Purchases and Sales Made in Q3 2022 in Royce Micro Cap Trust, Inc. (RMT)
This table provides information about the institutional ownership of Royce Micro Cap Trust, Inc. (RMT) during Q3 2022. The information is specifically focused on institutions that hold shares of ROYCE MICRO-CAP TRUST, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1+ 1.28% |
$7.84 - $9.89
|
79
$766
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-3- 2.78% |
$23.5 - $29.7
|
105
$1.02K
|
|
|
Oct 19, 2022
Q3 2022
|
Heron Bay Capital Management
|
SELL
|
- |
-93- 0.51% |
$729 - $920
|
18.2K
$176K
|
|
|
Nov 10, 2022
Q3 2022
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-406- 0.87% |
$3.18K - $4.02K
|
46.5K
$451K
|
|
|
Nov 14, 2022
Q3 2022
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-518- 3.24% |
$4.06K - $5.12K
|
15.5K
$150K
|
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-685- 1.07% |
$5.37K - $6.77K
|
63K
$611K
|
|
|
Nov 14, 2022
Q3 2022
|
Brown Advisory Inc
|
SELL
|
- |
-866- 1.1% |
$6.79K - $8.56K
|
77.6K
$752K
|
|
|
Nov 14, 2022
Q3 2022
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-876- 0.6% |
$6.87K - $8.66K
|
144K
$1.4M
|
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-1.08K- 7.24% |
$8.5K - $10.7K
|
13.9K
$135K
|
|
|
Oct 27, 2022
Q3 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-1.14K- 2.03% |
$8.92K - $11.3K
|
54.9K
$532K
|
|
|
Nov 09, 2022
Q3 2022
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-1.6K- 0.65% |
$12.5K - $15.8K
|
245K
$2.37M
|
|
|
Nov 14, 2022
Q3 2022
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-3.15K- 5.99% |
$24.7K - $31.2K
|
49.5K
$480K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.25K- 2.7% |
$25.5K - $32.1K
|
117K
$1.14M
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-3.7K- 11.68% |
$29K - $36.6K
|
27.9K
$271K
|
|
|
Nov 14, 2022
Q3 2022
|
Twin Focus Capital Partners, LLC
Boston, MA |
SELL
|
- |
-4K- 6.05% |
$31.4K - $39.6K
|
62.2K
$602K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-4.34K- 1.14% |
$34K - $42.9K
|
377K
$3.66M
|
|
|
Nov 03, 2022
Q3 2022
|
Avidian Wealth Solutions, LLC
|
SELL
|
- |
-11.4K- 48.62% |
$89K - $112K
|
12K
$116K
|
|
|
Nov 10, 2022
Q3 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-12.4K- 39.5% |
$97.2K - $123K
|
19K
$184K
|
|
|
Oct 19, 2022
Q3 2022
|
Insight Folios Inc
|
SELL
|
- |
-13.6K- 28.29% |
$107K - $134K
|
34.5K
$334K
|
|
|
Nov 14, 2022
Q3 2022
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-14.7K- 1.45% |
$115K - $145K
|
996K
$9.65M
|
|
|
Nov 10, 2022
Q3 2022
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-14.8K- 12.55% |
$116K - $146K
|
103K
$999K
|
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-56.2K- 79.46% |
$440K - $555K
|
14.5K
$141K
|
|
|
Nov 14, 2022
Q3 2022
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-406K- 83.49% |
$3.18M - $4.02M
|
80.3K
$778K
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-418K- 13.42% |
$3.28M - $4.14M
|
2.7M
$26.1M
|