Purchases and Sales Made in Q4 2021 in River North Managed Duration Municipal Income Fund, Inc. (RMM)
This table provides information about the institutional ownership of River North Managed Duration Municipal Income Fund, Inc. (RMM) during Q4 2021. The information is specifically focused on institutions that hold shares of RiverNorth Managed Duration Municipal Income Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
16.3K+ 7.28% |
$314K - $329K
|
240K
$3.47M
|
|
|
Mar 18, 2022
Q4 2021
|
Twelve Points Wealth Management LLC
|
BUY
|
- |
14.7KNew |
$283K - $297K
|
14.7K
$212K
|
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
11.2K+ 30.73% |
$215K - $226K
|
47.7K
$687K
|
|
|
Feb 14, 2022
Q4 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
6.5K+ 17.52% |
$125K - $131K
|
43.6K
$629K
|
|
|
Feb 15, 2022
Q4 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
6.15KNew |
$118K - $124K
|
6.15K
$88.7K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
5.71K+ 16.24% |
$110K - $115K
|
40.9K
$590K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
3.02K+ 2.58% |
$58K - $60.8K
|
120K
$1.73M
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
BUY
|
- |
2.5KNew |
$48.1K - $50.4K
|
2.5K
$36.1K
|
|
|
Feb 15, 2022
Q4 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
2.02K+ 2.73% |
$38.9K - $40.8K
|
76K
$1.1M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
2K+ 70.3% |
$38.5K - $40.3K
|
4.85K
$69.9K
|
|
|
Jan 18, 2022
Q4 2021
|
Howard Wealth Management, LLC
Madison, CT |
BUY
|
- |
1.57K+ 6.18% |
$30.1K - $31.5K
|
26.9K
$388K
|
|
|
Feb 01, 2022
Q4 2021
|
Xml Financial, LLC
|
BUY
|
- |
1.5K+ 7.96% |
$28.9K - $30.2K
|
20.4K
$293K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.01K+ 3.81% |
$19.4K - $20.4K
|
27.5K
$397K
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
534+ 2.38% |
$10.3K - $10.8K
|
22.9K
$331K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-177- 1.25% |
$3.41K - $3.57K
|
14K
$201K
|
|
|
Feb 15, 2022
Q4 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-4.12K- 9.08% |
$79.2K - $83K
|
41.2K
$595K
|
|
|
Oct 13, 2022
Q4 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-4.12K- 9.08% |
$79.2K - $83K
|
41.2K
$595K
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
SELL
|
- |
-5.8K- 9.59% |
$111K - $117K
|
54.6K
$788K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-9.05K- 4.12% |
$174K - $182K
|
210K
$3.03M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-9.08K- 2.33% |
$175K - $183K
|
380K
$5.48M
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-13.9KClosed |
$267K - $280K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-28K- 56.84% |
$538K - $563K
|
21.2K
$306K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-172K- 45.71% |
$3.3M - $3.46M
|
204K
$2.94M
|
|
|
Feb 14, 2022
Q4 2021
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-249K- 34.09% |
$4.79M - $5.02M
|
481K
$6.94M
|