Purchases and Sales Made in Q4 2022 in River North Opportunistic Municipal Income Fund, Inc. (RMI)
This table provides information about the institutional ownership of River North Opportunistic Municipal Income Fund, Inc. (RMI) during Q4 2022. The information is specifically focused on institutions that hold shares of RiverNorth Opportunistic Municipal Income Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 19, 2023
Q4 2022
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
193K+ 210.78% |
$2.82M - $3.47M
|
284K
$4.47M
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
26.1KNew |
$382K - $470K
|
26.1K
$410K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
21.8KNew |
$319K - $392K
|
21.8K
$343K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
16.4K+ 15.88% |
$240K - $294K
|
119K
$1.88M
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
11KNew |
$161K - $198K
|
11K
$173K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.08K+ 11.87% |
$45.1K - $55.4K
|
29K
$456K
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
2KNew |
$29.3K - $36K
|
2K
$31.5K
|
|
|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
BUY
|
- |
734+ 1.85% |
$10.7K - $13.2K
|
40.4K
$635K
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
600New |
$8.78K - $10.8K
|
600
$9.44K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
592New |
$8.67K - $10.7K
|
592
$9.31K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.36K- 9.59% |
$19.9K - $24.5K
|
12.8K
$202K
|
|
|
Feb 08, 2023
Q4 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-1.57K- 8.61% |
$22.9K - $28.2K
|
16.6K
$262K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.04K- 7.03% |
$59.2K - $72.8K
|
53.5K
$841K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Wealth, LLC
Pittsburgh, PA |
SELL
|
- |
-4.35K- 15.37% |
$63.6K - $78.2K
|
23.9K
$376K
|
|
|
Feb 14, 2023
Q4 2022
|
Family Management Corp
New York, NY |
SELL
|
- |
-4.83K- 13.09% |
$70.8K - $87K
|
32.1K
$505K
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-21K- 17.18% |
$307K - $378K
|
101K
$1.59M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-21.1K- 11.79% |
$310K - $381K
|
158K
$2.49M
|