Purchases and Sales Made in Q3 2021 in Retail Opportunity Investments Corp (ROIC)
This table provides information about the institutional ownership of Retail Opportunity Investments Corp (ROIC) during Q3 2021. The information is specifically focused on institutions that hold shares of RETAIL OPPORTUNITY INVESTMENTS CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2021
Q3 2021
|
Allianz Asset Management Gmb H
Munich, 2M |
BUY
|
- |
12.2K+ 3.59% |
$205K - $222K
|
352K
$6.16M
|
|
|
Nov 16, 2021
Q3 2021
|
Janus Henderson Group PLC
London, X0 |
BUY
|
- |
11.9KNew |
$200K - $217K
|
11.9K
$208K
|
|
|
Oct 28, 2021
Q3 2021
|
M&T Bank Corp
|
BUY
|
- |
11.4KNew |
$191K - $208K
|
11.4K
$199K
|
|
|
Nov 15, 2021
Q3 2021
|
Ergoteles LLC
New York, NY |
BUY
|
- |
11.2KNew |
$188K - $204K
|
11.2K
$196K
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
10.5K+ 0.49% |
$177K - $192K
|
2.14M
$37.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Caxton Associates LP
New York, NY |
BUY
|
- |
10.1KNew |
$170K - $185K
|
10.1K
$177K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10.1KNew |
$170K - $184K
|
10.1K
$177K
|
|
|
Nov 15, 2021
Q3 2021
|
Allstate Corp
Northbrook, IL |
BUY
|
- |
8.41K+ 35.77% |
$141K - $153K
|
31.9K
$558K
|
|
|
Nov 10, 2021
Q3 2021
|
Alpha Crest Capital Management LLC
New York, NY |
BUY
|
- |
6.62K+ 38.46% |
$111K - $121K
|
23.8K
$417K
|
|
|
Nov 09, 2021
Q3 2021
|
Fort Washington Investment Advisors Inc
|
BUY
|
- |
5.7K+ 40.34% |
$95.8K - $104K
|
19.8K
$347K
|
|
|
Nov 16, 2021
Q3 2021
|
Phocas Financial Corp.
Alameda, CA |
BUY
|
- |
5.65K+ 1.04% |
$95K - $103K
|
549K
$9.6M
|
|
|
Oct 12, 2021
Q3 2021
|
Louisiana State Employees Retirement System
|
BUY
|
- |
4.9K+ 9.14% |
$82.3K - $89.3K
|
58.5K
$1.02M
|
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO
|
BUY
|
- |
4.37K+ 4.32% |
$73.4K - $79.7K
|
106K
$1.85M
|
|
|
Nov 09, 2021
Q3 2021
|
Teacher Retirement System Of Texas
Austin, TX |
BUY
|
- |
3.63K+ 23.52% |
$60.9K - $66.1K
|
19K
$333K
|
|
|
Nov 04, 2021
Q3 2021
|
Mitsubishi Ufj Kokusai Asset Management Co., Ltd.
|
BUY
|
- |
3.32K+ 7.19% |
$55.7K - $60.5K
|
49.4K
$865K
|
|
|
Nov 12, 2021
Q3 2021
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
3K+ 3.2% |
$50.4K - $54.7K
|
96.7K
$1.69M
|
|
|
Jan 10, 2025
Q3 2021
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
3K+ 3.2% |
$50.4K - $54.7K
|
96.7K
$1.69M
|
|
|
Nov 15, 2021
Q3 2021
|
Voya Investment Management LLC
Atlanta, GA |
BUY
|
- |
2.97K+ 2.77% |
$49.8K - $54.1K
|
110K
$1.93M
|
|
|
Nov 12, 2021
Q3 2021
|
Sei Investments CO
Oaks, PA |
BUY
|
- |
2.93K+ 17.54% |
$49.2K - $53.4K
|
19.6K
$343K
|
|
|
Nov 15, 2021
Q3 2021
|
Prudential Financial Inc
Newark, NJ |
BUY
|
- |
2.81K+ 2.19% |
$47.2K - $51.2K
|
131K
$2.29M
|
|
|
Nov 12, 2021
Q3 2021
|
Public Sector Pension Investment Board
Montreal, A8 |
BUY
|
- |
2.65K+ 1.09% |
$44.5K - $48.3K
|
245K
$4.29M
|
|
|
Nov 09, 2021
Q3 2021
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
2.63K+ 0.31% |
$44.1K - $47.9K
|
838K
$14.7M
|
|
|
Nov 08, 2021
Q3 2021
|
Swiss National Bank
Zurich, V8 |
BUY
|
- |
2.1K+ 0.81% |
$35.3K - $38.3K
|
263K
$4.59M
|
|
|
Nov 15, 2021
Q3 2021
|
Metropolitan Life Insurance CO
New York, NY |
BUY
|
- |
2.09K+ 5.56% |
$35K - $38K
|
39.6K
$692K
|
|
|
Mar 30, 2023
Q3 2021
|
Metropolitan Life Insurance CO
New York, NY |
BUY
|
- |
2.09K+ 5.56% |
$35K - $38K
|
39.6K
$692K
|
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
1.82K+ 4.57% |
$30.5K - $33.1K
|
41.5K
$726K
|
|
|
Nov 05, 2021
Q3 2021
|
Daiwa Securities Group Inc.
Tokyo, M0 |
BUY
|
- |
1.81K+ 5.85% |
$30.4K - $33K
|
32.7K
$572K
|
|
|
Nov 15, 2021
Q3 2021
|
Natixis Advisors, L.P.
Boston, MA |
BUY
|
- |
1.78K+ 9.2% |
$29.9K - $32.4K
|
21.1K
$369K
|
|
|
Nov 15, 2021
Q3 2021
|
Aqr Capital Management LLC
Greenwich, CT |
BUY
|
- |
1.74K+ 4.27% |
$29.3K - $31.8K
|
42.6K
$744K
|
|
|
Nov 10, 2021
Q3 2021
|
Handelsbanken Fonder Ab
|
BUY
|
- |
1.7K+ 5.38% |
$28.6K - $31K
|
33.3K
$582K
|
|
|
Oct 22, 2021
Q3 2021
|
Strs Ohio
|
BUY
|
- |
1.6K+ 1.01% |
$26.8K - $29.1K
|
159K
$2.79M
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.35K+ 12.93% |
$22.7K - $24.7K
|
11.8K
$207K
|
|
|
Nov 10, 2021
Q3 2021
|
Nissay Asset Management Corp
Tokyo, M0 |
BUY
|
- |
1.32K+ 11.43% |
$22.1K - $24K
|
12.8K
$225K
|
|
|
Oct 28, 2021
Q3 2021
|
Texas Permanent School Fund
Austin, TX |
BUY
|
- |
1.31K+ 1.48% |
$22K - $23.9K
|
89.8K
$1.57M
|
|
|
Nov 15, 2021
Q3 2021
|
Fil LTD
Hamilton, D0 |
BUY
|
- |
1.3KNew |
$21.8K - $23.7K
|
1.3K
$22.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
1.16K+ 11.13% |
$19.5K - $21.2K
|
11.6K
$203K
|
|
|
Oct 29, 2021
Q3 2021
|
Amalgamated Bank
New York, NY |
BUY
|
- |
1.07K+ 1.88% |
$18K - $19.6K
|
58.3K
$1.02M
|
|
|
Nov 15, 2021
Q3 2021
|
California State Teachers Retirement System
West Sacramento, CA |
BUY
|
- |
1.03K+ 0.64% |
$17.3K - $18.7K
|
161K
$2.82M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
959+ 2.0% |
$16.1K - $17.5K
|
49K
$856K
|
|
|
Nov 15, 2021
Q3 2021
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
- |
952+ 9.47% |
$16K - $17.4K
|
11K
$192K
|
|
|
Nov 10, 2021
Q3 2021
|
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys
Harrisburg, PA |
BUY
|
- |
917+ 1.01% |
$15.4K - $16.7K
|
92.1K
$1.61M
|
|
|
Nov 03, 2021
Q3 2021
|
Van Eck Associates Corp
|
BUY
|
- |
853+ 18.19% |
$14.3K - $15.6K
|
5.54K
$96.9K
|
|
|
Nov 15, 2021
Q3 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
683+ 2.2% |
$11.5K - $12.5K
|
31.7K
$555K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
611+ 0.82% |
$10.3K - $11.1K
|
75.1K
$1.31M
|
|
|
Nov 10, 2021
Q3 2021
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
BUY
|
- |
563+ 2559.09% |
$9.46K - $10.3K
|
585
$10.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Dimensional Fund Advisors LP
Austin, TX |
BUY
|
- |
556+ 0.03% |
$9.34K - $10.1K
|
1.87M
$32.7M
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
445+ 19.57% |
$7.48K - $8.11K
|
2.72K
$47.6K
|
|
|
Nov 12, 2021
Q3 2021
|
Meridian Wealth Partners, LLC
Blue Bell, PA |
BUY
|
- |
379New |
$6.37K - $6.91K
|
379
$6.63K
|
|
|
Nov 12, 2021
Q3 2021
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
375+ 49.08% |
$6.3K - $6.84K
|
1.14K
$19.9K
|
|
|
Nov 15, 2021
Q3 2021
|
Aspire Private Capital, LLC
|
BUY
|
- |
270New |
$4.54K - $4.92K
|
270
$4.72K
|