Purchases and Sales Made in Q1 2022 in Royce Micro Cap Trust, Inc. (RMT)
This table provides information about the institutional ownership of Royce Micro Cap Trust, Inc. (RMT) during Q1 2022. The information is specifically focused on institutions that hold shares of ROYCE MICRO-CAP TRUST, INC..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
627K+ 29.1% |
$6.03M - $7.33M
|
2.78M
$27M
|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
89.9K+ 21.93% |
$865K - $1.05M
|
500K
$4.85M
|
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
79.9KNew |
$769K - $934K
|
79.9K
$775K
|
|
Apr 22, 2022
Q1 2022
|
Mraz, Amerine & Associates, Inc.
|
BUY
|
- |
55.6K+ 45.29% |
$535K - $650K
|
178K
$1.73M
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
54.7K+ 19.05% |
$526K - $638K
|
342K
$3.31M
|
|
May 02, 2022
Q1 2022
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
49.9K+ 7.79% |
$480K - $583K
|
691K
$6.69M
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
40.7K+ 4.83% |
$392K - $476K
|
885K
$8.57M
|
|
May 09, 2022
Q1 2022
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
39.4KNew |
$379K - $460K
|
39.4K
$381K
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
28.6K+ 8.64% |
$275K - $334K
|
359K
$3.48M
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
20.1K+ 63.83% |
$194K - $235K
|
51.7K
$501K
|
|
May 04, 2022
Q1 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
17.3K+ 133.08% |
$167K - $202K
|
30.3K
$294K
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
14.4K+ 13.5% |
$139K - $169K
|
121K
$1.18M
|
|
May 12, 2022
Q1 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
13.7K+ 24.29% |
$132K - $160K
|
70.2K
$681K
|
|
Apr 13, 2022
Q1 2022
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
10.7K+ 3.27% |
$103K - $125K
|
338K
$3.28M
|
|
Apr 15, 2022
Q1 2022
|
Resolute Financial, LLC
|
BUY
|
- |
10.6K+ 33.82% |
$102K - $123K
|
41.8K
$405K
|
|
Apr 15, 2022
Q1 2022
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
10.5KNew |
$101K - $123K
|
10.5K
$102K
|
|
May 13, 2022
Q1 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
9.6K+ 61.47% |
$92.4K - $112K
|
25.2K
$244K
|
|
Apr 18, 2022
Q1 2022
|
Insight Folios Inc
|
BUY
|
- |
8.28K+ 17.42% |
$79.7K - $96.7K
|
55.8K
$541K
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
7.49K+ 7.22% |
$72K - $87.5K
|
111K
$1.08M
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
6.66K+ 15.78% |
$64.1K - $77.8K
|
48.9K
$474K
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
5.86KNew |
$56.3K - $68.4K
|
5.86K
$56.7K
|
|
May 02, 2022
Q1 2022
|
Roberts Glore & CO Inc
Deerfield, IL |
BUY
|
- |
4.5K+ 10.46% |
$43.3K - $52.6K
|
47.5K
$460K
|
|
May 16, 2022
Q1 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
4.4K+ 5.03% |
$42.3K - $51.4K
|
91.9K
$891K
|
|
Feb 08, 2024
Q1 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
3.26K+ 9.38% |
$31.4K - $38.1K
|
38K
$368K
|
|
May 17, 2022
Q1 2022
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
2.61K+ 38.71% |
$25.1K - $30.4K
|
9.34K
$90.5K
|
|
Jul 14, 2022
Q1 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
2.23KNew |
$21.4K - $26K
|
2.23K
$21.6K
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.9K+ 1.55% |
$18.2K - $22.1K
|
124K
$1.2M
|
|
May 12, 2022
Q1 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
1.58K+ 2.57% |
$15.2K - $18.4K
|
62.9K
$609K
|
|
May 02, 2022
Q1 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.36K+ 126.61% |
$13K - $15.8K
|
2.43K
$23.5K
|
|
May 13, 2022
Q1 2022
|
Fca Corp
Houston, TX |
BUY
|
- |
1.21K+ 0.45% |
$11.6K - $14.1K
|
272K
$2.63M
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.07K+ 3.53% |
$10.3K - $12.5K
|
31.3K
$303K
|
|
May 16, 2022
Q1 2022
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
1K+ 84.96% |
$9.62K - $11.7K
|
2.18K
$21.1K
|
|
May 11, 2022
Q1 2022
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
556+ 2.18% |
$5.35K - $6.49K
|
26K
$252K
|
|
May 13, 2022
Q1 2022
|
9258 Wealth Management, LLC
|
BUY
|
- |
312+ 2.19% |
$3K - $3.64K
|
14.6K
$141K
|
|
May 16, 2022
Q1 2022
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
223+ 0.05% |
$2.15K - $2.6K
|
469K
$4.55M
|
|
May 13, 2022
Q1 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
208+ 0.48% |
$2K - $2.43K
|
43.5K
$422K
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
108New |
$1.04K - $1.26K
|
108
$1.05K
|
|
Apr 15, 2022
Q1 2022
|
Creative Financial Designs Inc
|
BUY
|
- |
99+ 162.3% |
$952 - $1.16K
|
160
$1.55K
|
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
76New |
$731 - $888
|
76
$736
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
75+ 0.14% |
$721 - $876
|
54.5K
$528K
|
|
May 10, 2022
Q1 2022
|
Sittner & Nelson, LLC
Eugene, OR |
BUY
|
- |
68+ 2.17% |
$654 - $794
|
3.21K
$31.1K
|
|
Apr 22, 2022
Q1 2022
|
Hanson & Doremus Investment Management
|
BUY
|
- |
28+ 0.88% |
$269 - $327
|
3.21K
$31.1K
|
|
May 11, 2022
Q1 2022
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
BUY
|
- |
21+ 2.1% |
$202 - $245
|
1.02K
$9.89K
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
May 12, 2022
Q1 2022
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-39Closed |
$375 - $456
|
0
$0
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-775- 1.18% |
$7.46K - $9.05K
|
64.7K
$627K
|
|
Apr 29, 2022
Q1 2022
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-800- 27.95% |
$7.7K - $9.34K
|
2.06K
$20K
|
|
Apr 14, 2022
Q1 2022
|
Advisor Net Financial, Inc
|
SELL
|
- |
-863Closed |
$8.3K - $10.1K
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Dakota Wealth Management
|
SELL
|
- |
-985- 6.1% |
$9.48K - $11.5K
|
15.2K
$147K
|
|
May 13, 2022
Q1 2022
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-1K- 45.93% |
$9.62K - $11.7K
|
1.18K
$11.4K
|