Latest Institutional Transactions on River North Managed Duration Municipal Income Fund, Inc. (RMM)
This table provides information on the latest institutional transactions involving River North Managed Duration Municipal Income Fund, Inc. (RMM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 05, 2026
Q4 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
472+ 6.91% |
$6.55K - $6.74K
|
7.3K
$103K
|
|
| Q3 2025 | |||||||
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 26, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
4.42KNew |
$59.1K - $62.5K
|
4.42K
$62.1K
|
|
|
Nov 17, 2025
Q3 2025
|
Abel Hall, LLC
Baton Rouge, LA |
BUY
|
- |
20KNew |
$268K - $283K
|
20K
$281K
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
139+ 0.44% |
$1.86K - $1.97K
|
31.8K
$447K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
27.3K+ 130.45% |
$365K - $386K
|
48.2K
$678K
|
|
|
Nov 14, 2025
Q3 2025
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-389- 2.36% |
$5.2K - $5.5K
|
16.1K
$226K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
16.4K+ 6.07% |
$219K - $232K
|
286K
$4.02M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
10.7KNew |
$143K - $151K
|
10.7K
$150K
|
|
|
Nov 14, 2025
Q3 2025
|
Robinson Capital Management, LLC
|
SELL
|
- |
-280K- 65.97% |
$3.74M - $3.96M
|
144K
$2.03M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
13.4K+ 104.27% |
$180K - $190K
|
26.3K
$369K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1K- 5.97% |
$13.4K - $14.1K
|
15.8K
$221K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
7.72K+ 11.9% |
$103K - $109K
|
72.6K
$1.02M
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
31KNew |
$415K - $439K
|
31K
$436K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-93.2K- 30.85% |
$1.25M - $1.32M
|
209K
$2.94M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-44.9K- 8.07% |
$601K - $635K
|
512K
$7.19M
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
SELL
|
- |
-142- 2.31% |
$1.9K - $2.01K
|
6K
$84.3K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-67.5K- 25.42% |
$903K - $954K
|
198K
$2.78M
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
16+ 0.09% |
$214 - $226
|
18.2K
$256K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-7.2K- 11.27% |
$96.3K - $102K
|
56.7K
$797K
|
|
|
Nov 12, 2025
Q3 2025
|
Pro Vise Management Group, LLC
Clearwater, FL |
BUY
|
- |
25+ 0.01% |
$335 - $354
|
169K
$2.37M
|
|
|
Nov 12, 2025
Q3 2025
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
162+ 1.3% |
$2.17K - $2.29K
|
12.6K
$177K
|
|
|
Nov 10, 2025
Q3 2025
|
Us Bancorp \De\
|
BUY
|
- |
1KNew |
$13.4K - $14.1K
|
1K
$14.1K
|
|
|
Nov 10, 2025
Q3 2025
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
5KNew |
$66.9K - $70.7K
|
5K
$70.3K
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
BUY
|
- |
194+ 0.34% |
$2.6K - $2.74K
|
57.4K
$806K
|
|
|
Nov 06, 2025
Q3 2025
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-364K- 93.76% |
$4.87M - $5.14M
|
24.2K
$340K
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-6.61K- 5.94% |
$88.5K - $93.5K
|
105K
$1.47M
|
|
|
Nov 05, 2025
Q3 2025
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
40KNew |
$536K - $566K
|
40K
$562K
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
SELL
|
- |
-6.58K- 16.08% |
$88.1K - $93.1K
|
34.3K
$483K
|
|
|
Oct 31, 2025
Q3 2025
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
368+ 3.57% |
$4.92K - $5.2K
|
10.7K
$150K
|
|
|
Oct 30, 2025
Q3 2025
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
58.7KNew |
$786K - $831K
|
58.7K
$825K
|
|
|
Oct 27, 2025
Q3 2025
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
28+ 0.26% |
$375 - $396
|
10.9K
$154K
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-104- 0.6% |
$1.39K - $1.47K
|
17.2K
$242K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.82K+ 11.8% |
$24.3K - $25.7K
|
17.2K
$242K
|
|
|
Oct 21, 2025
Q3 2025
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
49.4K+ 222.19% |
$661K - $699K
|
71.6K
$1.01M
|
|
|
Oct 20, 2025
Q3 2025
|
Xml Financial, LLC
|
BUY
|
- |
1.2K+ 3.65% |
$16.1K - $17K
|
34.1K
$479K
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
450New |
$6.02K - $6.36K
|
450
$6.32K
|
|
|
Oct 09, 2025
Q3 2025
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
3.5K+ 2.15% |
$46.8K - $49.5K
|
167K
$2.34M
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
41+ 0.02% |
$535 - $592
|
268K
$3.77M
|
|
|
Aug 19, 2025
Q2 2025
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
1.5KNew |
$19.6K - $21.7K
|
1.5K
$21.1K
|
|
|
Aug 19, 2025
Q2 2025
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
1.35K+ 9.05% |
$17.6K - $19.4K
|
16.2K
$228K
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.28K+ 6.49% |
$16.8K - $18.6K
|
21.1K
$296K
|
|
|
Aug 14, 2025
Q2 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
13.9KNew |
$181K - $200K
|
13.9K
$195K
|
|
|
Aug 14, 2025
Q2 2025
|
Cantor Fitzgerald, L. P.
New York, NY |
BUY
|
- |
19.4KNew |
$253K - $280K
|
19.4K
$272K
|
|
|
Aug 14, 2025
Q2 2025
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
4.2K+ 4.02% |
$54.8K - $60.6K
|
109K
$1.53M
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
3.16K+ 18.26% |
$41.2K - $45.6K
|
20.4K
$287K
|
|
|
Aug 07, 2025
Q2 2025
|
Readystate Asset Management LP
Chicago, IL |
SELL
|
- |
-9.8K- 43.2% |
$128K - $142K
|
12.9K
$181K
|
|
|
Aug 07, 2025
Q2 2025
|
Atala Financial Inc
Calabasas, CA |
BUY
|
- |
11KNew |
$144K - $159K
|
11K
$155K
|
|