Latest Institutional Transactions on River North Managed Duration Municipal Income Fund, Inc. (RMM)
This table provides information on the latest institutional transactions involving River North Managed Duration Municipal Income Fund, Inc. (RMM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-2.34K- 0.86% |
$30.6K - $33.8K
|
270K
$3.72M
|
|
|
Aug 14, 2025
Q2 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
6.97K+ 28.22% |
$90.9K - $101K
|
31.6K
$436K
|
|
|
Aug 14, 2025
Q2 2025
|
Robinson Capital Management, LLC
|
BUY
|
- |
194K+ 84.27% |
$2.53M - $2.8M
|
424K
$5.84M
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.15K+ 7.37% |
$15K - $16.6K
|
16.8K
$231K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
25.7K+ 4.83% |
$335K - $371K
|
557K
$7.67M
|
|
|
Aug 14, 2025
Q2 2025
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
16.5KNew |
$215K - $238K
|
16.5K
$227K
|
|
|
Aug 14, 2025
Q2 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-24.1K- 8.31% |
$314K - $348K
|
266K
$3.66M
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.28K+ 6.49% |
$16.8K - $18.6K
|
21.1K
$290K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-6.2K- 8.72% |
$80.9K - $89.5K
|
64.8K
$893K
|
|
|
Aug 14, 2025
Q2 2025
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
4.2K+ 4.02% |
$54.8K - $60.6K
|
109K
$1.5M
|
|
|
Aug 14, 2025
Q2 2025
|
Cantor Fitzgerald, L. P.
New York, NY |
BUY
|
- |
19.4KNew |
$253K - $280K
|
19.4K
$267K
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
41+ 0.02% |
$535 - $592
|
268K
$3.7M
|
|
|
Aug 14, 2025
Q2 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
13.9KNew |
$181K - $200K
|
13.9K
$191K
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
SELL
|
- |
-40.2K- 11.74% |
$524K - $581K
|
302K
$4.16M
|
|
|
Aug 13, 2025
Q2 2025
|
Comerica Bank
|
BUY
|
- |
6K+ 4225.35% |
$78.3K - $86.7K
|
6.14K
$84.6K
|
|
|
Aug 13, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.02K- 56.09% |
$52.5K - $58.1K
|
3.15K
$43.4K
|
|
|
Aug 12, 2025
Q2 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
95+ 0.09% |
$1.24K - $1.37K
|
111K
$1.53M
|
|
|
Aug 12, 2025
Q2 2025
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-199- 1.08% |
$2.6K - $2.88K
|
18.2K
$250K
|
|
|
Aug 12, 2025
Q2 2025
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
3.16K+ 18.26% |
$41.2K - $45.6K
|
20.4K
$282K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-15.3K- 19.28% |
$199K - $221K
|
63.9K
$881K
|
|
|
Aug 12, 2025
Q2 2025
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
162+ 1.32% |
$2.11K - $2.34K
|
12.4K
$171K
|
|
|
Aug 08, 2025
Q2 2025
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-2.31K- 9.93% |
$30.1K - $33.3K
|
20.9K
$288K
|
|
|
Aug 08, 2025
Q2 2025
|
Pro Vise Management Group, LLC
Clearwater, FL |
BUY
|
- |
3.94K+ 2.39% |
$51.4K - $56.9K
|
169K
$2.33M
|
|
|
Aug 07, 2025
Q2 2025
|
Allworth Financial LP
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 07, 2025
Q2 2025
|
Readystate Asset Management LP
Chicago, IL |
SELL
|
- |
-9.8K- 43.2% |
$128K - $142K
|
12.9K
$178K
|
|
|
Aug 07, 2025
Q2 2025
|
Atala Financial Inc
Calabasas, CA |
BUY
|
- |
11KNew |
$144K - $159K
|
11K
$152K
|
|
|
Aug 06, 2025
Q2 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
15.4KNew |
$201K - $222K
|
15.4K
$212K
|
|
|
Aug 06, 2025
Q2 2025
|
Wedbush Securities Inc
|
BUY
|
- |
35.8K+ 167.07% |
$467K - $517K
|
57.2K
$788K
|
|
|
Aug 04, 2025
Q2 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
10.6K+ 52.92% |
$138K - $153K
|
30.5K
$421K
|
|
|
Aug 04, 2025
Q2 2025
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-101K- 83.44% |
$1.32M - $1.46M
|
20K
$276K
|
|
|
Jul 31, 2025
Q2 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
3.51K+ 10.05% |
$45.8K - $50.7K
|
38.4K
$529K
|
|
|
Jul 29, 2025
Q2 2025
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-51.6K- 11.75% |
$674K - $746K
|
388K
$5.34M
|
|
|
Jul 24, 2025
Q2 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-2.08K- 5.34% |
$27.1K - $30.1K
|
36.9K
$508K
|
|
|
Jul 21, 2025
Q2 2025
|
River Street Advisors LLC
Aurora, IL |
BUY
|
- |
19.7KNew |
$257K - $285K
|
19.7K
$272K
|
|
|
Jul 18, 2025
Q2 2025
|
Truist Financial Corp
|
SELL
|
- |
-16.6K- 28.82% |
$216K - $239K
|
40.9K
$564K
|
|
|
Jul 17, 2025
Q2 2025
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
10.3KNew |
$134K - $149K
|
10.3K
$142K
|
|
|
Jul 17, 2025
Q2 2025
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
28+ 0.26% |
$365 - $405
|
10.9K
$150K
|
|
|
Jul 17, 2025
Q2 2025
|
Xml Financial, LLC
|
BUY
|
- |
4K+ 13.84% |
$52.2K - $57.8K
|
32.9K
$453K
|
|
|
Jul 17, 2025
Q2 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
2K+ 13.07% |
$26.1K - $28.9K
|
17.3K
$238K
|
|
|
Jul 17, 2025
Q2 2025
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
22.2KNew |
$290K - $321K
|
22.2K
$306K
|
|
|
Jul 14, 2025
Q2 2025
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
65.9K+ 67.75% |
$860K - $952K
|
163K
$2.25M
|
|
|
Jul 09, 2025
Q2 2025
|
Bank Of New Hampshire
|
BUY
|
- |
500New |
$6.53K - $7.23K
|
500
$6.89K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Gts Securities LLC
New York, NY |
BUY
|
- |
68.1KNew |
$971K - $1.03M
|
68.1K
$938K
|
|
|
May 12, 2025
Q1 2025
|
South State Corp
|
BUY
|
- |
5KNew |
$71.4K - $76K
|
5K
$68.9K
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 06, 2025
Q1 2025
|
Ae Wealth Management LLC
|
BUY
|
- |
65+ 0.49% |
$928 - $987
|
13.3K
$183K
|
|
|
Apr 16, 2025
Q1 2025
|
West Branch Capital LLC
|
SELL
|
- |
-1K- 66.67% |
$14.3K - $15.2K
|
500
$6.89K
|
|
| Q4 2024 | |||||||
|
Feb 25, 2025
Q4 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.25K- 7.76% |
$18K - $20.3K
|
14.9K
$205K
|
|
|
Feb 14, 2025
Q4 2024
|
Elequin Capital LP
New York, NY |
BUY
|
- |
200New |
$2.88K - $3.25K
|
200
$2.76K
|
|