.85M - $7.89M
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Signature Wealth Management Group
|
SELL
|
- |
-100Closed |
$4.53K - $5.22K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Cannell & Co.
New York, NY |
SELL
|
- |
-19.5KClosed |
$884K - $1.02M
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-293Closed |
$13.3K - $15.3K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Measured Wealth Private Client Group, LLC
|
SELL
|
- |
-35Closed |
$1.59K - $1.83K
|
0
$0
|
|
|
Feb 06, 2019
Q4 2018
|
River Road Asset Management, LLC
|
SELL
|
- |
-3.98KClosed |
$180K - $208K
|
0
$0
|
|
|
Feb 01, 2019
Q4 2018
|
Ls Investment Advisors, LLC
|
SELL
|
- |
-690Closed |
$31.3K - $36K
|
0
$0
|
|
|
Jan 28, 2019
Q4 2018
|
Spectrum Asset Management, Inc.
|
SELL
|
- |
-38KClosed |
$1.72M - $1.98M
|
0
$0
|
|
|
Jan 17, 2019
Q4 2018
|
Polaris Wealth Advisory Group, LLC
|
SELL
|
- |
-177Closed |
$8.02K - $9.24K
|
0
$0
|
|
|
Jan 10, 2019
Q4 2018
|
Lowe Wealth Advisors, LLC
|
SELL
|
- |
-68Closed |
$3.08K - $3.55K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Jan 16, 2019
Q3 2018
|
Pathway Financial Advisors LLC
|
SELL
|
- |
-507Closed |
$23.5K - $28.5K
|
0
$0
|
|
|
Nov 15, 2018
Q3 2018
|
Great Lakes Advisors, LLC
Chicago, IL |
BUY
|
- |
7.6KNew |
$352K - $428K
|
7.6K
$446K
|
|
|
Nov 14, 2018
Q3 2018
|
Hanseatic Management Services Inc
|
SELL
|
- |
-104Closed |
$4.81K - $5.86K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Man Group PLC
London, X0 |
SELL
|
- |
-37.5KClosed |
$1.74M - $2.11M
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Moore Capital Management, LP
New York, NY |
BUY
|
PUT |
50KNew |
$2.31M - $2.82M
|
50K
$2.94M
|
|
|
Nov 14, 2018
Q3 2018
|
Lord, Abbett & Co. LLC
Jersey City, NJ |
SELL
|
- |
-106KClosed |
$4.89M - $5.95M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Federated Hermes, Inc.
Pittsburgh, PA |
SELL
|
- |
-370K- 94.63% |
$17.1M - $20.9M
|
21K
$1.23M
|
|
|
Nov 07, 2018
Q3 2018
|
Cadinha & CO LLC
|
SELL
|
- |
-4.31KClosed |
$199K - $243K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-1.09KClosed |
$50.4K - $61.4K
|
0
$0
|
|
|
Oct 31, 2018
Q3 2018
|
Abacus Planning Group, Inc.
|
SELL
|
- |
-6.25KClosed |
$289K - $352K
|
0
$0
|
|
|
Oct 31, 2018
Q3 2018
|
Usa Financial Portformulas Corp
Ada, MI |
SELL
|
- |
-8.02KClosed |
$371K - $451K
|
0
$0
|
|
|
Oct 30, 2018
Q3 2018
|
G&S Capital LLC
|
SELL
|
- |
-12KClosed |
$555K - $676K
|
0
$0
|
|
|
Oct 30, 2018
Q3 2018
|
Spectrum Management Group, LLC
|
SELL
|
- |
-58Closed |
$2.68K - $3.27K
|
0
$0
|
|
|
Oct 29, 2018
Q3 2018
|
Adams Natural Resources Fund, Inc.
|
SELL
|
- |
-61.9KClosed |
$2.86M - $3.49M
|
0
$0
|
|
|
Oct 25, 2018
Q3 2018
|
Howland Capital Management LLC
|
SELL
|
- |
-16.1KClosed |
$743K - $905K
|
0
$0
|
|
|
Oct 19, 2018
Q3 2018
|
Meridian Wealth Management, LLC
|
SELL
|
- |
-7.32KClosed |
$339K - $412K
|
0
$0
|
|
|
Oct 18, 2018
Q3 2018
|
Randolph CO Inc
Cincinnati, OH |
SELL
|
- |
-340KClosed |
$15.7M - $19.1M
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-410Closed |
$20.7K - $24.9K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
-260Closed |
$13.1K - $15.8K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Lombard Odier Asset Management (Switzerland) Sa
Petit Lancy, V8 |
SELL
|
- |
-8.88KClosed |
$449K - $539K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Otter Creek Advisors, LLC
Palm Beach Gardens, FL |
SELL
|
- |
-79.1KClosed |
$4M - $4.8M
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Trust Asset Management LLC
Houston, TX |
BUY
|
- |
150New |
$7.58K - $9.1K
|
150
$8.81K
|
|
|
Aug 07, 2018
Q2 2018
|
Convergence Investment Partners, LLC
|
SELL
|
- |
-451Closed |
$22.8K - $27.4K
|
0
$0
|
|
|
Aug 01, 2018
Q2 2018
|
Nvwm, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q1 2018 | |||||||
|
Nov 27, 2024
Q1 2018
|
Carrhae Capital LLP
London, X0 |
SELL
|
PUT |
-658KClosed |
$33M - $38.7M
|
0
$0
|
|
|
Oct 04, 2024
Q1 2018
|
Commerzbank Aktiengesellschaft
|
BUY
|
- |
8.5K+ 14.38% |
$427K - $501K
|
67.6K
$3.97M
|
|
|
May 15, 2018
Q1 2018
|
3 G Capital Partners LP
New York, NY |
SELL
|
- |
-400KClosed |
$20.1M - $23.6M
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Knowledge Leaders Capital, LLC
|
SELL
|
- |
-3.63KClosed |
$182K - $214K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Granahan Investment Management, LLC
Waltham, MA |
SELL
|
- |
-6.21KClosed |
$312K - $366K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
United Services Automobile Association
San Antonio, TX |
SELL
|
- |
-213KClosed |
$10.7M - $12.5M
|
0
$0
|
|
|
May 07, 2018
Q1 2018
|
Keeler T Homas Management LLC
|
SELL
|
- |
-297Closed |
$14.9K - $17.5K
|
0
$0
|
|
|
May 07, 2018
Q1 2018
|
Thornburg Investment Management Inc
|
SELL
|
- |
-408KClosed |
$20.5M - $24M
|
0
$0
|
|
|
May 04, 2018
Q1 2018
|
Rossmore Private Capital
Glastonbury, CT |
SELL
|
- |
-240Closed |
$12K - $14.1K
|
0
$0
|
|
|
May 02, 2018
Q1 2018
|
Paulson Wealth Management Inc.
|
SELL
|
- |
-223Closed |
$11.2K - $13.1K
|
0
$0
|
|
|
May 02, 2018
Q1 2018
|
Hennessy Advisors Inc
Novato, CA |
SELL
|
- |
-125KClosed |
$6.28M - $7.36M
|
0
$0
|
|
|
Apr 27, 2018
Q1 2018
|
Deroy & Devereaux Private Investment Counsel Inc
|
SELL
|
- |
-11.5KClosed |
$575K - $674K
|
0
$0
|
|
|
Apr 27, 2018
Q1 2018
|
Telemus Capital, LLC
|
SELL
|
- |
-50Closed |
$2.51K - $2.95K
|
0
$0
|
|
|
Apr 18, 2018
Q1 2018
|
E&G Advisors, LP
|
SELL
|
- |
-6.3KClosed |
$316K - $371K
|
0
$0
|
|
|
Apr 18, 2018
Q1 2018
|
Tiaa, Fsb
St. Louis, MO |
SELL
|
- |
-12.8KClosed |
$640K - $751K
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-1.7KClosed |
$85.3K - $100K
|
0
$0
|
|