Latest Institutional Transactions on River North Managed Duration Municipal Income Fund, Inc. (RMM)
This table provides information on the latest institutional transactions involving River North Managed Duration Municipal Income Fund, Inc. (RMM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 25, 2024
Q3 2024
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-399K- 93.78% |
$6.06M - $6.43M
|
26.5K
$382K
|
|
|
Nov 14, 2024
Q3 2024
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
200+ 1.48% |
$3.03K - $3.22K
|
13.8K
$198K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-2.77K- 1.34% |
$42.1K - $44.7K
|
204K
$2.94M
|
|
|
Nov 14, 2024
Q3 2024
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
57+ 0.22% |
$865 - $918
|
25.5K
$368K
|
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
3.15K+ 15.12% |
$47.8K - $50.8K
|
24K
$346K
|
|
|
Nov 14, 2024
Q3 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
89.9K+ 37.49% |
$1.36M - $1.45M
|
330K
$4.75M
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
5.55K+ 38.97% |
$84.2K - $89.4K
|
19.8K
$285K
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-29.2K- 8.73% |
$442K - $470K
|
305K
$4.4M
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
SELL
|
- |
-116- 44.96% |
$1.76K - $1.87K
|
142
$2.05K
|
|
|
Nov 14, 2024
Q3 2024
|
Ae Wealth Management LLC
|
SELL
|
- |
-420- 3.08% |
$6.37K - $6.77K
|
13.2K
$191K
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
9.56K+ 3.28% |
$145K - $154K
|
301K
$4.34M
|
|
|
Nov 13, 2024
Q3 2024
|
Truist Financial Corp
|
BUY
|
- |
8.33K+ 29.22% |
$126K - $134K
|
36.8K
$531K
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
7.09K+ 4.53% |
$108K - $114K
|
164K
$2.36M
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-14.8K- 2.83% |
$225K - $239K
|
508K
$7.33M
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-8.96K- 96.92% |
$136K - $144K
|
285
$4.11K
|
|
|
Nov 13, 2024
Q3 2024
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
1.38K+ 13.01% |
$20.9K - $22.2K
|
12K
$173K
|
|
|
Nov 12, 2024
Q3 2024
|
Pro Vise Management Group, LLC
Clearwater, FL |
BUY
|
- |
7.09K+ 4.44% |
$108K - $114K
|
167K
$2.4M
|
|
|
Nov 08, 2024
Q3 2024
|
Wedbush Securities Inc
|
BUY
|
- |
77+ 0.49% |
$1.17K - $1.24K
|
15.8K
$227K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
830+ 0.97% |
$12.6K - $13.4K
|
86.3K
$1.24M
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
45K+ 65.3% |
$683K - $725K
|
114K
$1.64M
|
|
|
Nov 07, 2024
Q3 2024
|
Robinson Capital Management, LLC
|
SELL
|
- |
-30.9K- 30.42% |
$469K - $499K
|
70.8K
$1.02M
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
10.4KNew |
$158K - $168K
|
10.4K
$150K
|
|
|
Nov 05, 2024
Q3 2024
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-1.6K- 6.78% |
$24.3K - $25.8K
|
22K
$317K
|
|
|
Nov 01, 2024
Q3 2024
|
Xml Financial, LLC
|
BUY
|
- |
1.4K+ 5.83% |
$21.2K - $22.5K
|
25.4K
$366K
|
|
|
Oct 29, 2024
Q3 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-249- 1.71% |
$3.78K - $4.01K
|
14.3K
$206K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
5.23K+ 12.43% |
$79.3K - $84.3K
|
47.3K
$682K
|
|
|
Oct 17, 2024
Q3 2024
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
3.06K+ 0.72% |
$46.4K - $49.3K
|
428K
$6.17M
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q2 2024 | |||||||
|
Aug 19, 2024
Q2 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-770- 4.56% |
$11.2K - $11.8K
|
16.1K
$232K
|
|
|
Aug 14, 2024
Q2 2024
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-6.77K- 8.5% |
$98.3K - $103K
|
72.9K
$1.05M
|
|
|
Aug 12, 2024
Q2 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-13.7K- 28.25% |
$199K - $209K
|
34.8K
$502K
|
|
|
Aug 09, 2024
Q2 2024
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
3+ 0.03% |
$43.6 - $45.8
|
10K
$145K
|
|
|
Aug 08, 2024
Q2 2024
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-340- 2.83% |
$4.94K - $5.19K
|
11.7K
$168K
|
|
|
Aug 01, 2024
Q2 2024
|
Wolverine Asset Management LLC
|
SELL
|
- |
-14.4K- 69.9% |
$210K - $220K
|
6.22K
$89.7K
|
|
|
Jul 19, 2024
Q2 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.34K- 9.47% |
$19.4K - $20.4K
|
12.8K
$184K
|
|
|
Jul 12, 2024
Q2 2024
|
Twelve Points Wealth Management LLC
|
BUY
|
- |
330+ 2.41% |
$4.79K - $5.04K
|
14K
$202K
|
|
|
Jul 11, 2024
Q2 2024
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
7.04K+ 8.03% |
$102K - $107K
|
94.7K
$1.37M
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
12.8KNew |
$180K - $197K
|
12.8K
$184K
|
|
|
May 15, 2024
Q1 2024
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
11.9KNew |
$167K - $183K
|
11.9K
$171K
|
|
|
May 01, 2024
Q1 2024
|
Fairhaven Wealth Management, LLC
|
BUY
|
- |
19.7KNew |
$278K - $304K
|
19.7K
$284K
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
21KNew |
$261K - $309K
|
21K
$303K
|
|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
33.6KNew |
$418K - $495K
|
33.6K
$485K
|
|
|
Feb 14, 2024
Q4 2023
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
2.55K+ 23.93% |
$31.7K - $37.5K
|
13.2K
$190K
|
|
|
Feb 14, 2024
Q4 2023
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
10KNew |
$124K - $147K
|
10K
$144K
|
|
|
Feb 12, 2024
Q4 2023
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
17.9KNew |
$222K - $263K
|
17.9K
$258K
|
|
| Q3 2023 | |||||||
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
625+ 18.54% |
$8.56K - $9.91K
|
4K
$57.6K
|
|
| Q2 2023 | |||||||
|
Aug 07, 2023
Q2 2023
|
Kavar Capital Partners Group, LLC
Leawood, KS |
SELL
|
- |
-875- 7.04% |
$12.8K - $14K
|
11.6K
$167K
|
|
|
Aug 03, 2023
Q2 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-1.73K- 12.46% |
$25.4K - $27.7K
|
12.2K
$176K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
2K+ 32.52% |
$29.6K - $32.8K
|
8.15K
$118K
|
|
|
May 08, 2023
Q1 2023
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
24KNew |
$355K - $394K
|
24K
$346K
|
|