Latest Institutional Transactions on River North Managed Duration Municipal Income Fund, Inc. (RMM)
This table provides information on the latest institutional transactions involving River North Managed Duration Municipal Income Fund, Inc. (RMM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 09, 2025
Q2 2025
|
Bank Of New Hampshire
|
BUY
|
- |
500New |
$6.53K - $7.23K
|
500
$6.76K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Gts Securities LLC
New York, NY |
BUY
|
- |
68.1KNew |
$971K - $1.03M
|
68.1K
$920K
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
15.9K+ 6.21% |
$227K - $242K
|
272K
$3.68M
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
25.8K+ 10.65% |
$368K - $392K
|
268K
$3.63M
|
|
|
May 15, 2025
Q1 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-2.04K- 1.8% |
$29.1K - $31K
|
111K
$1.5M
|
|
|
May 15, 2025
Q1 2025
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
21.7K+ 26.26% |
$310K - $330K
|
104K
$1.41M
|
|
|
May 14, 2025
Q1 2025
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
6.73K+ 63.8% |
$96.1K - $102K
|
17.3K
$234K
|
|
|
May 14, 2025
Q1 2025
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
145+ 1.2% |
$2.07K - $2.2K
|
12.3K
$166K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 14, 2025
Q1 2025
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-1.07K- 4.4% |
$15.3K - $16.2K
|
23.2K
$314K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
BUY
|
- |
19.6K+ 6.06% |
$279K - $297K
|
342K
$4.63M
|
|
|
May 13, 2025
Q1 2025
|
Robinson Capital Management, LLC
|
BUY
|
- |
164K+ 247.6% |
$2.34M - $2.49M
|
230K
$3.11M
|
|
|
May 13, 2025
Q1 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
8.06K+ 78.13% |
$115K - $122K
|
18.4K
$248K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
8.62K+ 13.81% |
$123K - $131K
|
71K
$960K
|
|
|
May 13, 2025
Q1 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-9.34K- 3.12% |
$133K - $142K
|
290K
$3.91M
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
51.9K+ 10.83% |
$740K - $788K
|
531K
$7.18M
|
|
|
May 12, 2025
Q1 2025
|
South State Corp
|
BUY
|
- |
5KNew |
$71.4K - $76K
|
5K
$67.6K
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
11.5K+ 136.89% |
$165K - $175K
|
20K
$270K
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 08, 2025
Q1 2025
|
Pro Vise Management Group, LLC
Clearwater, FL |
BUY
|
- |
1.25K+ 0.76% |
$17.8K - $19K
|
165K
$2.23M
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
150+ 0.19% |
$2.14K - $2.28K
|
79.2K
$1.07M
|
|
|
May 06, 2025
Q1 2025
|
Readystate Asset Management LP
Chicago, IL |
SELL
|
- |
-3.91K- 14.71% |
$55.9K - $59.5K
|
22.7K
$307K
|
|
|
May 06, 2025
Q1 2025
|
Ae Wealth Management LLC
|
BUY
|
- |
65+ 0.49% |
$928 - $987
|
13.3K
$180K
|
|
|
May 06, 2025
Q1 2025
|
Wedbush Securities Inc
|
BUY
|
- |
2.15K+ 11.18% |
$30.7K - $32.7K
|
21.4K
$289K
|
|
|
May 02, 2025
Q1 2025
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
24+ 0.22% |
$342 - $365
|
10.9K
$147K
|
|
|
May 01, 2025
Q1 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
11K+ 39.53% |
$157K - $168K
|
38.9K
$527K
|
|
|
Apr 30, 2025
Q1 2025
|
Allworth Financial LP
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 30, 2025
Q1 2025
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
6.99K+ 1.62% |
$99.8K - $106K
|
439K
$5.94M
|
|
|
Apr 29, 2025
Q1 2025
|
Truist Financial Corp
|
BUY
|
- |
11.6K+ 25.17% |
$165K - $176K
|
57.5K
$777K
|
|
|
Apr 29, 2025
Q1 2025
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
91.8K+ 316.55% |
$1.31M - $1.39M
|
121K
$1.63M
|
|
|
Apr 29, 2025
Q1 2025
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-1.07K- 1.09% |
$15.3K - $16.3K
|
97.3K
$1.31M
|
|
|
Apr 22, 2025
Q1 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
9.7K+ 38.49% |
$138K - $147K
|
34.9K
$472K
|
|
|
Apr 22, 2025
Q1 2025
|
Xml Financial, LLC
|
BUY
|
- |
3.25K+ 12.67% |
$46.4K - $49.4K
|
28.9K
$391K
|
|
|
Apr 17, 2025
Q1 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1K+ 6.99% |
$14.3K - $15.2K
|
15.3K
$207K
|
|
|
Apr 16, 2025
Q1 2025
|
West Branch Capital LLC
|
SELL
|
- |
-1K- 66.67% |
$14.3K - $15.2K
|
500
$6.76K
|
|
| Q4 2024 | |||||||
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.02K- 56.09% |
$58K - $65.4K
|
3.15K
$42.5K
|
|
|
Feb 25, 2025
Q4 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.25K- 7.76% |
$18K - $20.3K
|
14.9K
$201K
|
|
|
Feb 14, 2025
Q4 2024
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
10.9K+ 79.51% |
$158K - $178K
|
24.7K
$334K
|
|
|
Feb 14, 2025
Q4 2024
|
Hrt Financial LP
New York, NY |
BUY
|
- |
15.7KNew |
$226K - $255K
|
15.7K
$212K
|
|
|
Feb 14, 2025
Q4 2024
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
19.4KNew |
$280K - $316K
|
19.4K
$263K
|
|
|
Feb 14, 2025
Q4 2024
|
Elequin Capital LP
New York, NY |
BUY
|
- |
200New |
$2.88K - $3.25K
|
200
$2.7K
|
|
|
Feb 13, 2025
Q4 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-8.42K- 35.04% |
$121K - $137K
|
15.6K
$211K
|
|
|
Feb 11, 2025
Q4 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.5KNew |
$21.6K - $24.4K
|
1.5K
$20.3K
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
29.6KNew |
$427K - $482K
|
29.6K
$400K
|
|
|
Feb 05, 2025
Q4 2024
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
6.5KNew |
$93.7K - $106K
|
6.5K
$87.9K
|
|
|
Jan 22, 2025
Q4 2024
|
Twelve Points Wealth Management LLC
|
SELL
|
- |
-330- 2.35% |
$4.76K - $5.37K
|
13.7K
$185K
|
|
| Q3 2024 | |||||||
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
SELL
|
- |
-116- 44.96% |
$1.76K - $1.87K
|
142
$1.92K
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
5.55K+ 38.97% |
$84.2K - $89.4K
|
19.8K
$268K
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
7.09K+ 4.53% |
$108K - $114K
|
164K
$2.21M
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
10.4KNew |
$158K - $168K
|
10.4K
$141K
|
|