Latest Institutional Transactions on River North Opportunistic Municipal Income Fund, Inc. (RMI)
This table provides information on the latest institutional transactions involving River North Opportunistic Municipal Income Fund, Inc. (RMI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-14.6KClosed |
$335K - $351K
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Ackerman Capital Advisors, LLC
|
SELL
|
- |
-13.4KClosed |
$306K - $322K
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-2.8KClosed |
$64K - $67.2K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-13.1KClosed |
$275K - $289K
|
0
$0
|
|
|
Apr 22, 2021
Q1 2021
|
Tfo Tdc, LLC
|
SELL
|
- |
-5KClosed |
$105K - $111K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 04, 2021
Q4 2020
|
Delta Investment Management, LLC
|
SELL
|
- |
-10.8KClosed |
$217K - $233K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-7.25KClosed |
$147K - $158K
|
0
$0
|
|
|
Oct 30, 2020
Q3 2020
|
Gratus Capital LLC
|
SELL
|
- |
-12.5KClosed |
$253K - $272K
|
0
$0
|
|
|
Oct 23, 2020
Q3 2020
|
Cypress Wealth Services, LLC
|
BUY
|
PUT |
20.8KNew |
$420K - $451K
|
20.8K
$294K
|
|
| Q4 2019 | |||||||
|
Jan 07, 2020
Q4 2019
|
Atwater Malick LLC
|
SELL
|
- |
-1.35KClosed |
$29.1K - $30.6K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Css LLC
Chicago, IL |
SELL
|
- |
-6.1KClosed |
$130K - $139K
|
0
$0
|
|