Purchases and Sales Made in Q4 2023 in River North Managed Duration Municipal Income Fund, Inc. (RMM)
This table provides information about the institutional ownership of River North Managed Duration Municipal Income Fund, Inc. (RMM) during Q4 2023. The information is specifically focused on institutions that hold shares of RiverNorth Managed Duration Municipal Income Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
146KNew |
$1.81M - $2.15M
|
146K
$2.16M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
88.2K+ 24.05% |
$1.1M - $1.3M
|
455K
$6.73M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
68.9KNew |
$856K - $1.02M
|
68.9K
$1.02M
|
|
|
Feb 09, 2024
Q4 2023
|
Pro Vise Management Group, LLC
Clearwater, FL |
BUY
|
- |
52.4K+ 67.86% |
$651K - $772K
|
130K
$1.92M
|
|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
33.6KNew |
$418K - $495K
|
33.6K
$497K
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
30.7KNew |
$381K - $452K
|
30.7K
$453K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
21KNew |
$261K - $309K
|
21K
$310K
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
18.4KNew |
$229K - $271K
|
18.4K
$272K
|
|
|
Feb 12, 2024
Q4 2023
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
17.9KNew |
$222K - $263K
|
17.9K
$264K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
15.1K+ 13.89% |
$188K - $223K
|
124K
$1.83M
|
|
|
Jan 08, 2024
Q4 2023
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
12.6KNew |
$156K - $185K
|
12.6K
$186K
|
|
|
Feb 14, 2024
Q4 2023
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
10KNew |
$124K - $147K
|
10K
$148K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
6.51K+ 3.78% |
$80.8K - $95.8K
|
179K
$2.64M
|
|
|
Feb 14, 2024
Q4 2023
|
Xml Financial, LLC
|
BUY
|
- |
4.75K+ 30.65% |
$59K - $70K
|
20.3K
$299K
|
|
|
Feb 14, 2024
Q4 2023
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
2.55K+ 23.93% |
$31.7K - $37.5K
|
13.2K
$195K
|
|
|
Feb 06, 2024
Q4 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
1K+ 1.1% |
$12.4K - $14.7K
|
91.5K
$1.35M
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
BUY
|
- |
485+ 3.39% |
$6.02K - $7.14K
|
14.8K
$219K
|
|
|
Feb 09, 2024
Q4 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
425+ 10.64% |
$5.28K - $6.26K
|
4.42K
$65.3K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
325+ 1.01% |
$4.04K - $4.79K
|
32.4K
$480K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-41- 0.13% |
$509 - $604
|
32K
$473K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-84- 0.48% |
$1.04K - $1.24K
|
17.4K
$257K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-667- 3.05% |
$8.28K - $9.82K
|
21.2K
$314K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-2K- 84.5% |
$24.8K - $29.5K
|
367
$5.42K
|
|
|
Feb 09, 2024
Q4 2023
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-3.19K- 23.71% |
$39.7K - $47K
|
10.3K
$152K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-3.77K- 1.88% |
$46.8K - $55.5K
|
196K
$2.9M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-8.39K- 3.22% |
$104K - $124K
|
252K
$3.72M
|
|
|
Jan 24, 2024
Q4 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-8.58K- 2.1% |
$107K - $126K
|
399K
$5.9M
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
SELL
|
- |
-10.3K- 30.47% |
$129K - $152K
|
23.6K
$349K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-12.1K- 3.63% |
$150K - $178K
|
322K
$4.76M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-21K- 6.12% |
$261K - $309K
|
322K
$4.76M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-29.9K- 26.66% |
$372K - $441K
|
82.4K
$1.22M
|