Purchases and Sales Made in Q3 2022 in River North Managed Duration Municipal Income Fund, Inc. (RMM)
This table provides information about the institutional ownership of River North Managed Duration Municipal Income Fund, Inc. (RMM) during Q3 2022. The information is specifically focused on institutions that hold shares of RiverNorth Managed Duration Municipal Income Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 04, 2022
Q3 2022
|
Xml Financial, LLC
|
BUY
|
- |
30KNew |
$429K - $511K
|
30K
$433K
|
|
|
Nov 01, 2022
Q3 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
21.1K+ 92.55% |
$302K - $360K
|
44K
$634K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
14.7K+ 18.85% |
$211K - $251K
|
93K
$1.34M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
11.1K+ 3.69% |
$159K - $189K
|
312K
$4.49M
|
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
10.7KNew |
$153K - $182K
|
10.7K
$154K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
10.5K+ 2.87% |
$150K - $179K
|
376K
$5.43M
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
7.71K+ 35.29% |
$110K - $131K
|
29.6K
$426K
|
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
BUY
|
- |
6.95K+ 18.31% |
$99.4K - $118K
|
44.9K
$647K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
6.54K+ 3.79% |
$93.6K - $111K
|
179K
$2.58M
|
|
|
Oct 24, 2022
Q3 2022
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
5.44K+ 4.69% |
$77.8K - $92.7K
|
121K
$1.75M
|
|
|
Nov 07, 2022
Q3 2022
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
4.4K+ 5.36% |
$62.9K - $75K
|
86.5K
$1.25M
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
4.24K+ 47.69% |
$60.6K - $72.2K
|
13.1K
$189K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.01K+ 1.35% |
$43.1K - $51.4K
|
227K
$3.27M
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2.01K+ 40.26% |
$28.8K - $34.3K
|
7.01K
$101K
|
|
|
Nov 01, 2022
Q3 2022
|
Howard Wealth Management, LLC
Madison, CT |
BUY
|
- |
1.38K+ 5.05% |
$19.7K - $23.4K
|
28.6K
$413K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.01K+ 7.95% |
$14.4K - $17.2K
|
13.7K
$197K
|
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
BUY
|
- |
568+ 5.44% |
$8.12K - $9.68K
|
11K
$159K
|
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
243New |
$3.47K - $4.14K
|
243
$3.5K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 03, 2022
Q3 2022
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-100- 0.72% |
$1.43K - $1.7K
|
13.7K
$198K
|
|
|
Oct 20, 2022
Q3 2022
|
Twelve Points Wealth Management LLC
|
SELL
|
- |
-105- 0.74% |
$1.5K - $1.79K
|
14K
$202K
|
|
|
Nov 10, 2022
Q3 2022
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-224- 0.5% |
$3.2K - $3.82K
|
44.8K
$646K
|
|
|
Nov 14, 2022
Q3 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-529- 1.56% |
$7.56K - $9.01K
|
33.3K
$480K
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.82K- 4.04% |
$26K - $31K
|
43.2K
$623K
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-4.05K- 2.55% |
$57.9K - $69K
|
155K
$2.23M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-6.95K- 23.59% |
$99.3K - $118K
|
22.5K
$324K
|
|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-12.9K- 44.74% |
$185K - $221K
|
16K
$231K
|