Purchases and Sales Made in Q4 2022 in River North Managed Duration Municipal Income Fund, Inc. (RMM)
This table provides information about the institutional ownership of River North Managed Duration Municipal Income Fund, Inc. (RMM) during Q4 2022. The information is specifically focused on institutions that hold shares of RiverNorth Managed Duration Municipal Income Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
153KNew |
$2.07M - $2.41M
|
153K
$2.28M
|
|
|
Jan 19, 2023
Q4 2022
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
90.7K+ 74.75% |
$1.22M - $1.43M
|
212K
$3.16M
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
81.1K+ 274.46% |
$1.09M - $1.28M
|
111K
$1.65M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
77.9K+ 43.47% |
$1.05M - $1.23M
|
257K
$3.82M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
55.5K+ 17.8% |
$749K - $873K
|
367K
$5.46M
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
24.7K+ 352.23% |
$333K - $389K
|
31.7K
$472K
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
23.9K+ 54.44% |
$323K - $377K
|
67.9K
$1.01M
|
|
|
Feb 15, 2023
Q4 2022
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
15.4KNew |
$208K - $242K
|
15.4K
$229K
|
|
|
Jan 31, 2023
Q4 2022
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
10.8KNew |
$146K - $171K
|
10.8K
$161K
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
6.58K+ 50.11% |
$88.8K - $103K
|
19.7K
$293K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
6.15KNew |
$83K - $96.8K
|
6.15K
$91.5K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
5KNew |
$67.5K - $78.7K
|
5K
$74.4K
|
|
|
Feb 01, 2023
Q4 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
3.41KNew |
$46K - $53.6K
|
3.41K
$50.7K
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
BUY
|
- |
1.82K+ 4.05% |
$24.5K - $28.6K
|
46.7K
$695K
|
|
|
Jan 27, 2023
Q4 2022
|
West Branch Capital LLC
|
BUY
|
- |
500New |
$6.75K - $7.87K
|
500
$7.44K
|
|
|
Feb 06, 2023
Q4 2022
|
Hollencrest Capital Management
|
BUY
|
- |
245New |
$3.31K - $3.86K
|
245
$3.65K
|
|
|
Jan 31, 2023
Q4 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
175+ 1.09% |
$2.36K - $2.75K
|
16.2K
$241K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
52+ 0.02% |
$702 - $818
|
227K
$3.37M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
8+ 0.06% |
$108 - $126
|
13.7K
$204K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 17, 2023
Q4 2022
|
Twelve Points Wealth Management LLC
|
SELL
|
- |
-320- 2.28% |
$4.32K - $5.04K
|
13.7K
$204K
|
|
|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-794- 7.21% |
$10.7K - $12.5K
|
10.2K
$152K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-880- 0.95% |
$11.9K - $13.9K
|
92.1K
$1.37M
|
|
|
Feb 14, 2023
Q4 2022
|
Verus Capital Partners, LLC
Scottsdale, AZ |
SELL
|
- |
-2K- 13.33% |
$27K - $31.5K
|
13K
$193K
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-2.35K- 65.31% |
$31.8K - $37K
|
1.25K
$18.6K
|
|
|
Feb 09, 2023
Q4 2022
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-3K- 7.14% |
$40.5K - $47.2K
|
39K
$580K
|
|
|
Feb 09, 2023
Q4 2022
|
Xml Financial, LLC
|
SELL
|
- |
-3.5K- 11.67% |
$47.3K - $55.1K
|
26.5K
$394K
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-18.5K- 42.8% |
$250K - $291K
|
24.7K
$368K
|
|
|
Feb 14, 2023
Q4 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-18.5K- 55.6% |
$250K - $291K
|
14.8K
$220K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-20.8K- 92.22% |
$280K - $327K
|
1.75K
$26K
|
|
|
Feb 10, 2023
Q4 2022
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-28.8K- 64.4% |
$389K - $454K
|
15.9K
$237K
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-41.9K- 27.1% |
$566K - $660K
|
113K
$1.68M
|
|
|
Feb 06, 2023
Q4 2022
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-44.5K- 51.45% |
$601K - $700K
|
42K
$625K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-119K- 31.68% |
$1.61M - $1.88M
|
257K
$3.83M
|