Purchases and Sales Made in Q3 2021 in Retail Opportunity Investments Corp (ROIC)
This table provides information about the institutional ownership of Retail Opportunity Investments Corp (ROIC) during Q3 2021. The information is specifically focused on institutions that hold shares of RETAIL OPPORTUNITY INVESTMENTS CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 12, 2021
Q3 2021
|
Arizona State Retirement System
|
BUY
|
- |
245+ 0.76% |
$4.12K - $4.47K
|
32.4K
$566K
|
|
Nov 15, 2021
Q3 2021
|
Price T Rowe Associates Inc
Baltimore, MD |
BUY
|
- |
140+ 0.24% |
$2.35K - $2.55K
|
57.9K
$1.01M
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
BUY
|
- |
117+ 14.63% |
$1.97K - $2.13K
|
917
$16K
|
|
Nov 12, 2021
Q3 2021
|
Schroder Investment Management Group
London, X0 |
BUY
|
- |
115+ 1.51% |
$1.93K - $2.1K
|
7.72K
$135K
|
|
Aug 16, 2024
Q3 2021
|
Td Private Client Wealth LLC
New York, NY |
BUY
|
- |
84New |
$1.41K - $1.53K
|
84
$1.47K
|
|
Nov 09, 2021
Q3 2021
|
Cibc Asset Management Inc
Toronto, A6 |
BUY
|
- |
76+ 0.56% |
$1.28K - $1.39K
|
13.7K
$240K
|
|
Nov 10, 2021
Q3 2021
|
Glassman Wealth Services
|
BUY
|
- |
58New |
$974 - $1.06K
|
58
$1.01K
|
|
Nov 08, 2021
Q3 2021
|
Meeder Asset Management Inc
|
BUY
|
- |
22+ 1.81% |
$370 - $401
|
1.24K
$21.7K
|
|
Oct 08, 2021
Q3 2021
|
Johnson Midwest Financial, LLC
|
BUY
|
- |
9+ 0.64% |
$151 - $164
|
1.42K
$24.8K
|
|
Nov 01, 2021
Q3 2021
|
High Mark Wealth Management LLC
|
BUY
|
- |
1+ 0.72% |
$16.8 - $18.2
|
140
$2.45K
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-6Closed |
$101 - $109
|
0
$0
|
|
Oct 28, 2021
Q3 2021
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-32- 1.07% |
$538 - $583
|
2.95K
$51.6K
|
|
Nov 15, 2021
Q3 2021
|
Amundi
Paris, I0 |
SELL
|
- |
-38- 0.05% |
$638 - $693
|
72.2K
$1.26M
|
|
Nov 15, 2021
Q3 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-52Closed |
$874 - $948
|
0
$0
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-90Closed |
$1.51K - $1.64K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-100- 50.0% |
$1.68K - $1.82K
|
100
$1.75K
|
|
Oct 19, 2021
Q3 2021
|
Oregon Public Employees Retirement Fund
|
SELL
|
- |
-200- 0.42% |
$3.36K - $3.65K
|
47.8K
$836K
|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-375Closed |
$6.3K - $6.84K
|
0
$0
|
|
Oct 25, 2021
Q3 2021
|
New York State Teachers Retirement System
|
SELL
|
- |
-404- 0.2% |
$6.79K - $7.36K
|
203K
$3.56M
|
|
Nov 02, 2021
Q3 2021
|
Parallel Advisors, LLC
|
SELL
|
- |
-427- 35.44% |
$7.17K - $7.78K
|
778
$13.6K
|
|
Nov 15, 2021
Q3 2021
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-449- 11.8% |
$7.54K - $8.19K
|
3.36K
$58.7K
|
|
Nov 02, 2021
Q3 2021
|
Victory Capital Management Inc
|
SELL
|
- |
-502- 0.45% |
$8.43K - $9.15K
|
111K
$1.94M
|
|
Oct 18, 2021
Q3 2021
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-512- 0.84% |
$8.6K - $9.33K
|
60.3K
$1.06M
|
|
Nov 15, 2021
Q3 2021
|
Axa S.A.
Paris, I0 |
SELL
|
- |
-587- 5.18% |
$9.86K - $10.7K
|
10.7K
$188K
|
|
Nov 10, 2021
Q3 2021
|
Mutual Of America Capital Management LLC
New York, NY |
SELL
|
- |
-694- 4.11% |
$11.7K - $12.7K
|
16.2K
$283K
|
|
Nov 12, 2021
Q3 2021
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-697- 0.64% |
$11.7K - $12.7K
|
108K
$1.88M
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-698- 3.73% |
$11.7K - $12.7K
|
18K
$315K
|
|
Nov 15, 2021
Q3 2021
|
Abrdn PLC
|
SELL
|
- |
-783- 3.14% |
$13.2K - $14.3K
|
24.1K
$422K
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-907- 11.75% |
$15.2K - $16.5K
|
6.82K
$119K
|
|
Nov 22, 2021
Q3 2021
|
Comerica Bank
|
SELL
|
- |
-915- 0.82% |
$15.4K - $16.7K
|
110K
$1.92M
|
|
Nov 12, 2021
Q3 2021
|
American International Group, Inc.
New York, NY |
SELL
|
- |
-920- 1.21% |
$15.5K - $16.8K
|
74.8K
$1.31M
|
|
Oct 14, 2021
Q3 2021
|
Davenport & CO LLC
|
SELL
|
- |
-1K- 2.96% |
$16.8K - $18.2K
|
32.7K
$573K
|
|
Nov 02, 2021
Q3 2021
|
Asset Management One Co., Ltd.
|
SELL
|
- |
-1.16K- 0.59% |
$19.5K - $21.2K
|
196K
$3.43M
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.27K- 15.96% |
$21.3K - $23.1K
|
6.67K
$117K
|
|
Nov 15, 2021
Q3 2021
|
Public Employees Retirement System Of Ohio
Columbus, OH |
SELL
|
- |
-1.51K- 1.18% |
$25.4K - $27.5K
|
126K
$2.21M
|
|
Nov 12, 2021
Q3 2021
|
Dark Forest Capital Management LP
Weston, CT |
SELL
|
- |
-1.57KClosed |
$26.4K - $28.7K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-2.5KClosed |
$42K - $45.6K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-2.61K- 6.9% |
$43.8K - $47.5K
|
35.1K
$615K
|
|
Nov 15, 2021
Q3 2021
|
Point72 Hong Kong LTD
Hong Kong, K3 |
SELL
|
- |
-2.9KClosed |
$48.6K - $52.8K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Profund Advisors LLC
|
SELL
|
- |
-3.18K- 19.75% |
$53.5K - $58K
|
12.9K
$226K
|
|
Nov 12, 2021
Q3 2021
|
State Of Tennessee, Treasury Department
Nashville, TN |
SELL
|
- |
-3.63K- 5.05% |
$61K - $66.2K
|
68.3K
$1.19M
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-4.32K- 20.74% |
$72.6K - $78.8K
|
16.5K
$289K
|
|
Nov 12, 2021
Q3 2021
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-4.37K- 6.68% |
$73.5K - $79.7K
|
61.1K
$1.07M
|
|
Nov 16, 2021
Q3 2021
|
Neo Ivy Capital Management
New York, NY |
SELL
|
- |
-4.63KClosed |
$77.8K - $84.4K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-4.64K- 4.41% |
$77.9K - $84.6K
|
101K
$1.76M
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-5K- 13.11% |
$83.9K - $91.1K
|
33.1K
$579K
|
|
Nov 15, 2021
Q3 2021
|
Adelante Capital Management LLC
Alameda, CA |
SELL
|
- |
-5.03K- 0.45% |
$84.5K - $91.7K
|
1.11M
$19.4M
|
|
Nov 08, 2021
Q3 2021
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-7.06K- 36.43% |
$119K - $129K
|
12.3K
$215K
|
|
Oct 21, 2021
Q3 2021
|
Everence Capital Management Inc
|
SELL
|
- |
-7.18K- 31.39% |
$121K - $131K
|
15.7K
$274K
|