Purchases and Sales Made in Q4 2021 in Royce Micro Cap Trust, Inc. (RMT)
This table provides information about the institutional ownership of Royce Micro Cap Trust, Inc. (RMT) during Q4 2021. The information is specifically focused on institutions that hold shares of ROYCE MICRO-CAP TRUST, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2022
Q4 2021
|
Sittner & Nelson, LLC
Eugene, OR |
BUY
|
- |
79+ 2.58% |
$855 - $984
|
3.14K
$32K
|
|
|
Jan 27, 2022
Q4 2021
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
39New |
$422 - $486
|
39
$397
|
|
|
Jan 20, 2022
Q4 2021
|
Hanson & Doremus Investment Management
|
BUY
|
- |
33+ 1.05% |
$357 - $411
|
3.19K
$32.5K
|
|
|
Jan 25, 2022
Q4 2021
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
BUY
|
- |
25+ 2.56% |
$271 - $311
|
1K
$10.2K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
18+ 2.46% |
$195 - $224
|
751
$7.65K
|
|
|
May 20, 2022
Q4 2021
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
11New |
$119 - $137
|
11
$112
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 26, 2022
Q4 2021
|
Creative Financial Designs Inc
|
SELL
|
- |
-94- 60.65% |
$1.02K - $1.17K
|
61
$622
|
|
|
Jan 21, 2022
Q4 2021
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-95- 0.4% |
$1.03K - $1.18K
|
23.8K
$242K
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-119- 99.17% |
$1.29K - $1.48K
|
1
$10.2
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-224Closed |
$2.42K - $2.79K
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-271- 0.56% |
$2.93K - $3.37K
|
48.3K
$492K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-318- 1.04% |
$3.44K - $3.96K
|
30.2K
$308K
|
|
|
Feb 08, 2022
Q4 2021
|
Robinson Capital Management, LLC
|
SELL
|
- |
-600Closed |
$6.49K - $7.47K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-600- 0.24% |
$6.49K - $7.47K
|
253K
$2.58M
|
|
|
Feb 10, 2022
Q4 2021
|
Prospera Financial Services Inc
|
SELL
|
- |
-756- 1.14% |
$8.18K - $9.41K
|
65.5K
$668K
|
|
|
Jan 14, 2022
Q4 2021
|
Mraz, Amerine & Associates, Inc.
|
SELL
|
- |
-1.3K- 1.05% |
$14.1K - $16.2K
|
123K
$1.25M
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-2.89K- 17.22% |
$31.3K - $36K
|
13.9K
$142K
|
|
|
Feb 14, 2022
Q4 2021
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-3.03K- 18.52% |
$32.8K - $37.7K
|
13.3K
$136K
|
|
|
Feb 14, 2022
Q4 2021
|
Thompson Davis & Co., Inc.
|
SELL
|
- |
-5.04KClosed |
$54.5K - $62.7K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-6.09K- 13.05% |
$65.9K - $75.9K
|
40.6K
$414K
|
|
|
Feb 10, 2022
Q4 2021
|
Dakota Wealth Management
|
SELL
|
- |
-8.05K- 33.28% |
$87.1K - $100K
|
16.1K
$164K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-9.13K- 13.91% |
$98.8K - $114K
|
56.5K
$576K
|
|
|
Feb 04, 2022
Q4 2021
|
Frontier Wealth Management LLC
Kansas City, MO |
SELL
|
- |
-9.16K- 7.78% |
$99.1K - $114K
|
109K
$1.11M
|
|
|
Feb 04, 2022
Q4 2021
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-10.5KClosed |
$114K - $131K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-11.3KClosed |
$122K - $141K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-12KClosed |
$130K - $149K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
North Star Asset Management Inc
|
SELL
|
- |
-12.5KClosed |
$135K - $156K
|
0
$0
|
|
|
Jan 14, 2022
Q4 2021
|
Beam Wealth Advisors, Inc.
|
SELL
|
- |
-12.7KClosed |
$138K - $158K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-14.1K- 13.36% |
$153K - $176K
|
91.7K
$935K
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-17.6K- 1.56% |
$190K - $219K
|
1.11M
$11.3M
|
|
|
Feb 10, 2022
Q4 2021
|
Davenport & CO LLC
|
SELL
|
- |
-20.7K- 55.31% |
$224K - $258K
|
16.7K
$170K
|
|
|
Feb 14, 2022
Q4 2021
|
Fca Corp
Houston, TX |
SELL
|
- |
-36.1K- 11.76% |
$390K - $449K
|
271K
$2.76M
|
|
|
May 11, 2022
Q4 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-47.7K- 7.35% |
$516K - $594K
|
601K
$6.13M
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-50.2KClosed |
$543K - $625K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
True North Advisors, LLC
|
SELL
|
- |
-56.3KClosed |
$609K - $701K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-72K- 44.06% |
$779K - $896K
|
91.4K
$932K
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-80.3K- 16.38% |
$869K - $1M
|
410K
$4.18M
|
|
|
Feb 15, 2022
Q4 2021
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-117K- 35.37% |
$1.26M - $1.45M
|
213K
$2.17M
|
|
|
Feb 04, 2022
Q4 2021
|
Matisse Capital
|
SELL
|
- |
-278KClosed |
$3.01M - $3.46M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-734K- 43.87% |
$7.94M - $9.14M
|
939K
$9.57M
|
|
|
Feb 14, 2022
Q4 2021
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-740K- 49.93% |
$8.01M - $9.22M
|
742K
$7.56M
|