Latest Institutional Transactions on River North Opportunistic Municipal Income Fund, Inc. (RMI)
This table provides information on the latest institutional transactions involving River North Opportunistic Municipal Income Fund, Inc. (RMI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2025
Q4 2024
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
11.1KNew |
$164K - $183K
|
11.1K
$174K
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-9.75K- 7.97% |
$144K - $160K
|
113K
$1.77M
|
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-11K- 7.41% |
$162K - $181K
|
137K
$2.15M
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
BUY
|
- |
53.2K+ 50.37% |
$787K - $875K
|
159K
$2.49M
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
640+ 35.56% |
$9.47K - $10.5K
|
2.44K
$38.3K
|
|
|
Feb 14, 2025
Q4 2024
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
73.5K+ 187.49% |
$1.09M - $1.21M
|
113K
$1.77M
|
|
|
Feb 13, 2025
Q4 2024
|
Prospera Financial Services Inc
|
BUY
|
- |
43+ 0.14% |
$636 - $708
|
30.3K
$475K
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
10.4K+ 8.12% |
$154K - $171K
|
138K
$2.17M
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
24.6KNew |
$364K - $405K
|
24.6K
$386K
|
|
|
Feb 10, 2025
Q4 2024
|
Atala Financial Inc
Calabasas, CA |
BUY
|
- |
1.88KNew |
$27.8K - $30.9K
|
1.88K
$29.5K
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
41.7KNew |
$618K - $687K
|
41.7K
$655K
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
22.4KNew |
$331K - $368K
|
22.4K
$351K
|
|
|
Feb 05, 2025
Q4 2024
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
7.1KNew |
$105K - $117K
|
7.1K
$111K
|
|
|
Feb 03, 2025
Q4 2024
|
Wolverine Asset Management LLC
|
BUY
|
- |
50.2K+ 133.36% |
$743K - $826K
|
87.8K
$1.38M
|
|
|
Jan 31, 2025
Q4 2024
|
Robinson Capital Management, LLC
|
BUY
|
- |
8.44K+ 22.34% |
$125K - $139K
|
46.2K
$725K
|
|
|
Jan 28, 2025
Q4 2024
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
10.7KNew |
$158K - $176K
|
10.7K
$168K
|
|
|
Jan 27, 2025
Q4 2024
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
8.87K+ 1.87% |
$131K - $146K
|
483K
$7.58M
|
|
| Q3 2024 | |||||||
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.13K- 30.68% |
$17.8K - $18.5K
|
2.56K
$40.2K
|
|
|
Nov 12, 2024
Q3 2024
|
Fairhaven Wealth Management, LLC
|
BUY
|
- |
632+ 3.51% |
$9.94K - $10.3K
|
18.7K
$293K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
4.07K+ 17.19% |
$64K - $66.4K
|
27.7K
$435K
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Xml Financial, LLC
|
SELL
|
- |
-2.8K- 17.72% |
$42.7K - $46.2K
|
13K
$204K
|
|
|
May 15, 2024
Q1 2024
|
Mosaic Financial Group, LLC
Chicago, IL |
BUY
|
- |
10KNew |
$153K - $165K
|
10K
$157K
|
|
|
May 14, 2024
Q1 2024
|
Wedbush Securities Inc
|
BUY
|
- |
10.9KNew |
$167K - $180K
|
10.9K
$172K
|
|
|
May 09, 2024
Q1 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-8.84K- 30.28% |
$135K - $146K
|
20.4K
$319K
|
|
| Q4 2023 | |||||||
|
Apr 15, 2024
Q4 2023
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
19KNew |
$251K - $296K
|
19K
$299K
|
|
|
Jan 29, 2024
Q4 2023
|
New Edge Wealth, LLC
Pittsburgh, PA |
SELL
|
- |
-1.54K- 5.83% |
$20.3K - $23.9K
|
24.9K
$390K
|
|
|
Jan 12, 2024
Q4 2023
|
Twelve Points Wealth Management LLC
|
SELL
|
- |
-9- 0.09% |
$119 - $140
|
10.2K
$160K
|
|
|
Jan 12, 2024
Q4 2023
|
Advisor Resource Council
|
BUY
|
- |
15.8KNew |
$208K - $244K
|
15.8K
$247K
|
|
| Q3 2023 | |||||||
|
Nov 16, 2023
Q3 2023
|
Cm Wealth Advisors LLC
Beachwood, OH |
BUY
|
- |
9.79KNew |
$140K - $166K
|
9.79K
$154K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
15.9KNew |
$227K - $270K
|
15.9K
$249K
|
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
BUY
|
- |
500New |
$7.16K - $8.51K
|
500
$7.85K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-59.1K- 45.5% |
$916K - $1.01M
|
70.8K
$1.11M
|
|
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
858+ 6.16% |
$13.3K - $14.6K
|
14.8K
$232K
|
|
| Q1 2023 | |||||||
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-533- 4.84% |
$8.37K - $9.99K
|
10.5K
$164K
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Family Management Corp
New York, NY |
SELL
|
- |
-4.83K- 13.09% |
$70.8K - $87K
|
32.1K
$504K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
592New |
$8.67K - $10.7K
|
592
$9.29K
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
600New |
$8.78K - $10.8K
|
600
$9.41K
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
2KNew |
$29.3K - $36K
|
2K
$31.4K
|
|
| Q3 2022 | |||||||
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-8.17K- 74.47% |
$127K - $153K
|
2.8K
$43.9K
|
|
| Q2 2022 | |||||||
|
Aug 12, 2022
Q2 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-2.01KClosed |
$31.1K - $38.7K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-14.3KClosed |
$222K - $275K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
41New |
$636 - $791
|
41
$643
|
|
|
Aug 09, 2022
Q2 2022
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-900KClosed |
$14M - $17.4M
|
0
$0
|
|
|
Aug 08, 2022
Q2 2022
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-31.7K- 63.4% |
$492K - $611K
|
18.3K
$287K
|
|
|
Jul 27, 2022
Q2 2022
|
Fortress Wealth Management, Inc.
|
SELL
|
- |
-51.3KClosed |
$795K - $989K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 11, 2022
Q4 2021
|
Us Bancorp \De\
|
SELL
|
- |
-1.18KClosed |
$25.3K - $27.5K
|
0
$0
|
|
|
Jan 19, 2022
Q4 2021
|
Cypress Wealth Services, LLC
|
BUY
|
- |
2.5K+ 8.33% |
$53.7K - $58.3K
|
32.5K
$510K
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-852Closed |
$19.5K - $20.4K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-14.6KClosed |
$335K - $351K
|
0
$0
|
|